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Roblox Corp Director's Dealing 2022

Aug 25, 2022

29870_dirs_2022-08-24_e79c0a80-0607-4fe3-a08e-6133089ac499.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2022-08-22

Reporting Person: Altos Ventures IV, L.P. (10% Owner)
Reporting Person: Altos Hybrid 2 GP, LLC (10% Owner)
Reporting Person: Altos Hybrid 4 GP, LLC (10% Owner)
Reporting Person: Altos Management Partners IV LR GP, LLC (10% Owner)
Reporting Person: Altos Management Partners IV, LLC (10% Owner)
Reporting Person: Altos Roblox 2020 Management Partners, LLC (10% Owner)
Reporting Person: Altos Roblox Management Partners, LLC (10% Owner)
Reporting Person: Nam Hodong (10% Owner)
Reporting Person: Kim Han (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-08-22 Class A Common Stock J 354590 $0.00 Disposed 15501459 Indirect
2022-08-22 Class A Common Stock J 891 $0.00 Disposed 581719 Indirect
2022-08-22 Class A Common Stock J 294291 $0.00 Disposed 27957821 Indirect
2022-08-22 Class A Common Stock J 142731 $0.00 Disposed 12964964 Indirect
2022-08-22 Class A Common Stock J 78981 $0.00 Disposed 2603897 Indirect
2022-08-22 Class A Common Stock J 97975 $0.00 Disposed 18615712 Indirect
2022-08-22 Class A Common Stock J 243 $0.00 Disposed 311014 Indirect
2022-08-22 Class A Common Stock J 26658 $0.00 Acquired 59988 Indirect
2022-08-22 Class A Common Stock J 268229 $0.00 Acquired 1784464 Indirect
2022-08-22 Class A Common Stock J 37685 $0.00 Acquired 156484 Indirect
2022-08-22 Class A Common Stock J 268229 $0.00 Acquired 1622462 Indirect
2022-08-22 Class A Common Stock J 37685 $0.00 Acquired 156484 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 111112 Indirect
Class A Common Stock 72 Indirect

Footnotes

F1: Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. to its partners.

F2: The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4GP, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; and the general partner of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC (collectively, the General Partners).

F3: The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any.

F4: These shares are held directly by Altos Ventures IV, L.P.

F5: Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its partners.

F6: These shares are held directly by Altos Ventures IV Reserve Fund, L.P.

F7: The members of the Board of Directors of Altos Ventures Management, Inc. (AVMI) are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors of AVMI disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F8: Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its partners.

F9: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.

F10: Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its partners.

F11: These shares are held directly by Altos Roblox SPV 2020, LLC.

F12: Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its partners.

F13: These shares are held directly by Altos Roblox SPV 2, LLC.

F14: Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its partners.

F15: Represents a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock by Altos Hybrid 2, L.P. to its partners.

F16: These shares are held directly by Altos Hybrid 2, L.P.

F17: Represents shares of the Issuer's Class A Common Stock acquired in a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock from Altos Roblox 2020 Management Partners, LLC and Altos Roblox Management Partners, LLC.

F18: These shares are held directly by Altos Ventures Management Inc.

F19: These shares are held directly by Altos Hybrid 4, L.P.

F20: Includes 289,262 shares transferred from the Nam-MacGill-Sub Fund No. 1 since the Reporting Person's last Form 4.

F21: These shares are held by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F22: These shares are directly by Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Mr. Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F23: These shares are held directly by trusts for the minor children of Mr. Nam, for which Mr. Nam serves as co-trustee.

F24: These shares are held directly by The Kim Living Trust for which Mr. Kim serves as trustee. Mr. Kim disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F25: These shares are held directly by Han Family Investments, LLC - Sub Fund No. 1 which Mr. Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of the shares except to the extent of pecuniary interest therein.