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Roblox Corp — Director's Dealing 2021
Dec 21, 2021
29870_dirs_2021-12-21_646723d2-f47b-4135-b8f9-18c4c3759b11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2021-12-17
Reporting Person: Sturman Daniel (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-17 | Class A Common Stock | M | 16667 | $3.405 | Acquired | 75403 | Direct |
| 2021-12-17 | Class A Common Stock | S | 8334 | $95.78 | Disposed | 67069 | Direct |
| 2021-12-17 | Class A Common Stock | S | 8333 | $100 | Disposed | 58736 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-17 | Stock Option (Right to Buy) | $3.405 | M | 16667 | Disposed | 2030-01-29 | Class A Common Stock (16667.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 111982 | Indirect |
| Class A Common Stock | 111983 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021.
F2: These shares are held directly by Lucy Simon LLC, a Delaware limited liability company for which the spouse of the Reporting Person serves as manager. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the limited liability company.
F3: These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company.
F4: 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.