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Roblox Corp — Director's Dealing 2021
Mar 2, 2021
29870_dirs_2021-03-02_2d73ccfa-a347-49f5-8e2a-60c7c6895db3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-03-02
Reporting Person: Baszucki Gregory (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 10681294 | Indirect |
| Class A Common Stock | 2030000 | Indirect |
| Class A Common Stock | 915000 | Indirect |
| Class A Common Stock | 915000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.069 | 2026-07-20 | Class A Common Stock (1168650) | Direct |
Footnotes
F1: These shares are held of record by the Greg and Christina Baszucki Living Trust dtd 08/18/2006 of which Mr. Baszucki serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the shares held by the Trust.
F2: These shares are held of record by the PENSCO Trust Co. for the benefit of the individual retirement account of the Reporting Person. The Reporting Person may be deemed to have beneficial ownership of the shares.
F3: These shares are held directly by the Crossbow Dynasty Trust dtd 11/13/2020 of which Bessemer Trust Company of Delaware, N.A. is trustee. The Reporting Person may be deemed to have beneficial ownership of the shares held by the trust.
F4: These shares are held directly by the Morningstar Dynasty Trust dtd 11/13/2020 of which Bessemer Trust Company of Delaware, N.A. is trustee. The Reporting Person may be deemed to have beneficial ownership of the shares held by the trust.
F5: 1/60th of the shares subject to the option vested on August 20, 2016, and 1/60th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each vest date.