Ocean Power Technologies, Inc. — Director's Dealing 2026

Jan 21, 2026

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ocean Power Technologies, Inc. (OPTT)
CIK: 0001378140
Period of Report: 2026-01-16

Reporting Person: PAGLIARA TRACY D (Senior VP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2026-01-16	Common Stock	A	291974	—	Acquired	291974	Direct
2026-01-16	Common Stock	A	273256	—	Acquired	565230	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2026-01-16	Restricted Stock Unit	$	A	273256	Acquired		Common Stock (273256)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2: Shares acquired upon the time-based vesting of restricted stock units granted in January 2025.

F3: On January 16, 2025, the reporting person was granted 273,256 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.