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Roblox Corp — Director's Dealing 2021
May 20, 2021
29870_dirs_2021-05-20_fc22ee3e-0e01-40f4-a70e-22bac3786d0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-05-18
Reporting Person: Lee Anthony P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Class A Common Stock | J | 315886 | $0.00 | Acquired | 654909 | Indirect |
| 2021-05-18 | Class A Common Stock | J | 123797 | $0.00 | Acquired | 778706 | Indirect |
| 2021-05-18 | Class A Common Stock | J | 282 | $0.00 | Acquired | 778988 | Indirect |
| 2021-05-18 | Class A Common Stock | J | 112304 | $0.00 | Acquired | 891292 | Indirect |
| 2021-05-18 | Class A Common Stock | J | 72930 | $0.00 | Acquired | 964222 | Indirect |
| 2021-05-18 | Class A Common Stock | J | 60315 | $0.00 | Acquired | 67551 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 475582 | Indirect |
| Class A Common Stock | 111112 | Indirect |
| Class A Common Stock | 21723455 | Indirect |
| Class A Common Stock | 3037031 | Indirect |
| Class A Common Stock | 15111305 | Indirect |
| Class A Common Stock | 32451143 | Indirect |
| Class A Common Stock | 701305 | Indirect |
| Class Common Stock | 18080116 | Indirect |
Footnotes
F1: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV, LP to its members.
F2: These shares are held directly by the Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund IV, L.P. to its members.
F4: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its members.
F5: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its members.
F6: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members.
F7: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its members.
F8: These shares are held directly by the Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F9: These shares are held directly by Altos Hybrid 2, L.P.
F10: The Reporting Person is one of the managing members of the general partners and managers of the respective entities that hold the shares reported herein (the Altos Funds). The reporting person disclaims beneficial ownership of the shares held by the Altos Funds except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is the beneficial owner of any of the shares held by the Altos Funds for Section 16 or any other purpose.
F11: These shares are held directly by Altos Hybrid 4, L.P.
F12: These shares are held directly by Altos Roblox SPV 1, LLC. The number of shares reported in Column 5 reflects a pro-rata in kind distribution by such entity to its members effected on May 18, 2021.
F13: These shares are held directly by Altos Roblox SPV 2, LLC. The number of shares reported in Column 5 reflects a pro-rata in kind distribution by such entity to its members effected on May 18, 2021.
F14: These shares are held directly by Altos Roblox SPV 2020, LLC. The number of shares reported in Column 5 reflects a pro-rata in kind distribution by such entity to its members effected on May 18, 2021.
F15: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P. The number of shares reported in Column 5 reflects a pro-rata in kind distribution by such entity to its members on May 18, 2021.
F16: These shares are held directly by Altos Ventures IV Reserve Fund, L.P. The number of shares reported in Column 5 reflects a pro-rata in kind distribution of shares by such entity to its members effected on May 18, 2021.
F17: These shares are held directly by Altos Ventures IV, L.P. The number of shares reported in Column 5 reflects a pro-rata in kind distribution of shares by such entity to its members effected on May 18, 2021.