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Roblox Corp — Director's Dealing 2021
Mar 15, 2021
29870_dirs_2021-03-15_913ae9e4-595e-4f4d-b99a-37481faea5fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-03-11
Reporting Person: Altos Ventures IV Liquidity Fund, L.P. (10% Owner)
Reporting Person: Altos Hybrid 2 GP, LLC (10% Owner)
Reporting Person: Altos Hybrid 2 P-FIO, LLC (10% Owner)
Reporting Person: Altos Hybrid 2 V, LLC (10% Owner)
Reporting Person: Altos Hybrid 3 B, LLC (10% Owner)
Reporting Person: Altos Hybrid 3 GP, LLC (10% Owner)
Reporting Person: Altos Hybrid 3 M, LLC (10% Owner)
Reporting Person: Altos Hybrid 3 W, LLC (10% Owner)
Reporting Person: Altos Hybrid 4 GP, LLC (10% Owner)
Reporting Person: Altos Hybrid 4 GS, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-11 | Class A Common Stock | J | 466666 | $0.00 | Disposed | 0 | Indirect |
| 2021-03-11 | Class A Common Stock | J | 344444 | $0.00 | Disposed | 0 | Indirect |
| 2021-03-11 | Class A Common Stock | J | 111111 | $0.00 | Disposed | 0 | Indirect |
| 2021-03-11 | Class A Common Stock | J | 222222 | $0.00 | Disposed | 0 | Indirect |
| 2021-03-11 | Class A Common Stock | J | 222222 | $0.00 | Disposed | 0 | Indirect |
| 2021-03-11 | Class A Common Stock | J | 111111 | $0.00 | Disposed | 0 | Indirect |
| 2021-03-11 | Class A Common Stock | J | 111111 | $0.00 | Disposed | 0 | Indirect |
| 2021-03-11 | Class A Common Stock | J | 22222 | $0.00 | Disposed | 0 | Indirect |
| 2021-03-11 | Class A Common Stock | J | 55555 | $0.00 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 475582 | Indirect |
| Class A Common Stock | 111112 | Indirect |
| Class A Common Stock | 24553106 | Indirect |
| Class A Common Stock | 3416653 | Indirect |
| Class A Common Stock | 17026377 | Indirect |
| Class A Common Stock | 36507533 | Indirect |
| Class A Common Stock | 786183 | Indirect |
| Class A Common Stock | 20340126 | Indirect |
| Class A Common Stock | 389022 | Indirect |
| Class A Common Stock | 389023 | Indirect |
| Class A Common Stock | 7236 | Indirect |
| Class A Common Stock | 7236 | Indirect |
Footnotes
F1: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 4 GS, LLC to its members.
F2: These shares are held directly by Altos Hybrid 4 GS, LLC
F3: The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; and the general partner of Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P. and Altos Ventures IV, L.P. is Altos Management Partners IV, LLC (collectively, the General Partners). The manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the manager of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the manager of Altos Hybrid 4 GS, LLC and Altos Hybrid HG, LLC is Altos Hybrid 4 GP, LLC; the manager of Altos Hybrid 2 V, LLC and Altos Hybrid 2 P-FIO, LLC is Altos Hybrid 2 GP, LLC; the manager of Altos Hybrid 3 B, LLC, Altos Hybrid 3M, LLC, and Altos Hybrid 3W, LLC is Altos Hybrid 3 GP, LLC; the manager of Altos Hybrid UP, LLC and Altos Hybrid CC, LLC is Altos Hybrid 4 GP, LLC (collectively, the Managers).
F4: (Continued from footnote 3). The General Partners and the Managers disclaim beneficial ownership of the shares reported herein except to the extent of their respective pecuniary interests therein, if any.
F5: The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hondong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any.
F6: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid HG, LLC to its members.
F7: These shares are held directly by Altos Hybrid HG, LLC
F8: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 2 V, LLC to its members.
F9: These shares are held directly by Altos Hybrid 2 V, LLC
F10: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 2 P-FIO, LLC to its members.
F11: These shares are held directly by Altos Hybrid 2 P-FIO, LLC
F12: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 3 B, LLC to its members.
F13: These shares are held directly by Altos Hybrid 3 B, LLC
F14: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid UP, LLC to its members.
F15: These shares are held directly by Altos Hybrid UP, LLC
F16: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 3 W, LLC to its members.
F17: These shares are held directly by Altos Hybrid 3 W, LLC
F18: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 3 M, LLC to its members.
F19: These shares are held directly by Altos Hybrid 3 M, LLC
F20: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid CC, LLC to its members.
F21: These shares are held directly by Altos Hybrid CC, LLC
F22: These shares are held directly by Altos Hybrid 2, L.P.
F23: These shares are held directly by Altos Hybrid 4, L.P.
F24: These shares are held directly by Altos Roblox SPV 1, LLC
F25: These shares are held directly by Altos Roblox SPV 2, LLC
F26: These shares are held directly by Altos Roblox SPV 2020, LLC
F27: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
F28: These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
F29: These shares are held directly by Altos Ventures IV, L.P.
F30: These shares are held directly by the The Kim Living Trust for which Han Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F31: These shares are held directly by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interes therein.
F32: These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.