Roblox Corp — Director's Dealing 2021

Sep 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-09-08

Reporting Person: Guthrie Michael (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-08	Class A Common Stock	M	45000	$0.53	Acquired	125625	Direct
2021-09-08	Class A Common Stock	S	21862	$82.5084	Disposed	103763	Direct
2021-09-08	Class A Common Stock	S	22718	$83.3946	Disposed	81045	Direct
2021-09-08	Class A Common Stock	S	420	$84.0583	Disposed	80625	Direct
2021-09-10	Class A Common Stock	M	1800	$0.053	Acquired	82425	Direct
2021-09-10	Class A Common Stock	S	1800	$90.07	Disposed	80625	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-08	Stock Option (Right to Buy)	$0.53	M	45000	Disposed	2028-02-05	Class A Common Stock (45000)	Direct
2021-09-10	Stock Option (Right to Buy)	$0.53	M	1800	Disposed	2028-02-05	Class A Common Stock (1800)	Direct

Footnotes

F1: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021.

F3: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.96 to $82.945, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.95 to $83.945, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.95 to $84.16, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: 1/48th of the shares subject to the option vested on February 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.