Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Roblox Corp Director's Dealing 2021

Sep 17, 2021

29870_dirs_2021-09-16_4909a9af-7640-4318-9152-c3040baa6b0f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-09-14

Reporting Person: Donato Craig (Chief Business Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-14 Class A Common Stock S 4987 $82.1734 Disposed 1437463 Direct
2021-09-14 Class A Common Stock S 5913 $82.2698 Disposed 1431550 Direct
2021-09-14 Class A Common Stock S 1500 $84.0433 Disposed 1430050 Direct
2021-09-14 Class A Common Stock S 12600 $85.0006 Disposed 1417450 Direct
2021-09-14 Class A Common Stock S 11676 $82.1523 Disposed 353324 Indirect
2021-09-14 Class A Common Stock S 14581 $83.2491 Disposed 338743 Indirect
2021-09-14 Class A Common Stock S 3329 $84.0122 Disposed 335414 Indirect
2021-09-14 Class A Common Stock S 15414 $84.9962 Disposed 320000 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 23, 2021.

F2: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.73 to $82.71, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Includes 359 shares acquired by the Reporting Person on August 25, 2021 pursuant to the Issuer's 2020 Employee Stock Purchase Plan.

F4: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.74 to $83.73, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.76 to $84.70, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.07, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.71 to $82.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the Reporting Person and his spouse serve as trustees. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Trust.

F10: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.75 to $83.74, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.76 to $84.66, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $84.78 to $85.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.