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Roblox Corp — Director's Dealing 2021
Sep 2, 2021
29870_dirs_2021-09-02_ce40854d-8e3b-4004-b1e7-9a9ec3686f19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-09-01
Reporting Person: Tolley Brett (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Class A Common Stock | M | 1049 | $5.21 | Acquired | 34852 | Direct |
| 2021-09-01 | Class A Common Stock | S | 1049 | $83.00 | Disposed | 33803 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Stock Option (Right to Buy) | $5.21 | M | 240 | Disposed | 2030-08-31 | Class A Common Stock (240) | Direct |
| 2021-09-01 | Stock Option (Right to Buy) | $5.21 | M | 809 | Disposed | 2030-08-31 | Class A Common Stock (809) | Direct |
Footnotes
F1: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: Includes 359 shares acquired by the Reporting Person on August 25, 2021 pursuant to the Issuer's 2020 Employee Stock Purchase Plan.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 23, 2021.
F4: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F5: 1/48th of the shares subject to the option vested on June 1, 2021, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F6: 1/48th of the shares subject to the option vested on November 1, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.