Roblox Corp — Director's Dealing 2021

Nov 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-11-11

Reporting Person: Sturman Daniel (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-11	Class A Common Stock	M	58333	$3.405	Acquired	117069	Direct
2021-11-11	Class A Common Stock	S	16668	$96.26	Disposed	100401	Direct
2021-11-11	Class A Common Stock	S	41665	$100.002	Disposed	58736	Direct
2021-11-12	Class A Common Stock	M	84323	$3.405	Acquired	143059	Direct
2021-11-12	Class A Common Stock	S	84323	$105.0488	Disposed	58736	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-11	Stock Option (Right to Buy)	$3.405	M	58333	Disposed	2030-01-29	Class A Common Stock (58333.0)	Direct
2021-11-12	Stock Option (Right to Buy)	$3.405	M	84323	Disposed	2030-01-29	Class A Common Stock (84323.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	151982	Indirect
Class A Common Stock	151983	Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021.

F2: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.13, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.735, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: These shares are held directly by Lucy Simon LLC, a Delaware limited liability company for which the spouse of the Reporting Person serves as manager. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the limited liability company.

F5: These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company.

F6: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.