XPON TECHNOLOGIES GROUP LIMITED — Director's Dealing 2021

Dec 15, 2021

Appendix 3X Initial Director’s Interest Notice

Rule 3.19A.1

Appendix 3X

Initial Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Name of entity:	XPON Technologies Group Limited
ABN:	37 365 810 258

We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Phillip Aris
Date of appointment	26 September 2019

Part 1 - Director’s relevant interests in securities of which the director is the registered holder In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Number & class of securities

Nil

• See chapter 19 for defined terms.

Appendix 3X Page 1

11/3/2002

Appendix 3X Initial Director’s Interest Notice

Part 2 – Director’s relevant interests in securities of which the director is not the registered holder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest.	Number & class of Securities
Phillip Aris & Associates Pty Ltd ACN 615 265 640 (Phillip Aris & Associates) as trustee for the Phillip Aris Family Trust –  Phillip Aris is a director, the company secretary and a shareholder of Phillip Aris & Associates.  Phillip Aris is also a beneficiary of the Phillip Aris Family Trust.	2,354,850 fully paid ordinary shares*
	972,220 options* issued on 30 June 2020, exercisable at a price of $0.11 from 1 July 2023, expiring 1 July 2031.
Aris & Associates Pty Limited ACN 092 070 785 (Aris & Associates) as trustee for the Phillip Aris Super Fund –  Phillip Aris is a director, the company secretary and a shareholder of Aris & Associates.  Phillip Aris is also a beneficiary of the Phillip Aris Super Fund.	500,000 fully paid ordinary shares

• All subject to escrow for 24 months from official quotation.

Part 3 – Director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	-
Nature of interest	-
Name of registered holder (if issued securities)	-
No. and class of securities to which interest relates	-

• See chapter 19 for defined terms.

Appendix 3X Page 2

11/3/2002