Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Roblox Corp Director's Dealing 2021

Nov 16, 2021

29870_dirs_2021-11-15_098bfb7d-78c3-4483-9a35-65e8d0f40eb0.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-11-11

Reporting Person: Reinstra Mark (Gen. Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-11 Class A Common Stock S 3000 $94.0447 Disposed 203548 Indirect
2021-11-11 Class A Common Stock S 8000 $94.8263 Disposed 195548 Indirect
2021-11-11 Class A Common Stock S 600 $95.9633 Disposed 194948 Indirect
2021-11-11 Class A Common Stock S 1200 $97.2833 Disposed 193748 Indirect
2021-11-11 Class A Common Stock S 20512 $98.2921 Disposed 173236 Indirect
2021-11-11 Class A Common Stock S 13888 $99.1373 Disposed 159348 Indirect
2021-11-11 Class A Common Stock S 27800 $99.9853 Disposed 131548 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 59095 Direct
Class A Common Stock 37931 Indirect
Class A Common Stock 37931 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 30, 2021.

F2: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $93.40 to $94.39, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: On 11/9/2021, the Reporting Person transferred 2,069 shares of Class A common stock from the Susan P. Reinstra Annuity Trust and 2,069 shares of Class A common stock from the Mark L. Reinstra Annuity Trust to the San Domenico Trust in connection with GRAT annuity payments.

F4: These shares are held directly by the San Domenico Trust dated August 12, 1999 for which the reporting person serves as trustee. The Reporting Person may be deemed to have beneficial ownership over the securities held by the trust.

F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $94.46 to $95.37, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $95.59 to $95.89, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $96.73 to $97.71, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $97.73 to $98.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $98.73 to $99.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $99.73 to $100.09, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: Includes 359 shares acquired by the Reporting Person on August 25, 2021 pursuant to the Issuer's 2020 Employee Stock Purchase Plan.

F12: These shares are held directly by the Mark L. Reinstra Annuity Trust dated October 7, 2020 for which the reporting person serves as trustee. The reporting person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.

F13: These shares are held directly for the Susan P. Reinstra Annuity Trust dated October 7, 2020 for which the reporting person serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership over the securities held by the Annuity Trust.