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Roblox Corp — Director's Dealing 2021
Nov 25, 2021
29870_dirs_2021-11-24_a500c3f0-d745-41ed-8107-9654ced083d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-11-22
Reporting Person: Baszucki David (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-22 | Class A Common Stock | G | 187500 | — | Disposed | 1687500 | Indirect |
| 2021-11-22 | Class A Common Stock | G | 187500 | — | Acquired | 187500 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 6693 | $118.1798 | Disposed | 1680807 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 5473 | $119.2642 | Disposed | 1675334 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 50063 | $120.1519 | Disposed | 1625271 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 22600 | $121.1967 | Disposed | 1602671 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 80407 | $122.2953 | Disposed | 1522264 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 49124 | $123.1498 | Disposed | 1473140 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 32847 | $124.1413 | Disposed | 1440293 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 11220 | $125.0005 | Disposed | 1429073 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 10700 | $126.3477 | Disposed | 1418373 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 14077 | $127.2177 | Disposed | 1404296 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 21348 | $128.2293 | Disposed | 1382948 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 18637 | $129.1516 | Disposed | 1364311 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 11554 | $130.2478 | Disposed | 1352757 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 3246 | $131.2846 | Disposed | 1349511 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 6013 | $133.119 | Disposed | 1343498 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 2482 | $133.8783 | Disposed | 1341016 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 7429 | $135.8582 | Disposed | 1333587 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 6311 | $136.9846 | Disposed | 1327276 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 10760 | $137.9706 | Disposed | 1316516 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 4016 | $138.8035 | Disposed | 1312500 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 3526 | $118.2201 | Disposed | 183974 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 3027 | $119.3514 | Disposed | 180947 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 25553 | $120.1869 | Disposed | 155394 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 11402 | $121.3233 | Disposed | 143992 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 43768 | $122.3478 | Disposed | 100224 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 22592 | $123.2888 | Disposed | 77632 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 15324 | $124.2644 | Disposed | 62308 | Indirect |
| 2021-11-22 | Class A Common Stock | S | 4408 | $125.116 | Disposed | 57900 | Indirect |
Footnotes
F1: This transaction represents a transfer of shares by the Reporting Person's Trust to the Reporting Person's Foundation.
F2: These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.
F3: These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.
F4: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 30, 2021.
F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.66 to $118.64, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.68 to $119.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.71 to $120.68, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $120.72 to $121.71, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $121.72 to $122.71, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $122.72 to $123.71, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $123.72 to $124.70, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $124.72 to $125.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $125.77 to $126.75, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.77 to $127.73, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.77 to $128.75, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $128.78 to $129.76, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $129.83 to $130.82, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $130.93 to $131.77, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $132.58 to $133.51, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $133.62 to $134.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $135.36 to $136.35, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $136.44 to $137.42, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F23: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $137.45 to $138.37, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F24: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $138.55 to $139.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F25: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.72 to $118.68, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F26: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.77 to $119.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F27: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.81 to $120.78, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F28: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $120.82 to $121.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F29: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $121.82 to $122.81, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F30: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $122.82 to $123.81, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F31: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $123.82 to $124.81, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F32: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $124.82 to $125.78, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.