Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Roblox Corp Director's Dealing 2021

Sep 1, 2021

29870_dirs_2021-08-31_ac768b7f-6c00-443a-9f5f-c2b4118a0c7e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-08-27

Reporting Person: Altos Ventures IV, L.P. (10% Owner)
Reporting Person: Altos Roblox Management Partners, LLC (10% Owner)
Reporting Person: Kim Han (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-27 Class A Common Stock J 114136 $0.00 Disposed 361446 Indirect
2021-08-27 Class A Common Stock J 1096643 $0.00 Disposed 20626812 Indirect
2021-08-27 Class A Common Stock J 151849 $0.00 Disposed 2885182 Indirect
2021-08-27 Class A Common Stock J 758069 $0.00 Disposed 14353236 Indirect
2021-08-27 Class A Common Stock J 904003 $0.00 Disposed 17176113 Indirect
2021-08-27 Class A Common Stock J 1626272 $0.00 Disposed 30824871 Indirect
2021-08-27 Class A Common Stock J 35061 $0.00 Disposed 666244 Indirect
2021-08-27 Class A Common Stock J 272237 $0.00 Acquired 1286457 Indirect
2021-08-27 Class A Common Stock J 272237 $0.00 Acquired 1286459 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 111112 Indirect
Class A Common Stock 67551 Indirect
Class A Common Stock 67551 Indirect

Footnotes

F1: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Hybrid 2, LP.

F2: These shares are held directly by Altos Hybrid 2, LP.

F3: The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any.

F4: The General Partners and the Managers disclaim beneficial ownership of the shares reported herein except to the extent of their respective pecuniary interests therein, if any.

F5: The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC; and the general partner of Altos Ventures IV Liquidity Fund, L.P., Altos Ventures IV Reserve Fund, L.P. and Altos Ventures IV, L.P. is Altos Management Partners IV, LLC (collectively, the General Partners). The manager of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the manager of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the manager of Altos Hybrid 4 GS, LLC and Altos Hybrid HG, LLC is Altos Hybrid 4 GP, LLC; the manager of Altos Hybrid 2 V, LLC and Altos Hybrid 2 P-FIO, LLC is Altos Hybrid 2 GP, LLC; the manager of Altos Hybrid 3 B, LLC, Altos Hybrid 3M, LLC, and Altos Hybrid 3W, LLC is Altos Hybrid 3 GP, LLC; the manager of Altos Hybrid UP, LLC and Altos Hybrid CC, LLC is Altos Hybrid 4 GP, LLC (collectively, the Managers).

F6: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC.

F7: These shares are held directly by Altos Roblox SPV 1, LLC.

F8: Represents a pro-rata in-kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members.

F9: These shares are held directly by Altos Roblox SPV 2, LLC.

F10: Represents a pro-rata in kind distribution by Altos Roblox SPV 2020, LLC to it is members.

F11: These shares are held directly by Altos Roblox SPV 2020,LLC.

F12: Represents a pro-rata in-kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV, L.P.

F13: These shares are held directly by Altos Ventures IV, L.P.

F14: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P.

F15: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.

F16: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P.

F17: These shares are held directly by Altos Ventures IV Reserve Fund, L.P.

F18: Represents shares received in a pro-rata in kind distribution of shares of the Issuer's Class A Common Stock from Altos Hybrid 2, L.P., Altos Roblox SPV 1, LLC, Altos Roblox SPV 2, LLC, Altos Roblox SPV 2020, LLC, Altos Ventures IV, L.P., Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P.

F19: These shares are held directly by The Kim Trust for which Han Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F20: These shares are held directly by the Nam-MacGill 2006 Family Trust for which Hodong Nam serves as trustee. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F21: These shares are held directly by Altos Hybrid 4, L.P.

F22: These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F23: These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Hodong Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.