Roblox Corp — Director's Dealing 2021

Nov 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-11-22

Reporting Person: Guthrie Michael (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-22	Class A Common Stock	S	56	$118.1902	Disposed	80569	Direct
2021-11-22	Class A Common Stock	S	42	$119.2499	Disposed	80527	Direct
2021-11-22	Class A Common Stock	S	132	$120.2743	Disposed	80395	Direct
2021-11-22	Class A Common Stock	S	199	$121.2456	Disposed	80196	Direct
2021-11-22	Class A Common Stock	S	1121	$122.2887	Disposed	79075	Direct
2021-11-22	Class A Common Stock	S	536	$123.1597	Disposed	78539	Direct
2021-11-22	Class A Common Stock	S	287	$124.0064	Disposed	78252	Direct
2021-11-22	Class A Common Stock	S	72	$125.0175	Disposed	78180	Direct
2021-11-22	Class A Common Stock	S	96	$126.4171	Disposed	78084	Direct
2021-11-22	Class A Common Stock	S	139	$127.4376	Disposed	77945	Direct
2021-11-22	Class A Common Stock	S	203	$128.4758	Disposed	77742	Direct
2021-11-22	Class A Common Stock	S	117	$129.3403	Disposed	77625	Direct
2021-11-22	Class A Common Stock	S	74	$130.2887	Disposed	77551	Direct
2021-11-22	Class A Common Stock	S	28	$131.263	Disposed	77523	Direct
2021-11-22	Class A Common Stock	S	23	$132.6081	Disposed	77500	Direct
2021-11-22	Class A Common Stock	S	40	$133.4981	Disposed	77460	Direct
2021-11-22	Class A Common Stock	S	16	$134.432	Disposed	77444	Direct
2021-11-22	Class A Common Stock	S	29	$135.6667	Disposed	77415	Direct
2021-11-22	Class A Common Stock	S	6	$136.62	Disposed	77409	Direct
2021-11-22	Class A Common Stock	M	123200	$0.53	Acquired	200609	Direct
2021-11-22	Class A Common Stock	S	2868	$118.186	Disposed	197741	Direct
2021-11-22	Class A Common Stock	S	2605	$119.4069	Disposed	195136	Direct
2021-11-22	Class A Common Stock	S	9862	$120.2942	Disposed	185274	Direct
2021-11-22	Class A Common Stock	S	8689	$121.4957	Disposed	176585	Direct
2021-11-22	Class A Common Stock	S	26641	$122.429	Disposed	149944	Direct
2021-11-22	Class A Common Stock	S	16156	$123.3965	Disposed	133788	Direct
2021-11-22	Class A Common Stock	S	9229	$124.3814	Disposed	124559	Direct
2021-11-22	Class A Common Stock	S	2559	$125.2954	Disposed	122000	Direct
2021-11-22	Class A Common Stock	S	3869	$126.4597	Disposed	118131	Direct
2021-11-22	Class A Common Stock	S	7956	$127.5677	Disposed	110175	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-22	Stock Option (Right to Buy)	$0.53	M	123200	Disposed	2028-02-05	Class A Common Stock (123200.0)	Direct

Footnotes

F1: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.67 to $118.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.68 to $119.60, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.68 to $120.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $120.70 to $121.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $121.70 to $122.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $123.70 to $124.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $124.70 to $125.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $125.85 to $126.83, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.94 to $127.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.94 to $128.93, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $128.94 to $129.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $129.94 to $130.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $130.95 to $131.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $132.18 to $133.03, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $133.19 to $133.98, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $134.23 to $134.50, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $135.39 to $136.30, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021.

F21: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.71 to $118.66, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F22: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.84 to $119.75, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F23: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.915 to $120.87, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F24: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $120.92 to $121.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F25: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $121.93 to $122.925, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F26: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $122.93 to $123.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F27: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $123.93 to $124.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F28: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $124.95 to $125.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F29: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.01 to $127.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F30: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.01 to $128.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F31: 1/48th of the shares subject to the option vested on February 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.