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Ocean Power Technologies, Inc. Director's Dealing 2024

Jan 17, 2024

34237_dirs_2024-01-17_29879997-cd68-4132-a145-b1a8e6d131d0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ocean Power Technologies, Inc. (OPTT)
CIK: 0001378140
Period of Report: 2024-01-16

Reporting Person: DiPietro Joseph (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-01-16 Common Stock M 3666 Acquired 11233 Direct
2024-01-16 Common Stock F 1271 $0.29 Disposed 9962 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-01-16 Restricted Stock Unit $ M Disposed Common Stock (3666) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis

F2: On January 14, 2022, the reporting person was granted 11,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.