Ocean Power Technologies, Inc. — Director's Dealing 2024

Jan 3, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ocean Power Technologies, Inc. (OPTT)
CIK: 0001378140
Period of Report: 2024-01-02

Reporting Person: Powers Robert Patrick (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-01-02	Common Stock	M	12500	—	Acquired	90447	Direct
2024-01-02	Common Stock	F	3773	$0.32	Disposed	86674	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-01-02	Restricted Stock Unit	$	M	12500	Disposed		Common Stock (12500)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis

F2: On December 13, 2021, the reporting person was granted 37,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.