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Roblox Corp — Director's Dealing 2021
Mar 2, 2021
29870_dirs_2021-03-02_ce8fe4f9-4f7a-40e5-9575-4507ca700127.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-03-02
Reporting Person: Donato Craig (Chief Business Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1865561 | Direct |
| Class A Common Stock | 700000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.165 | 2026-11-22 | Class A Common Stock (329265) | Direct | |
| Stock Option (Right to Buy) | $3.345 | 2028-11-15 | Class A Common Stock (275000) | Direct | |
| Stock Option (Right to Buy) | $3.405 | 2029-12-21 | Class A Common Stock (281250) | Direct | |
| Restricted Stock Unit | $0.00 | 2030-11-28 | Class A Common Stock (95333) | Direct |
Footnotes
F1: These shares are held by the Donato Generation Skipping Trust dtd 09/04/2020 for which the Reporting Person and his spouse serve as trustees. The Reporting Person may be deemed to have beneficial ownership over the securities held by the trust.
F2: 25% of the shares subject to the option became vested and exercisable on December 12, 2017 and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each vest date.
F3: 1/48th of the shares subject to the option vested on November 22, 2018, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each vest date.
F4: 1/48th of the shares subject to the option became vested and exercisable on December 22, 2019 and 1/48th of the shares subject to the option shall continue to vest each month thereafter, subject to the Reporting Person continuing as a service provider through each vest date.
F5: 2/16th of the restricted stock unit will be vested on August 20, 2021 and 1/16th of the restricted stock unit will vest quarterly thereafter. Shares will be issued to Reporting Person on each vest date, subject to the Reporting Person continuing as a service provider through each vest date.