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Ocean Power Technologies, Inc. Director's Dealing 2026

Jan 30, 2026

34237_dirs_2026-01-30_dda8ea39-05d7-4a83-97fd-73f60c2df1c1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ocean Power Technologies, Inc. (OPTT)
CIK: 0001378140
Period of Report: 2026-01-30

Reporting Person: Powers Robert Patrick (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-01-30 Common Stock A 54013 Acquired 1246727 Direct
2026-01-30 Common Stock A 54032 Acquired 1300759 Direct
2026-01-30 Common Stock A 173920 Acquired 1474679 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-01-30 Restricted Stock Unit $ M 54032 Acquired Common Stock (54032) Direct
2026-01-30 Restricted Stock Unit $ M 173920 Acquired Common Stock (173920) Direct

Footnotes

F1: Shares acquired upon the time-based vesting of restricted stock units granted in January 2024.

F2: On January 31, 2024, the reporting person was granted 54,032 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F3: On January 16, 2025, the reporting person was granted 173,920 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F4: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.