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Roblox Corp — Director's Dealing 2024
Feb 29, 2024
29870_dirs_2024-02-28_51b0ee2b-dae9-4437-a230-f5183d48e1d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2024-02-26
Reporting Person: Baszucki David (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-26 | Class A Common Stock | C | 1408630 | — | Acquired | 2233631 | Indirect |
| 2024-02-28 | Class A Common Stock | S | 20833 | $40.1235 | Disposed | 729167 | Indirect |
| 2024-02-28 | Class A Common Stock | S | 20833 | $40.1236 | Disposed | 354167 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-26 | Class B Common Stock | $ | C | 1408630 | Disposed | Class A Common Stock (1408630) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1 | Direct |
| Class A Common Stock | 875 | Indirect |
Footnotes
F1: Each share of the Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person.
F2: These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.
F3: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 29, 2023.
F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $39.55 to $40.40, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: These shares are held by the 2020 Jan Baszucki Gift Trust dtd 4/3/2020 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $39.55 to $40.39, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: These shares are held by the 2020 David Baszucki Gift Trust dtd 4/3/2020 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
F8: These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.
F9: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the election of the Reporting Person and has no expiration date.