Roblox Corp — Director's Dealing 2021

Mar 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-03-10

Reporting Person: Donato Craig (Chief Business Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-10	Class A Common Stock	M	329265	$0.165	Acquired	2194826	Direct
2021-03-10	Class A Common Stock	M	83332	$3.345	Acquired	2278158	Direct
2021-03-10	Class A Common Stock	M	74999	$3.405	Acquired	2353157	Direct
2021-03-10	Class A Common Stock	S	500000	$64.50	Disposed	1853157	Direct
2021-03-10	Class A Common Stock	S	112404	$69.00	Disposed	1740753	Direct
2021-03-10	Class A Common Stock	S	37596	$70.00	Disposed	1703157	Direct
2021-03-10	Class A Common Stock	S	122013	$71.1844	Disposed	1581144	Direct
2021-03-10	Class A Common Stock	S	21110	$72.0299	Disposed	1560034	Direct
2021-03-10	Class A Common Stock	S	125000	$64.50	Disposed	575000	Indirect
2021-03-10	Class A Common Stock	S	50000	$69.00	Disposed	525000	Indirect
2021-03-10	Class A Common Stock	S	25000	$71.0391	Disposed	500000	Indirect
2021-03-11	Class A Common Stock	S	150000	$75.00	Disposed	1410034	Direct
2021-03-11	Class A Common Stock	S	25000	$75.00	Disposed	475000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-10	Stock Option (Right to Buy)	$0.165	M	329265	Disposed	2026-11-22	Class A Common Stock (329265)	Direct
2021-03-10	Stock Option (RIght to Buy)	$3.345	M	83332	Disposed	2028-11-15	Class A Common Stock (83332)	Direct
2021-03-10	Stock Option (Right to Buy)	$3.405	M	74999	Disposed	2029-12-21	Class A Common Stock (74999)	Direct

Footnotes

F1: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.82, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.23, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the reporting person and his spouse serve as trustees. The reporting person may be deemed to have beneficial ownership of the securities held by the Trust.

F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.21, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: 1/4th of the shares subject to the option became vested and exercisable on December 12, 2017 and 1/48th of the shares subject to the option continued to vest each month thereafter.

F6: 1/48th of the shares subject to the option became vested and exercisable on November 22, 2018 and 1/48th of the shares subject to the option shall continue to vest each month thereafter, provided that the reporting person is a service provider to the issuer as of each vest date.

F7: 1/48th of the shares subject to the option became vested and exercisable on December 22, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.