Roblox Corp — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-03-02

Reporting Person: Altos Ventures IV Liquidity Fund, L.P. (10% Owner)
Reporting Person: Altos Hybrid 3 M, LLC (10% Owner)
Reporting Person: Altos Hybrid 3 W, LLC (10% Owner)
Reporting Person: Altos Hybrid 4 GS, LLC (10% Owner)
Reporting Person: Altos Hybrid 4, L.P. (10% Owner)
Reporting Person: Altos Hybrid CC, LLC (10% Owner)
Reporting Person: Altos Hybrid HG, LLC (10% Owner)
Reporting Person: Altos Hybrid UP, LLC (10% Owner)
Reporting Person: Kim Han (10% Owner)
Reporting Person: Nam Hodong (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-02	Class A Common Stock	J	2728122	$0.00	Disposed	24553106	Indirect
2021-03-02	Class A Common Stock	J	379623	$0.00	Disposed	3416653	Indirect
2021-03-02	Class A Common Stock	J	1891814	$0.00	Disposed	17026377	Indirect
2021-03-02	Class A Common Stock	J	4056391	$0.00	Disposed	36507533	Indirect
2021-03-02	Class A Common Stock	J	62661	$0.00	Disposed	786183	Indirect
2021-03-02	Class A Common Stock	J	2260014	$0.00	Disposed	20340126	Indirect
2021-03-02	Class A Common Stock	J	21708	$0.00	Acquired	21708	Indirect
2021-03-02	Class A Common Stock	J	21708	$0.00	Disposed	0	Indirect
2021-03-02	Class A Common Stock	J	982872	$0.00	Acquired	982872	Indirect
2021-03-02	Class A Common Stock	J	982872	$0.00	Disposed	0	Indirect
2021-03-02	Class A Common Stock	J	389022	$0.00	Acquired	389022	Indirect
2021-03-02	Class A Common Stock	J	389023	$0.00	Acquired	389023	Indirect
2021-03-02	Class A Common Stock	J	7236	$0.00	Acquired	7236	Indirect
2021-03-02	Class A Common Stock	J	7236	$0.00	Acquired	7236	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	222222	Indirect
Class A Common Stock	111111	Indirect
Class A Common Stock	475582	Indirect
Class A Common Stock	222222	Indirect
Class A Common Stock	22222	Indirect
Class A Common Stock	111111	Indirect
Class A Common Stock	466666	Indirect
Class A Common Stock	111112	Indirect
Class A Common Stock	55555	Indirect
Class A Common Stock	344444	Indirect
Class A Common Stock	111111	Indirect

Footnotes

F1: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its members.

F2: These shares are held directly by Altos Roblox SPV 1, LLC

F3: The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; and the general partner of Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P. and Altos Ventures IV, L.P. is Altos Management Partners IV, LLC (collectively, the General Partners). The manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the manager of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the manager of Altos Hybrid 4 GS, LLC and Altos Hybrid HG, LLC is Altos Hybrid 4 GP, LLC; the manager of Altos Hybrid 2 V, LLC and Altos Hybrid 2 P-FIO, LLC is Altos Hybrid 2 GP, LLC; the manager of Altos Hybrid 3 B, LLC, Altos Hybrid 3M, LLC, and Altos Hybrid 3W, LLC is Altos Hybrid 3 GP, LLC; the manager of Altos Hybrid UP, LLC and Altos Hybrid CC, LLC is Altos Hybrid 4 GP, LLC (collectively, the Managers).

F4: (Continued from footnote 3). The General Partners and the Managers disclaim beneficial ownership of the shares reported herein except to the extent of their respective pecuniary interests therein, if any.

F5: The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any.

F6: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members.

F7: These shares are held directly by Altos Roblox SPV 2, LLC

F8: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its members.

F9: These shares are held directly by Altos Roblox SPV 2020, LLC

F10: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its partners.

F11: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.

F12: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its partners.

F13: These shares are held directly by Altos Ventures IV Reserve Fund, L.P.

F14: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Ventures IV, L.P. to its partners.

F15: These shares are held directly by Altos Ventures IV, L.P.

F16: Represents shares received in a pro-rata in kind distribution of shares of the issuer's Class A Common Stock for Altos Roblox SPV 2020, LLC.

F17: These shares are held directly by Altos Roblox 2020 Management Partners, LLC

F18: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock from Altos Roblox 2020 Management Partners, LLC to its members.

F19: Represents shares received in a pro-rata in kind distribution of shares of the issuer's Class A Common Stock from Altos Ventures IV, L.P. and Altos Ventures IV Reserve Fund, L.P.

F20: These shares are held directly by Altos Management Partners IV, LLC

F21: Represents a pro-rata in kind distribution of shares of the issuer's Class A Common Stock by Altos Management Partners IV, LLC to its members.

F22: Represents shares received in a pro-rata in kind distribution of shares of the issuer's Class A Common Stock from Altos Ventures IV, L.P., Roblox SPV 2, LLC, and Altos Ventures IV Reserve Fund, L.P.

F23: These shares are held directly by The Kim Living Trust for which Han Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F24: These shares are held directly by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F25: Represents shares received in a pro-rata in kind distribution of shares of the Class A Common Stock of the issuer from Altos Roblox SPV 2020, LLC.

F26: These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of the such shares except to the extent of his pecuniary interest therein.

F27: These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Hodong Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F28: These shares are held directly by Altos Hybrid 2 P-FIO LLC

F29: These shares are held directly by Altos Hybrid 2 V LLC.

F30: These shares are held directly by Altos Hybrid 2, L.P.

F31: These shares are held directly by Altos Hybrid 3 B, LLC

F32: These shares are held directly by Altos Hybrid 3M, LLC

F33: These shares are held directly by Altos Hybrid 3 W, LLC

F34: These shares are held directly by Altos Hybrid 4 GS, LLC

F35: These shares are held directly by Altos Hybrid 4, L.P.

F36: These shares are held directly by Altos Hybrid CC, LLC

F37: These shares are held directly by Altos Hybrid HG, LLC.

F38: These shares are held directly by Altos Hybrid UP, LLC