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Roblox Corp — Director's Dealing 2023
Feb 28, 2023
29870_dirs_2023-02-28_f23932e7-83d7-48f9-addc-331c3da0e0b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2023-02-24
Reporting Person: Altos Ventures IV, L.P. (10% Owner)
Reporting Person: Altos Ventures IV Liquidity Fund, L.P. (10% Owner)
Reporting Person: Altos Ventures IV Reserve Fund, L.P. (10% Owner)
Reporting Person: Altos Roblox SPV 1, LLC (10% Owner)
Reporting Person: Altos Roblox SPV 2, LLC (10% Owner)
Reporting Person: Altos Roblox SPV 2020, LLC (10% Owner)
Reporting Person: Altos Hybrid 2, L.P. (10% Owner)
Reporting Person: Altos Hybrid 4, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-24 | Class A Common Stock | J | 673728 | $0.00 | Disposed | 13951314 | Indirect |
| 2023-02-24 | Class A Common Stock | J | 559156 | $0.00 | Disposed | 25162039 | Indirect |
| 2023-02-24 | Class A Common Stock | J | 3954 | $0.00 | Disposed | 545770 | Indirect |
| 2023-02-24 | Class A Common Stock | J | 186157 | $0.00 | Disposed | 16754141 | Indirect |
| 2023-02-24 | Class A Common Stock | J | 150069 | $0.00 | Disposed | 2343508 | Indirect |
| 2023-02-24 | Class A Common Stock | J | 274177 | $0.00 | Disposed | 11668468 | Indirect |
| 2023-02-24 | Class A Common Stock | J | 466 | $0.00 | Disposed | 279913 | Indirect |
Footnotes
F1: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by the Fund to its general partners.
F2: These shares are held directly by Altos Ventures IV, L.P.
F3: The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2 GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos Management IV LR GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; and the general partner of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC (collectively, the General Partners).
F4: The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any.
F5: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
F6: These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
F7: These shares are held directly by Altos Roblox SPV 1, LLC.
F8: These shares are held directly by Altos Roblox SPV 2, LLC.
F9: These shares are held directly by Altos Roblox SPV 2020, LLC.
F10: These shares are held directly by Altos Hybrid 2, L.P.