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Roblox Corp — Director's Dealing 2023
Aug 23, 2023
29870_dirs_2023-08-22_074a0d26-a807-4481-8350-3b1cc745e922.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2023-08-20
Reporting Person: Mastantuono Gina (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-20 | Class A Common Stock | J | 1596 | — | Disposed | 19158 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-20 | Phantom Stock | $ | J | 1596 | Acquired | Class A Common Stock (1596.0) | Direct |
Footnotes
F1: In connection with the vesting on August 20, 2023, of restricted stock units previously granted to the reporting person, the reporting person's receipt of 1,596 shares of Class A common stock was deferred, resulting in the reporting person's receipt instead of 1,596 shares of phantom stock pursuant to Roblox Corporation's deferred compensation plan. The reporting person is therefore reporting the disposition of 1,596 shares of Class A common stock in exchange for an equal number of shares of phantom stock.
F2: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: Each share of phantom stock represents a right to receive one share of Class A common stock.
F4: The phantom stock becomes payable in two lump sum payments each at 50% on March 1, 2028 subject to the Reporting Person continuing as a service provider through March 1, 2028 and 50% on a separation from service.