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XPON TECHNOLOGIES GROUP LIMITED Major Shareholding Notification 2021

Dec 14, 2021

66101_rns_2021-12-14_eb91e0b1-88a7-44d4-8a5b-d777945b16ed.pdf

Major Shareholding Notification

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Level 5, 126 Phillip Street, Sydney NSW 2000

ABN: 27 152 260 814

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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au

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GPO Box 5193, Sydney NSW 2001

Top Holders Grouped Report XPON Technologies Group Limited

Security Class(es): XPN - ORDINARY FULLY PAID SHARES

Security Class(es): XPNESC24M - MANDATORY ESCROWED SHARES - 24M FROM QUOTATION Security Class(es): XPNESC12A - ESCROWED SHARES - 05/04/2022 Security Class(es): XPNESC12B - ESCROWED SHARES - 27/04/2022 Security Class(es): XPNESC12C - ESCROWED SHARES - 28/04/2022 Security Class(es): XPNESC12D - ESCROWED SHARES - 29/04/2022 Security Class(es): XPNESC12E - ESCROWED SHARES - 04/05/2022 Security Class(es): XPNESC12F - ESCROWED SHARES - 17/05/2022 Security Class(es): XPNESC12G - ESCROWED SHARES - 18/05/2022 Security Class(es): XPNESC12H - ESCROWED SHARES - 19/05/2022 Security Class(es): XPNESC12I - ESCROWED SHARES - 21/05/2022 Security Class(es): XPNESC12J - ESCROWED SHARES - 27/05/2022 Security Class(es): XPNESC12K - ESCROWED SHARES - 04/06/2022 Security Class(es): XPNESC12L - ESCROWED SHARES - 16/12/2022 Security Class(es): XPNESC24V - VOLUANTARY ESCROWED SHARES - 24M FROM QUOTATION Security Class(es): XPNESC12M - MANDATORY ESCROWED SHARES - 05/06/2022 Security Class(es): XPNESC12N - MANDATORY ESCROWED SHARES - 19/10/2022 Display Top: 20

Security Class(es):
Security Class(es):
Security Class(es):
Security Class(es):
Security Class(es):
XPNESC12K - ESCROWED SHARES - 04/06/2022
XPNESC12L - ESCROWED SHARES - 16/12/2022
XPNESC24V - VOLUANTARY ESCROWED SHARES - 24M FROM QUOTATION
XPNESC12M - MANDATORY ESCROWED SHARES - 05/06/2022
XPNESC12N - MANDATORY ESCROWED SHARES - 19/10/2022
Display Top: 20 As at Date: 10-Dec-2021
Position Holder Name Holding % IC
1 BLACK OAK VENTURES PTY LTD
104,288,320 34.35%
2 BENJAMIN PATRICK FOGARTY 35,267,180 11.62%
3 MICROEQUITIES ASSET MANAGEMENT PTY LTD
9,676,578 3.19%

Sydney Level 5 126 Phillip Street Sydney NSW 2000

Perth Level 2 267 St Georges Terrace Perth WA 6000

Level 5, 126 Phillip Street, Sydney NSW 2000

ABN: 27 152 260 814

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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au

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GPO Box 5193, Sydney NSW 2001

Position Holder Name Holding % IC
4 HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 7,900,000 2.60%
5 LEGAL TOOLBOX PTY LTD
7,024,245 2.31%
6 ALTOR CAPITAL MANAGEMENT PTY LTD 5,747,691 1.89%
7 J P MORGAN NOMINEES AUSTRALIA PTY LIMITED 4,500,000 1.48%
8 MARCUS WINTON CALLON
4,409,270 1.45%
9 ROSE ROBERT PTY LTD
4,311,495 1.42%
10 PACIFIC RIM MARINE PTY LTD
3,948,835 1.30%
11 SANDHURST TRUSTEES LTD
3,500,000 1.15%
12 CHRISTOPHER MICHAEL ROZIC
3,156,725 1.04%
13 PEGG ONE PTY LTD 3,051,350 1.00%
14 ANDKER PTY LTD
2,782,000 0.92%
15 DCC INVESTMENTS PTY LTD 2,759,890 0.91%
16 RENDRAL PTY LIMITED 2,756,525 0.91%
17 GLEVA PTY LTD
2,500,000 0.82%
18 PHILLIP ARIS & ASSOCIATES PTY LTD
2,354,850 0.78%
19 CARCAJOU HOLDINGS PTY LTD 2,284,380 0.75%
20 MATTHEW JAMES ALLAN DANIELS
2,113,445 0.70%
TOTALS 214,332,779 70.59%

Sydney Perth Level 5 Level 2 126 Phillip Street 267 St Georges Terrace Sydney NSW 2000 Perth WA 6000

ABN: 27 152 260 814

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1300 288 664 (within australia) +61 2 9698 5414 (international) [email protected] www.automic.com.au

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Level 5, 126 Phillip Street, Sydney NSW 2000

GPO Box 5193, Sydney NSW 2001

Position Holder Name Holding % IC
Total Issued Capital 303,608,169 100.00%

Holding is aggregated over a shareholder group Report generated on 10-Dec-2021 at 06:28 PM

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Sydney Level 5 126 Phillip Street Sydney NSW 2000

Perth Level 2 267 St Georges Terrace Perth WA 6000