Newgen Software Technologies Limited — Major Shareholding Notification 2021

Apr 8, 2021

DIWAKAR NIGAM

To, BSE Limited Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai – 400001

To,

National Stock Exchange of India Limited

Exchange Plaza, Plot No. C/1, G Block, Bandra- Kurla Complex Bandra (E), Mumbai – 400051

Disclosure under Regulation 30 (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part A – Details of Shareholding

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1. Name of the Target Company (TC) Newgen Software Technologies Limited
(ISIN: INE619B01017)
2. Name(s) of the stock exchange(s) where the shares 1. National Stock Exchange of India (NSE)
of the TC are listed 2. Bombay Stock Exchange (BSE)
3. Particulars of the shareholder(s):-
a. Name of person(s) together with Persons Acting
in Concert (PAC) whose total holding (including
that in the form of shares, warrants, convertible
securities and any other instrument that would Annexure I
entitle the holder to receive shares in the TC) is
more than 25% of the voting rights of the TC.
OR
b. Name(s) of promoter(s), member of the
promoter group and PAC with him.
4. Particulars of the shareholding of person(s) Number of % w.r.t. total % of total diluted
mentioned at (3) above Shares share/voting capital share/voting capital of
wherever applicable TC ()
% w.r.t. % w.r.t. % w.r.t. % w.r.t.
5. As of 31 [st] March 2021, holding of: total total total total
share voting diluted diluted
capital capital [#] share voting
capital capital
a) Shares 2,64,41,362 37.80% 38.15% 37.80% 38.15%
b) Voting Rights (otherwise than by shares) Nil Nil Nil Nil Nil
c) Warrants Nil Nil Nil Nil Nil
d) Convertible Securities Nil Nil Nil Nil Nil
e) Any other instrument that would entitle the Nil Nil Nil Nil Nil
holder to receive shares in the TC
Total 2,64,41,362 37.80% 38.15% 37.80% 38.15%
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Digitally signed by DIWAKAR DIWAKAR NIGAM NIGAM

Date: 2021.04.01 12:59:20 +05'30'

Diwakar Nigam Promoter, Chairman & Managing Director (on behalf of himself and Promoter Group) Place: New Delhi

CC to:Company Secretary – Newgen Software Technologies Limited

Note:

1. In case of promoter(s) making disclosure under regulation 30(2), no additional disclosure under regulation 30(1) is required.

2. (*) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

3. #As per SBEB regulations, ESOP trust cannot exercise voting rights. Therefore, shares of NEWGEN ESOP Trust is deducted while calculating % total voting capital.

4. (**) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated.

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DIWAKAR NIGAM

Annexure I

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Shareholding details of Promoter’s & Promoter Group and PAC as on 31 [st] March 2021
Sr. No. Name No. of Shares % w.r.t. total share % of total diluted
/voting capital share/voting capital
wherever applicable of TC
% w.r.t. % w.r.t. % w.r.t. % w.r.t.
total total total total
share voting diluted diluted
capital capital share voting
capital capital
1. Diwakar Nigam 1,84,72,406 26.41% 26.65% 26.41% 26.65%
2. Priyadarshini Nigam 79,68,906 11.39% 11.50% 11.39% 11.50%
3. Ragini Goorha [##] 50 0.00% 0.00% 0.00% 0.00%
4. Meenakshi Nigam Issar Nil Nil Nil Nil Nil
5. Shubhi Nigam Nil Nil Nil Nil Nil
6. Sonali Nigam Nil Nil Nil Nil Nil
7. Rajiv Chandra Nil Nil Nil Nil Nil
Total 2,64,41,362 37.80% 38.15% 37.80% 38.15%
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##Ragini Goorha, member of promoter group deceased on 28th October 2019. No transmission request has been received from her legal heirs till date.

Digitally signed by DIWAKAR DIWAKAR NIGAM NIGAM

Date: 2021.04.01 13:00:28 +05'30'

Diwakar Nigam Promoter, Chairman & Managing Director (on behalf of himself and Promoter Group) Place: New Delhi

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