Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Roblox Corp Director's Dealing 2021

Mar 15, 2021

29870_dirs_2021-03-15_330b8bba-26ba-49e5-a3c1-db25fb32b6ca.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-03-11

Reporting Person: Lee Anthony P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-11 Class A Common Stock J 466666 $0.00 Disposed 0 Indirect
2021-03-11 Class A Common Stock J 344444 $0.00 Disposed 0 Indirect
2021-03-11 Class A Common Stock J 111111 $0.00 Disposed 0 Indirect
2021-03-11 Class A Common Stock J 222222 $0.00 Disposed 0 Indirect
2021-03-11 Class A Common Stock J 222222 $0.00 Disposed 0 Indirect
2021-03-11 Class A Common Stock J 111111 $0.00 Disposed 0 Indirect
2021-03-11 Class A Common Stock J 111111 $0.00 Disposed 0 Indirect
2021-03-11 Class A Common Stock J 22222 $0.00 Disposed 0 Indirect
2021-03-11 Class A Common Stock J 55555 $0.00 Disposed 0 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 475582 Indirect
Class A Common Stock 111112 Indirect
Class A Common Stock 24553106 Indirect
Class A Common Stock 3416653 Indirect
Class A Common Stock 17026377 Indirect
Class A Common Stock 36507533 Indirect
Class A Common Stock 786183 Indirect
Class A Common Stock 20340126 Indirect
Class A Common Stock 1093721 Indirect
Class A Common Stock 7236 Indirect

Footnotes

F1: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 4 GS, LLC to its members.

F2: These shares were held directly by Altos Hybrid 4 GS, LLC

F3: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid HG, LLC to its members.

F4: These shares were held directly by Altos Hybrid HG, LLC.

F5: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 2 V, LLC to its members.

F6: These shares were held directly by Altos Hybrid 2 V, LLC.

F7: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 2 P-FIO, LLC to its members.

F8: These shares were held directly by Altos Hybrid 2 P-FIO, LLC.

F9: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 3 B, LLC to its members.

F10: These shares were held directly by Altos Hybrid 3 B, LLC.

F11: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid UP, LLC to its members.

F12: These shares were held directly by Altos Hybrid UP, LLC.

F13: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 3 W, LLC to its members.

F14: These shares were held directly by Altos Hybrid 3 W, LLC.

F15: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid 3 M, LLC to its members.

F16: These shares were held directly by Altos Hybrid 3 M, LLC.

F17: Represents a pro-rata in kind distribution of the issuer's Class A Common Stock by Altos Hybrid CC, LLC to its members.

F18: These shares were held directly by Altos Hybrid CC, LLC.

F19: These shares are held directly by Altos Hybrid 2, L.P.

F20: The reporting person is one of the managing members of the general partners and managers of the respective entities that hold the shares reported herein (the Altos Funds). The reporting person disclaims beneficial ownership of the shares held by the Altos Funds except to the extend of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is the beneficial owner of any of the shares held by the Altos Funds for Section 16 or any other purpose.

F21: These shares are held directly by Altos Hybrid 4, L.P.

F22: These shares are held directly by Altos Roblox SPV 1, LLC.

F23: These shares are held directly by Altos Roblox SPV 2, LLC.

F24: These shares are held directly by Altos Roblox SPV 2020, LLC.

F25: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.

F26: These shares are held directly by Altos Ventures IV Reserve Fund, L.P.

F27: These shares are held directly by Altos Ventures IV, L.P.

F28: These shares are held directly by the Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F29: These shares are held directly by the Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.