Roblox Corp — Director's Dealing 2021

Jun 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-06-09

Reporting Person: Guthrie Michael (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-09	Class A Common Stock	M	50000	$0.53	Acquired	140000	Direct
2021-06-09	Class A Common Stock	S	24348	$91.1497	Disposed	115652	Direct
2021-06-09	Class A Common Stock	S	9294	$92.1886	Disposed	106358	Direct
2021-06-09	Class A Common Stock	S	8306	$93.4259	Disposed	98052	Direct
2021-06-09	Class A Common Stock	S	7155	$94.0973	Disposed	90897	Direct
2021-06-09	Class A Common Stock	S	897	$95.1499	Disposed	90000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-09	Stock Option (Right to Buy)	$0.53	M	50000	Disposed	2028-02-05	Class A Common Stock (50000)	Direct

Footnotes

F1: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021.

F3: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $90.76 to $91.73, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $91.77 to $92.75, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $92.78 to $93.77, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $93.78 to $94.76, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $94.80 to $95.68, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F9: 1/4th of the shares subject to the option became vested and exercisable as of February 5, 2019 and 1/48th of the shares subject to the option continue to vest monthly thereafter, subject to the Reporting Person continuing as a service provider through each vest date.