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Roblox Corp — Director's Dealing 2023
Jul 15, 2023
29870_dirs_2023-07-14_e98a7d5a-29ba-4261-bd8f-31a75b9db101.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2023-07-13
Reporting Person: Lee Anthony P (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-12 | Class A Common Stock | J | 363452 | $0.00 | Acquired | 2366340 | Indirect |
| 2023-07-12 | Class A Common Stock | J | 96371 | $0.00 | Acquired | 325234 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 11858617 | Indirect |
| Class A Common Stock | 23727597 | Indirect |
| Class A Common Stock | 14731702 | Indirect |
| Class A Common Stock | 1991982 | Indirect |
| Class A Common Stock | 463905 | Indirect |
| Class A Common Stock | 237927 | Indirect |
| Class A Common Stock | 9918198 | Indirect |
| Class A Common Stock | 111112 | Indirect |
| Class A Common Stock | 119286 | Indirect |
Footnotes
F1: Represents shares of the Issuer's Class A Common Stock received in pro-rata in kind distributions Altos Ventures IV, L.P., Altos Ventures IV Reserve Fund, L.P., Altos Roblox SPV 2, LLC and Altos Hybrid 2, LP to their respective partners.
F2: These shares are held directly by Fallen Leaf Revocable Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein.
F3: Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its partners.
F4: These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the Reporting Person serves as managing member. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
F5: These shares are held directly by Altos Ventures IV, L.P.
F6: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
F7: These shares are held directly by Altos Roblox SPV 1, LLC.
F8: These shares are held directly by Altos Roblox SPV 2, LLC.
F9: These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
F10: These shares are held directly by Altos Hybrid 2, L.P.
F11: These shares are held directly by Altos Roblox SPV 2020, LLC.
F12: These shares are held directly by Altos Hybrid 4, L.P.
F13: These shares are held directly by Altos Ventures Management Inc.