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Roblox Corp — Director's Dealing 2021
Mar 2, 2021
29870_dirs_2021-03-02_fdc369f9-edcd-4bc9-ab1d-1b06c5a45a2d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-03-02
Reporting Person: Altos Ventures IV Liquidity Fund, L.P. (10% Owner)
Reporting Person: Altos Hybrid 2 P-FIO, LLC (10% Owner)
Reporting Person: Altos Hybrid 2 V, LLC (10% Owner)
Reporting Person: Altos Hybrid 2, L.P. (10% Owner)
Reporting Person: Altos Hybrid 3 B, LLC (10% Owner)
Reporting Person: Altos Hybrid 3 M, LLC (10% Owner)
Reporting Person: Altos Hybrid 3 W, LLC (10% Owner)
Reporting Person: Altos Hybrid 4 GS, LLC (10% Owner)
Reporting Person: Altos Hybrid 4, L.P. (10% Owner)
Reporting Person: Altos Hybrid CC, LLC (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 222222 | Indirect |
| Class A Common Stock | 111111 | Indirect |
| Class A Common Stock | 475582 | Indirect |
| Class A Common Stock | 222222 | Indirect |
| Class A Common Stock | 22222 | Indirect |
| Class A Common Stock | 111111 | Indirect |
| Class A Common Stock | 466666 | Indirect |
| Class A Common Stock | 111112 | Indirect |
| Class A Common Stock | 55555 | Indirect |
| Class A Common Stock | 344444 | Indirect |
| Class A Common Stock | 111111 | Indirect |
| Class A Common Stock | 27281228 | Indirect |
| Class A Common Stock | 3796276 | Indirect |
| Class A Common Stock | 18918191 | Indirect |
| Class A Common Stock | 40563924 | Indirect |
| Class A Common Stock | 848844 | Indirect |
| Class A Common Stock | 22600140 | Indirect |
Footnotes
F1: These shares are held directly by Altos Hybrid 2 P-FIO LLC
F2: These shares are held directly by Altos Hybrid 2 V LLC
F3: These shares are held directly by Altos Hybrid 2, L.P.
F4: These shares are held directly by Altos Hybrid 3 B, LLC
F5: These shares are held directly by Altos Hybrid 3 M, LLC
F6: These shares are held directly by Altos Hybrid 3 W, LLC
F7: These shares are held directly by Altos Hybrid 4 GS, LLC
F8: These shares are held directly by Altos Hybrid 4, L.P.
F9: These shares are held directly by Altos Hybrid CC, LLC
F10: These shares are held directly by Altos Hybrid HG, LLC
F11: These shares are held directly by Altos Hybrid UP, LLC
F12: These shares are held directly by Altos Roblox SPV 1, LLC
F13: These shares are held directly by Altos Roblox SPV 2, LLC
F14: These shares are held directly by Altos Roblox SPV 2020, LLC
F15: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.
F16: These shares are held directly by Altos Ventures IV Reserve Fund, L.P.
F17: These shares are held directly by Altos Ventures IV, L.P.
F18: The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2, GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4, GP, LLC; and the general partner of Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P. and Altos Ventures IV, L.P. is Altos Management Partners IV, LLC (collectively, the General Partners). The manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners, LLC; the manager of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the manager of Altos Hybrid 4 GS, LLC and Altos Hybrid HG, LLC is Altos Hybrid 4, GP, LLC; the manager of Altos Hybrid 2 V, LLC and Altos Hybrid 2 P-FIO, LLC is Altos Hybrid 2 GP, LLC; the manager of Altos Hybrid 3 B, LLC, Altos 3 M, LLC and Altos Hybrid 3 W, LLC, is Altos Hybrid 3 GP, LLC; the manager of Altos Hybrid UP, LLC and Altos Hybrid CC, LLC is Altos Hybrid 4 GP, LLC (collectively, the Managers).
F19: (Continued form footnote 18) The General Partners and the Managers disclaim beneficial ownership of the shares reported herein except to the extent of their respective pecuniary interests therein, if any.
F20: The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hondong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuniary interest therein, if any.