Roblox Corp — Director's Dealing 2021

Nov 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-11-11

Reporting Person: Altos Ventures Management Inc. (10% Owner)
Reporting Person: Altos Management Partners IV, LLC (10% Owner)
Reporting Person: Altos Hybrid 4 GP, LLC (10% Owner)
Reporting Person: Nam Hodong (10% Owner)
Reporting Person: Kim Han (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-11	Class A Common Stock	J	20000	$0.00	Disposed	40336	Indirect
2021-11-11	Class A Common Stock	J	17796	$0.00	Disposed	343650	Indirect
2021-11-11	Class A Common Stock	J	928195	$0.00	Disposed	19698617	Indirect
2021-11-11	Class A Common Stock	J	61105	$0.00	Disposed	2824077	Indirect
2021-11-11	Class A Common Stock	J	605650	$0.00	Disposed	13747586	Indirect
2021-11-11	Class A Common Stock	J	694632	$0.00	Disposed	30130239	Indirect
2021-11-11	Class A Common Stock	J	32958	$0.00	Disposed	633286	Indirect
2021-11-11	Class A Common Stock	J	485541	$0.00	Disposed	16690572	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	111112	Indirect
Class A Common Stock	36	Indirect
Class A Common Stock	36	Indirect
Class A Common Stock	1064194	Indirect
Class A Common Stock	147636	Indirect
Class A Common Stock	1106192	Indirect
Class A Common Stock	147636	Indirect

Footnotes

F1: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures Management Inc. to one of its members.

F2: These shares are held directly by Altos Ventures Management, Inc. (AVM). The members of the Board of Directors of AVM are Anthony P. Lee, Hodong Nam and Han Kim, who exercise voting and investment control over the shares. Each member of the Board of Directors of AVM disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F3: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Hybrid 2, L.P. to its members.

F4: These shares are held directly by Altos Hybrid 2, L.P.

F5: The general partner of Altos Hybrid 2, L.P. is Altos Hybrid 2GP, LLC; the general partner of Altos Roblox SPV 1, LLC and Altos Roblox SPV 2, LLC is Altos Roblox Management Partners IV, LLC; the general partners of Altos Roblox SPV 2020, LLC is Altos Roblox 2020 Management Partners, LLC; the general partner of Altos Ventures IV, L.P. is Altos Management Partners IV, LLC; the general partner of Altos Ventures IV Liquidity Fund, L.P. and Altos Ventures IV Reserve Fund, L.P. is Altos IV LR GP, LLC; and the general partner of Altos Hybrid 4, L.P. is Altos Hybrid 4 GP, LLC (collectively, the General Partners).

F6: The Managing Directors or Managing Members of the General Partners and the Managers of the Altos Funds are Anthony P. Lee, Han Kim and Hodong Nam who exercise investment and voting control over the shares held by the Altos Funds. Anthony P. Lee, a director of the Issuer, files separate Section 16 reports. Han Kim and Hodong Nam disclaim beneficial ownership of the shares held by the Altos Funds except to the extent of their respective pecuriary interest therein, if any.

F7: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 1, LLC to its members.

F8: These shares are held directly by Altos Roblox SPV 1, LLC.

F9: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2, LLC to its members.

F10: These shares are held directly by Altos Roblox SPV 2, LLC.

F11: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Roblox SPV 2020, LLC to its members.

F12: These shares are held directly by Altos Roblox SPV 2020, LLC.

F13: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Liquidity Fund, L.P. to its members.

F14: These shares are held directly by Altos Ventures IV Liquidity Fund, L.P.

F15: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV Reserve Fund, L.P. to its members.

F16: These shares are held directly by Altos Ventures IV Reserve Fund, L.P.

F17: Represents a pro-rata in kind distribution of the Issuer's Class A Common Stock by Altos Ventures IV, L.P. to its members.

F18: These shares are held directly by Altos Ventures IV, L.P.

F19: These shares are held directly by Altos Hybrid 4, L.P.

F20: These shares are held directly by a trust for the benefit of a minor child of Hodong Nam, for which Mr. Nam serves as co-trustee.

F21: These shares are held directly by the Nam-MacGill 2006 Family Trust for which Mr. Nam serves as trustee. Mr. Nam disclaims beneficial ownership of the such shares except to the extent of his pecuniary interest therein.

F22: These shares are held directly by the Nam-MacGill Investments, LLC - Sub Fund No. 1 for which Mr. Nam serves as Managing Member. Mr. Nam disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F23: These shares are held directly by the Kim Living Trust for which Ham Kim serves as trustee. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F24: These shares are held directly by the Han Family Investments, LLC - Sub Fund No. 1 for which Han Kim serves as Managing Member. Mr. Kim disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.