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Ocean Power Technologies, Inc. — Director's Dealing 2026
Jan 30, 2026
34237_dirs_2026-01-30_8fe6b463-f1a0-42be-8ca1-346e4619e396.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ocean Power Technologies, Inc. (OPTT)
CIK: 0001378140
Period of Report: 2026-01-30
Reporting Person: PAGLIARA TRACY D (Senior VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-30 | Common Stock | A | 201442 | — | Acquired | 1181250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-01-30 | Restricted Stock Unit | $ | A | 201442 | Acquired | Common Stock (201442) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.
F2: On January 16, 2025, the reporting person was granted 201,442 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.
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