Roblox Corp — Director's Dealing 2021

Oct 27, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-03-12

Reporting Person: Nam Hodong (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-12	Class A Common Stock	L	36	$69.51	Acquired	36	Indirect
2021-03-12	Class A Common Stock	L	2	$69.69	Acquired	2	Indirect
2021-03-12	Class A Common Stock	L	34	$69.61	Acquired	36	Indirect
2021-04-05	Class A Common Stock	G	45000	$0.00	Disposed	1161194	Indirect
2021-05-27	Class A Common Stock	G	50000	$0.00	Disposed	1111194	Indirect
2021-08-12	Class A Common Stock	G	47000	$0.00	Disposed	1064194	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	147636	Indirect

Footnotes

F1: These shares are held directly by a trust for the benefit of a minor child of the Reporting Person, for which the Reporting Person serves as co-trustee.

F2: This Form 4 is being filed as promptly as practicable following a determination that the shares purchased for each of the trusts for the minor children may be attributable to the Reporting Person for purposes of Section 16 of the Securities Exchange Act of 1934. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be matchable with a sale of 25,000 shares by Altos Ventures Management Inc. (AVM) on August 31, 2021. The Reporting Person has paid to the Issuer an aggregate of $907.08 which represents the full amount of the profit realized in connection with the short-swing transactions by the childrens' trust accounts, without giving effect to direct transaction costs.

F3: The Reporting Person serves as a member of the Board of Directors of AVM, and may be deemed to exercise voting and investment control over the shares held by AVM. The Reporting Person disclaims beneficial ownership of the shares held by AVM except to the extent of his pecuniary interest therein.

F4: These shares are held directly by a trust for the benefit of a minor child of the Reporting Person, for which the Reporting Person serves as a co-trustee.

F5: The shares held by the Nam-MacGill 2006 Family Trust as reported in the Reporting Person's prior Section 16 reports, inadvertently included 55,499 shares that are held by the Nam-MacGill Investments, LLC - Sub Fund No.1. The holdings reported in this Form 4 properly reflect the indirect ownership of the shares of the Reporting Person.

F6: These shares are held directly by the Nam-MacGill 2006 Family Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which the Reporting Person serves as Managing Member. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.