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AIZAWA SECURITIES GROUP CO., LTD. — Investor Relations & Filings

Ticker · 8708 ISIN · JP3101850000 LEI · 3538009IV9F0ZXPK5Z39 T Financial and insurance activities
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Filings indexed 105 across all filing types
Latest filing 2024-05-02 Major Shareholding Noti…
Country JP Japan
Listing T 8708

About AIZAWA SECURITIES GROUP CO., LTD.

https://www.aizawa.co.jp/english/

Aizawa Securities Group Co., Ltd. is a financial services group engaged in the provision of investment and asset management solutions. The company's core operations encompass a broad spectrum of financial product trading activities, including securities dealing, brokerage services, and underwriting. It provides comprehensive support for clients in both fund procurement and asset management. A notable specialization is its focus on Asian stocks, offering dedicated expertise and investment opportunities in the region. The group also provides customized solution services, facilitating the trading of securities and securities indexes to address specific client requirements.

Recent filings

Filing Released Lang Actions
臨時報告書
Major Shareholding Notification Classification · 100% confidence The document is titled '臨時報告書' (Extraordinary Report or Timely Disclosure Report) and is submitted to the Kanto Local Finance Bureau ('関東財務局長'). The filing reason ('提出理由') explicitly states it is submitted based on Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act, due to a change in a major shareholder ('主要株主に異動がありました'). The content details the shareholder who is no longer a major shareholder ('主要株主でなくなるもの'), their voting rights before and after the change, and the date of the change. This structure perfectly matches the requirements for reporting significant changes in share ownership, which falls under the category of Major Shareholding Notification (MRQ) in the provided definitions, as it reports changes in significant share ownership levels crossing thresholds (or falling below them). Although the Japanese term is '臨時報告書' (which can sometimes map to RNS), the specific content about major shareholder changes points directly to MRQ.
2024-05-02 Japanese
臨時報告書
Major Shareholding Notification Classification · 100% confidence The document is explicitly titled "臨時報告書" (Extraordinary Report or Timely Disclosure Report) in the header section and references the submission to the "関東財務局長" (Director of the Kanto Local Finance Bureau). The content details a change in a major shareholder ("主要株主に異動がありました"), specifically involving Dalton Investments entities, and reports the change in voting rights percentage (14.01%). In the context of Japanese regulatory filings, a report detailing changes in major shareholdings (crossing ownership thresholds) is typically classified as a Major Shareholding Notification (MRQ) or, if it's a general timely disclosure not fitting other specific categories, it might fall under Regulatory Filings (RNS). However, the definition for Major Shareholding Notification (MRQ) is: "Notification of changes in significant share ownership levels (crossing thresholds)". This document perfectly matches the MRQ definition, even though the Japanese filing form used is a general 'Extraordinary Report' (which often houses MRQ/TS/etc. information). Given the specific definitions provided, MRQ is the most accurate fit for content regarding changes in significant share ownership.
2024-03-08 Japanese
確認書
Report Publication Announcement Classification · 100% confidence The document is extremely short (631 characters) and contains a table structure typical of a cover page for a regulatory filing in Japan. Key Japanese terms include: "提出書類" (Filing Document) being "確認書" (Confirmation Document), "根拠条文" (Basis Article) referencing the Financial Instruments and Exchange Act, and the filing date "2024年２月９日". Section 1 explicitly states that the CEO confirmed the contents of the "第104期第３四半期...の四半期報告書" (104th Fiscal Year Third Quarter... Quarterly Report) are appropriate. This document is not the Quarterly Report itself (which would be an IR), but rather a formal confirmation/attestation regarding the accuracy of that report, signed by management. Given the options, this specific confirmation document does not fit perfectly into the main categories like 10-K, IR, or ER. It is a specific regulatory attestation. Since it is a formal regulatory document that doesn't fit the specific financial report types (IR, 10-K) or management/shareholder actions, the most appropriate fallback category is Regulatory Filings (RNS), as it is a required submission to the regulator (Kanto Local Finance Bureau Director) confirming compliance.
2024-02-09 Japanese
四半期報告書－第104期第3四半期(2023/10/01－2023/12/31)
Interim / Quarterly Report Classification · 100% confidence The document is a '四半期報告書' (Quarterly Report) filed with the Kanto Local Finance Bureau in Japan. It contains detailed financial statements, management analysis (MDA), and business performance data for the third quarter of the 104th fiscal period (ending December 31, 2023). It is a comprehensive financial report for a period shorter than a full fiscal year, fitting the definition of an Interim/Quarterly Report (IR). 9M 2024
2024-02-09 Japanese
確認書
Report Publication Announcement Classification · 100% confidence The document is a 'Confirmation Letter' (Kakunin-sho) filed under the Financial Instruments and Exchange Act of Japan. It specifically confirms the accuracy of the contents of the Quarterly Report (Shihanki Hokokusho) for the second quarter of the 104th fiscal period. Since this is a regulatory filing confirming the validity of a report rather than the report itself, and it does not fit into specific categories like 10-K or IR, it falls under the general regulatory filing category.
2023-11-10 Japanese
四半期報告書－第104期第2四半期(2023/07/01－2023/09/30)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) filed with the Kanto Local Finance Bureau in Japan, as indicated by the header and the regulatory reference (Financial Instruments and Exchange Act). It contains detailed financial statements, management analysis, and audit review information for the second quarter of the 104th fiscal period (April 1, 2023, to September 30, 2023). This fits the definition of an Interim/Quarterly Report (IR). H1 2024
2023-11-10 Japanese

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