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Roblox Corp — Director's Dealing 2022
Feb 24, 2022
29870_dirs_2022-02-23_b18c2429-0671-4656-8446-ed01f9675f54.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2022-02-18
Reporting Person: Donato Craig (Chief Business Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-18 | Class A Common Stock | S | 5000 | $54 | Disposed | 75000 | Indirect |
| 2022-02-22 | Class A Common Stock | S | 1634 | $46.2827 | Disposed | 1081464 | Direct |
| 2022-02-22 | Class A Common Stock | S | 699 | $47.2022 | Disposed | 1080765 | Direct |
| 2022-02-22 | Class A Common Stock | S | 599 | $48.0923 | Disposed | 1080166 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 40000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 23, 2021.
F2: These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the reporting person and his spouse serve as trustees. The reporting person may be deemed to have beneficial ownership of the securities held by the Trust.
F3: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.
F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $45.73 to $46.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $46.73 to $47.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $47.73 to $48.61, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: These shares are held directly by the Donato Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.