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Roblox Corp — Director's Dealing 2022
Jan 13, 2022
29870_dirs_2022-01-12_df2e481f-3e96-401a-bea8-d64e3be4f0c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2022-01-10
Reporting Person: Guthrie Michael (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-10 | Class A Common Stock | M | 45000 | $0.53 | Acquired | 120198 | Direct |
| 2022-01-10 | Class A Common Stock | S | 3838 | $79.7659 | Disposed | 116360 | Direct |
| 2022-01-10 | Class A Common Stock | S | 8987 | $80.4984 | Disposed | 107373 | Direct |
| 2022-01-10 | Class A Common Stock | S | 8813 | $81.5742 | Disposed | 98560 | Direct |
| 2022-01-10 | Class A Common Stock | S | 6729 | $82.4394 | Disposed | 91831 | Direct |
| 2022-01-10 | Class A Common Stock | S | 4701 | $83.6835 | Disposed | 87130 | Direct |
| 2022-01-10 | Class A Common Stock | S | 9947 | $84.6582 | Disposed | 77183 | Direct |
| 2022-01-10 | Class A Common Stock | S | 2085 | $85.4035 | Disposed | 75098 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-10 | Stock Option (Right to Buy) | $0.53 | M | 45000 | Disposed | 2028-02-05 | Class A Common Stock (45000.0) | Direct |
Footnotes
F1: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021.
F3: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $79.03 to $80.02, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $80.04 to $81.01, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.05 to $82.04, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.05 to $82.98, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.21 to $84.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $84.21 to $85.16, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $85.22 to $85.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: 1/48th of the shares subject to the option vested on February 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.