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Roblox Corp — Director's Dealing 2022
Aug 18, 2022
29870_dirs_2022-08-18_4f8f8cf4-7c72-4680-a5aa-605d807e621d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2022-08-16
Reporting Person: Altos Ventures IV, L.P. (10% Owner)
Reporting Person: Altos Ventures IV Liquidity Fund, L.P. (10% Owner)
Reporting Person: Altos Roblox SPV 1, LLC (10% Owner)
Reporting Person: Altos Roblox SPV 2, LLC (10% Owner)
Reporting Person: Altos Ventures IV Reserve Fund, L.P. (10% Owner)
Reporting Person: Altos Hybrid 2, L.P. (10% Owner)
Reporting Person: Altos Roblox SPV 2020, LLC (10% Owner)
Reporting Person: Altos Ventures Management Inc. (10% Owner)
Reporting Person: Altos Hybrid 4, L.P. (10% Owner)
Reporting Person: Altos Hybrid 2 GP, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-16 | Class A Common Stock | J | 461270 | $0.00 | Disposed | 15856049 | Indirect |
| 2022-08-16 | Class A Common Stock | J | 1177174 | $0.00 | Disposed | 28252112 | Indirect |
| 2022-08-16 | Class A Common Stock | J | 881798 | $0.00 | Disposed | 18713687 | Indirect |
| 2022-08-16 | Class A Common Stock | J | 58060 | $0.00 | Disposed | 2682878 | Indirect |
| 2022-08-16 | Class A Common Stock | J | 30340 | $0.00 | Disposed | 582610 | Indirect |
| 2022-08-16 | Class A Common Stock | J | 16123 | $0.00 | Disposed | 311257 | Indirect |
| 2022-08-16 | Class A Common Stock | J | 539631 | $0.00 | Disposed | 13107695 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 33330 | Indirect |
| Class A Common Stock | 111112 | Indirect |
Footnotes
F1: Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. to its partners.
F2: These shares are held directly by Altos Ventures IV, L.P.
F3: The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; and the general partner of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC (collectively, the General Partners).
F4: The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any.
F5: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its partners.
F6: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
F7: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its members.
F8: These shares are held directly by Altos Roblox SPV 1, LLC.
F9: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members.
F10: These shares are held directly by Altos Roblox SPV 2, LLC.
F11: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P.
F12: These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
F13: Represents a pro-rata in kind distribution by Altos Hybrid 2, L.P. to its partners.
F14: These shares are held directly by Altos Hybrid 2, L.P.
F15: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its members.
F16: These shares are held directly by Altos Roblox SPV 2020, LLC.
F17: These shares are held directly by Altos Ventures Management Inc.
F18: The members of the Board of Directors of Altos Ventures Management, Inc. (AVMI) are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors of AVMI disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F19: These shares are held directly by Altos Hybrid 4, L.P.