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Roblox Corp — Director's Dealing 2021
Nov 26, 2021
29870_dirs_2021-11-26_9893cc85-cfb7-47ec-a3ec-c4d4e3918b6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-11-23
Reporting Person: Sturman Daniel (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-23 | Class A Common Stock | S | 4537 | $114.857 | Disposed | 147446 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 4958 | $115.6487 | Disposed | 142488 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 5305 | $116.7756 | Disposed | 137183 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 2200 | $117.7677 | Disposed | 134983 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 1700 | $118.8576 | Disposed | 133283 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 1100 | $120.0027 | Disposed | 132183 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 200 | $120.64 | Disposed | 131983 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 1100 | $114.4282 | Disposed | 150882 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 6400 | $115.1826 | Disposed | 144482 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 3923 | $116.2034 | Disposed | 140559 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 4577 | $117.0824 | Disposed | 135982 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 1500 | $119.1507 | Disposed | 134482 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 1500 | $119.1507 | Disposed | 132982 | Indirect |
| 2021-11-23 | Class A Common Stock | S | 1000 | $120.318 | Disposed | 131982 | Indirect |
| 2021-11-24 | Class A Common Stock | S | 20000 | $125 | Disposed | 111983 | Indirect |
| 2021-11-24 | Class A Common Stock | S | 20000 | $125 | Disposed | 111982 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 58736 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021.
F2: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $114.23 to $115.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company.
F4: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $115.23 to $116.18, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $116.25 to $117.18, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.29 to $118.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.45 to $119.34, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.53 to $120.51, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $113.65 to $114.60, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: These shares are held directly by Lucy Simon LLC, a Delaware limited liability company for which the spouse of the Reporting Person serves as manager. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the limited liability company.
F11: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $114.68 to $115.64, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $115.70 to $116.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $116.70 to $117.68, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.71 to $118.59, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.74 to $119.73, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.82 to $120.70, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.