Roblox Corp — Director's Dealing 2021

Sep 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-08-30

Reporting Person: Baszucki David (Director, President & CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-09	Class A Common Stock	G	125000	$0.00	Disposed	1500000	Indirect
2021-08-30	Class A Common Stock	S	65542	$80.8195	Disposed	1434458	Indirect
2021-08-30	Class A Common Stock	S	240153	$81.6715	Disposed	1194305	Indirect
2021-08-30	Class A Common Stock	S	63776	$82.2896	Disposed	1130529	Indirect
2021-08-30	Class A Common Stock	S	4929	$83.4947	Disposed	1125600	Indirect
2021-08-30	Class A Common Stock	S	600	$84.55	Disposed	1125000	Indirect
2021-08-31	Class A Common Stock	C	750000	$0.00	Acquired	1875000	Indirect
2021-08-31	Class A Common Stock	C	750000	$0.00	Acquired	750000	Indirect
2021-08-31	Class A Common Stock	C	750000	$0.00	Acquired	750000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-31	Class B Common Stock	$	C	750000	Disposed		Class A Common Stock (750000)	Indirect
2021-08-31	Class B Common Stock	$	C	750000	Disposed		Class A Common Stock (750000)	Indirect
2021-08-31	Class B Common Stock	$	C	750000	Disposed		Class A Common Stock (750000)	Indirect

Footnotes

F1: These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the Reporting Person serves as trustee.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021.

F3: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $80.06 to $81.05, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.06 to $82.05, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.06 to $83.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.06 to $83.95, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $84.34 to $84.76, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Each share of the Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person.

F9: These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.

F10: These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.

F11: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the election of the Reporting Person and has no expiration date.