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Roblox Corp — Director's Dealing 2021
Mar 4, 2021
29870_dirs_2021-03-04_9ba3ca8a-410d-4e15-abbd-a4f128d07f92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-03-02
Reporting Person: Lee Anthony P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-02 | Class A Common Stock | J | 315884 | $0.00 | Acquired | 315884 | Indirect |
| 2021-03-02 | Class A Common Stock | J | 72930 | $0.00 | Acquired | 388814 | Indirect |
| 2021-03-02 | Class A Common Stock | J | 209 | $0.00 | Acquired | 389023 | Indirect |
| 2021-03-02 | Class A Common Stock | J | 7236 | $0.00 | Acquired | 7236 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 222222 | Indirect |
| Class A Common Stock | 111111 | Indirect |
| Class A Common Stock | 475582 | Indirect |
| Class A Common Stock | 222222 | Indirect |
| Class A Common Stock | 22222 | Indirect |
| Class A Common Stock | 111111 | Indirect |
| Class A Common Stock | 466666 | Indirect |
| Class A Common Stock | 111112 | Indirect |
| Class A Common Stock | 55555 | Indirect |
| Class A Common Stock | 344444 | Indirect |
| Class A Common Stock | 111111 | Indirect |
| Class A Common Stock | 24553106 | Indirect |
| Class A Common Stock | 3416653 | Indirect |
| Class A Common Stock | 17026377 | Indirect |
| Class A Common Stock | 36507533 | Indirect |
| Class A Common Stock | 786183 | Indirect |
| Class A Common Stock | 20340126 | Indirect |
Footnotes
F1: Represents shares received in a pro-rata in kind distribution of the Class A Common Stock of the issuer from the Altos Ventures IV, L.P.
F2: These shares are held directly by the Fallen Leaf Revocable Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Represents shares received in a pro-rata in kind distribution of the Class A Common Stock of the issuer from the Altos Roblox SPV 2, LLC.
F4: Represents shares received in a pro-rata in kind distribution of Class A Common Stock of the issuer from the Altos Ventures IV Reserve Fund, L.P.
F5: Represents shares received in a pro-rata in kind distribution of Class A Common Stock of the issuer from the Altos Roblox SPV 2020, LLC.
F6: These shares are held directly by the Fallen Leaf LLC - Sub Fund No. 1 for which the Reporting Person serves as managing member. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: These shares are held directly by Altos Hybrid 2 P-FIO LLC
F8: The Reporting Person is one of the managing members of the general partners and managers of the respective entities that hold the shares reported herein (the Altos Funds). The reporting person disclaims beneficial ownership of the shares held by the Altos Funds except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is the beneficial owner of any of the shares held by the Altos Funds for Section 16 or any other purpose.
F9: These shares are held directly by Altos Hybrid 2 V LLC
F10: These shares are held directly by Altos Hybrid 2, L.P.
F11: These shares are held directly by Altos Hybrid 3 B, LLC
F12: These shares are held directly by Altos Hybrid 3 M, LLC
F13: These shares are held directly by Altos Hybrid 3 W, LLC
F14: These shares are held directly by Altos Hybrid 4 GS, LLC
F15: These shares are held directly by Altos Hybrid 4, L.P.
F16: These shares are held directly by Altos Hybrid CC, LLC
F17: These shares are held directly by Altos Hybrid HG, LLC
F18: These shares are held directly by Altos Hybrid UP, LLC
F19: These shares are held directly by Altos Roblox SPV 1, LLC. The number of shares reported in Column 5 reflects a pro-rata in kind distribution by such entity to its members effected on March 2, 2021.
F20: These shares are held directly by Altos Roblox SPV 2, LLC. The number of shares reported in Column 5 reflects a pro-rata in kind distribution of shares by such entity to its members effected on March 2, 2021.
F21: These shares are held directly by Altos Roblox SPV 2020, LLC. The number of shares reported in Column 5 reflects a pro-rata in kind distribution of shares by such entity to its members effected on March 2, 2021.
F22: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P. The number of shares reported in Column 5 reflects a pro-rata in kind distribution of shares by such entity to its partners effected on March 2, 2021.
F23: These shares are held directly by Altos Ventures IV Reserve Fund, L.P. The number of shares reported in Column 5 reflects a pro-rata in kind distribution of shares by such entity to its partners effected on March 2, 2021.
F24: These shares are held directly by Altos Ventures IV, L.P. The number of shares reported in Column 5 reflects a pro-rata in kind distribution of shares by such entity to its partners effected on March 2, 2021.