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Ocean Power Technologies, Inc. Director's Dealing 2026

Jan 30, 2026

34237_dirs_2026-01-30_8fe6b463-f1a0-42be-8ca1-346e4619e396.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ocean Power Technologies, Inc. (OPTT)
CIK: 0001378140
Period of Report: 2026-01-30

Reporting Person: PAGLIARA TRACY D (Senior VP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-01-30 Common Stock A 201442 Acquired 1181250 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-01-30 Restricted Stock Unit $ A 201442 Acquired Common Stock (201442) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2: On January 16, 2025, the reporting person was granted 201,442 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.