Roblox Corp — Director's Dealing 2022

Nov 18, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2022-11-15

Reporting Person: Reinstra Mark (Gen. Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-15	Class A Common Stock	M	12500	$3.405	Acquired	256615	Direct
2022-11-15	Class A Common Stock	S	7085	$37.0218	Disposed	249530	Direct
2022-11-15	Class A Common Stock	S	4815	$37.9631	Disposed	244715	Direct
2022-11-15	Class A Common Stock	S	600	$38.55	Disposed	244115	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-11-15	Stock Option (Right to Buy)	$3.405	M	12500	Disposed	2030-12-09	Class A Common Stock (12500.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	32812	Indirect
Class A Common Stock	66786	Indirect
Class A Common Stock	32812	Indirect
Class A Common Stock	25000	Indirect
Class A Common Stock	25000	Indirect

Footnotes

F1: This amount includes 360 shares acquired by the Reporting Person on February 25, 2022 pursuant to the Issuer's 2020 Employee Stock Purchase Plan and includes 66,666 shares of Class A Common Stock that had not previously been reflected in the Reporting Person's beneficially owned securities, due to an administrative error.

F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 17, 2022.

F3: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $36.45 to $37.44, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $37.46 to $38.44, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $38.48 to $38.61, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: On November 15, 2022, the Reporting Person transferred 5,119 shares of Class A common stock from the Susan P. Reinstra Annuity Trust and 5,119 shares of Class A common stock from the Mark L. Reinstra Annuity Trust to the San Domenico Trust in connection with GRAT annuity payments.

F7: These shares are held directly for the Susan P. Reinstra Annuity Trust dated October 7, 2020 for which the reporting person serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership over the securities held by the Annuity Trust.

F8: These shares are held directly by the San Domenico Trust dated August 12, 1999 for which the reporting person serves as trustee. The Reporting Person may be deemed to have beneficial ownership over the securities held by the trust.

F9: These shares are held directly by the Mark L. Reinstra Annuity Trust dated October 7, 2020 for which the reporting person serves as trustee. The reporting person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.

F10: These shares are held directly by the Mark L. Reinstra 2022 Annuity Trust for which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.

F11: These shares are held directly by the Susan P. Reinstra 2022 Annuity Trust for which the Reporting Person serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.

F12: 1/4th of the shares subject to the option became vested and exercisable on December 4, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.