Roblox Corp — Director's Dealing 2022

Aug 25, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2022-08-23

Reporting Person: Baszucki David (Director, President & CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-08-23	Class A Common Stock	G	100000	—	Disposed	1212500	Indirect
2022-08-23	Class A Common Stock	G	100000	—	Acquired	100000	Indirect
2022-08-23	Class A Common Stock	S	100000	$41.4107	Disposed	0	Indirect
2022-08-23	Class A Common Stock	M	550000	$0.0759	Acquired	550001	Direct
2022-08-23	Class A Common Stock	S	550000	$41.4107	Disposed	1	Direct
2022-08-24	Class A Common Stock	G	16000	—	Disposed	1196500	Indirect
2022-08-24	Class A Common Stock	G	8000	—	Acquired	383000	Indirect
2022-08-24	Class A Common Stock	G	8000	—	Acquired	758000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-08-23	Stock Option (Right to Buy)	$0.0759	M	550000	Disposed	2026-03-21	Class A Common Stock (550000.0)	Direct

Footnotes

F1: Represents a transfer of shares by the Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation.

F2: These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.

F3: These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.

F4: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 30, 2021.

F5: Represents a transfer of 8,000 shares by the Reporting Person's Trust to each of the 2020 David Baszucki Gift Trust dtd 12/31/2018 and the 2020 Jan Baszucki Gift Trust dtd 12/31/2018. The Bessemer Trust Company of Delaware, N.A. serves as trustee for each of these Gift Trusts.

F6: These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.

F7: These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.

F8: All of the shares subject to the option are fully vested and exercisable as of the date hereof.