DATAWORKS GROUP LIMITED — Major Shareholding Notification 2021

Aug 4, 2021

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme IXUP Ltd (IXU) ACN/ARSN 612 182 368

1. Details of substantial holder (1)

Name Regal Funds Management Pty Ltd (RFM)

ACN/ARSN (if applicable) 107 576 821

ACN/ARSN (if applicable)

There was a change in the interests of the substantial holder on 3/08/2021 The previous notice was given to the company on 25/05/2021 The previous notice was dated 21/05/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice	Previous notice	Current notice	Current notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
ORDINARY	48,633,894	6.94%	42,317,744	5.63%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Consideration (9)	Class and number of securities	Class and number of securities	Class and number of securities
	See Annexure 1
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest	Registered holder of securities		Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
MERRILL LYNCH INTERNATIONAL LIMITED	MERRILL LYNCH (AUS) NOMINEES PTY LTD		MERRILL LYNCH INTERNATIONAL LIMITED	HOLDER OF SHARES	27,093,412 ORDINARY	27,093,412
CREDIT SUISSE AG	CS THIRD NOMINEES PTY LIMITED		CREDIT SUISSE AG	HOLDER OF SHARES	15,224,332 ORDINARY	15,224,332

5. Changes in associati The persons who have bec with, the substantial holder	5. Changes in associati The persons who have bec with, the substantial holder	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 43841.82 260808 Ordinary 260808 Sell 46950.00 250000 Ordinary 250000 Sell 356743.53 1924183 Ordinary 1924183 Sell 54900.00 300000 Ordinary 300000 Sell 233859.22 1255283 Ordinary 1255283 Sell 33798.93 184492 Ordinary 184492 Sell 72295.44 392910 Ordinary 392910 Sell 5239.69 27945 Ordinary 27945 Sell 23576.77 127442 Ordinary 127442 Sell 13079.88 72666 Ordinary 72666 Sell 25287.16 148748 Ordinary 148748 Sell 25537.38 154772 Ordinary 154772 Sell 22037.51 132278 Ordinary 132278 buy Exercise of 2.5 mil options at 10 cents per option 2500000 Ordinary 2500000 Sell 166042.76 986588 Ordinary 986588 Sell 81950.00 500000 Ordinary 500000 Sell 158632.91 936993 Ordinary 936993 Sell 34093.79 212158 Ordinary 212158 Sell 11981.60 74885 Ordinary 74885 Sell 13845.48 81444 Ordinary 81444 ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management 5/08/2021 gal Funds Management gal Funds Management	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 43841.82 260808 Ordinary 260808 Sell 46950.00 250000 Ordinary 250000 Sell 356743.53 1924183 Ordinary 1924183 Sell 54900.00 300000 Ordinary 300000 Sell 233859.22 1255283 Ordinary 1255283 Sell 33798.93 184492 Ordinary 184492 Sell 72295.44 392910 Ordinary 392910 Sell 5239.69 27945 Ordinary 27945 Sell 23576.77 127442 Ordinary 127442 Sell 13079.88 72666 Ordinary 72666 Sell 25287.16 148748 Ordinary 148748 Sell 25537.38 154772 Ordinary 154772 Sell 22037.51 132278 Ordinary 132278 buy Exercise of 2.5 mil options at 10 cents per option 2500000 Ordinary 2500000 Sell 166042.76 986588 Ordinary 986588 Sell 81950.00 500000 Ordinary 500000 Sell 158632.91 936993 Ordinary 936993 Sell 34093.79 212158 Ordinary 212158 Sell 11981.60 74885 Ordinary 74885 Sell 13845.48 81444 Ordinary 81444 ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management 5/08/2021 gal Funds Management gal Funds Management	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 43841.82 260808 Ordinary 260808 Sell 46950.00 250000 Ordinary 250000 Sell 356743.53 1924183 Ordinary 1924183 Sell 54900.00 300000 Ordinary 300000 Sell 233859.22 1255283 Ordinary 1255283 Sell 33798.93 184492 Ordinary 184492 Sell 72295.44 392910 Ordinary 392910 Sell 5239.69 27945 Ordinary 27945 Sell 23576.77 127442 Ordinary 127442 Sell 13079.88 72666 Ordinary 72666 Sell 25287.16 148748 Ordinary 148748 Sell 25537.38 154772 Ordinary 154772 Sell 22037.51 132278 Ordinary 132278 buy Exercise of 2.5 mil options at 10 cents per option 2500000 Ordinary 2500000 Sell 166042.76 986588 Ordinary 986588 Sell 81950.00 500000 Ordinary 500000 Sell 158632.91 936993 Ordinary 936993 Sell 34093.79 212158 Ordinary 212158 Sell 11981.60 74885 Ordinary 74885 Sell 13845.48 81444 Ordinary 81444 ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management 5/08/2021 gal Funds Management gal Funds Management	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 43841.82 260808 Ordinary 260808 Sell 46950.00 250000 Ordinary 250000 Sell 356743.53 1924183 Ordinary 1924183 Sell 54900.00 300000 Ordinary 300000 Sell 233859.22 1255283 Ordinary 1255283 Sell 33798.93 184492 Ordinary 184492 Sell 72295.44 392910 Ordinary 392910 Sell 5239.69 27945 Ordinary 27945 Sell 23576.77 127442 Ordinary 127442 Sell 13079.88 72666 Ordinary 72666 Sell 25287.16 148748 Ordinary 148748 Sell 25537.38 154772 Ordinary 154772 Sell 22037.51 132278 Ordinary 132278 buy Exercise of 2.5 mil options at 10 cents per option 2500000 Ordinary 2500000 Sell 166042.76 986588 Ordinary 986588 Sell 81950.00 500000 Ordinary 500000 Sell 158632.91 936993 Ordinary 936993 Sell 34093.79 212158 Ordinary 212158 Sell 11981.60 74885 Ordinary 74885 Sell 13845.48 81444 Ordinary 81444 ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management 5/08/2021 gal Funds Management gal Funds Management	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 43841.82 260808 Ordinary 260808 Sell 46950.00 250000 Ordinary 250000 Sell 356743.53 1924183 Ordinary 1924183 Sell 54900.00 300000 Ordinary 300000 Sell 233859.22 1255283 Ordinary 1255283 Sell 33798.93 184492 Ordinary 184492 Sell 72295.44 392910 Ordinary 392910 Sell 5239.69 27945 Ordinary 27945 Sell 23576.77 127442 Ordinary 127442 Sell 13079.88 72666 Ordinary 72666 Sell 25287.16 148748 Ordinary 148748 Sell 25537.38 154772 Ordinary 154772 Sell 22037.51 132278 Ordinary 132278 buy Exercise of 2.5 mil options at 10 cents per option 2500000 Ordinary 2500000 Sell 166042.76 986588 Ordinary 986588 Sell 81950.00 500000 Ordinary 500000 Sell 158632.91 936993 Ordinary 936993 Sell 34093.79 212158 Ordinary 212158 Sell 11981.60 74885 Ordinary 74885 Sell 13845.48 81444 Ordinary 81444 ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management 5/08/2021 gal Funds Management gal Funds Management	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 43841.82 260808 Ordinary 260808 Sell 46950.00 250000 Ordinary 250000 Sell 356743.53 1924183 Ordinary 1924183 Sell 54900.00 300000 Ordinary 300000 Sell 233859.22 1255283 Ordinary 1255283 Sell 33798.93 184492 Ordinary 184492 Sell 72295.44 392910 Ordinary 392910 Sell 5239.69 27945 Ordinary 27945 Sell 23576.77 127442 Ordinary 127442 Sell 13079.88 72666 Ordinary 72666 Sell 25287.16 148748 Ordinary 148748 Sell 25537.38 154772 Ordinary 154772 Sell 22037.51 132278 Ordinary 132278 buy Exercise of 2.5 mil options at 10 cents per option 2500000 Ordinary 2500000 Sell 166042.76 986588 Ordinary 986588 Sell 81950.00 500000 Ordinary 500000 Sell 158632.91 936993 Ordinary 936993 Sell 34093.79 212158 Ordinary 212158 Sell 11981.60 74885 Ordinary 74885 Sell 13845.48 81444 Ordinary 81444 ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management 5/08/2021 gal Funds Management gal Funds Management	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 43841.82 260808 Ordinary 260808 Sell 46950.00 250000 Ordinary 250000 Sell 356743.53 1924183 Ordinary 1924183 Sell 54900.00 300000 Ordinary 300000 Sell 233859.22 1255283 Ordinary 1255283 Sell 33798.93 184492 Ordinary 184492 Sell 72295.44 392910 Ordinary 392910 Sell 5239.69 27945 Ordinary 27945 Sell 23576.77 127442 Ordinary 127442 Sell 13079.88 72666 Ordinary 72666 Sell 25287.16 148748 Ordinary 148748 Sell 25537.38 154772 Ordinary 154772 Sell 22037.51 132278 Ordinary 132278 buy Exercise of 2.5 mil options at 10 cents per option 2500000 Ordinary 2500000 Sell 166042.76 986588 Ordinary 986588 Sell 81950.00 500000 Ordinary 500000 Sell 158632.91 936993 Ordinary 936993 Sell 34093.79 212158 Ordinary 212158 Sell 11981.60 74885 Ordinary 74885 Sell 13845.48 81444 Ordinary 81444 ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management 5/08/2021 gal Funds Management gal Funds Management
Name and ACN/		ARSN (if applicable)		Nature of association
NOT A		PPLICABLE
6. Addresses The addresses of persons
N		ame		Address
Ken		ny Ho		LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000
Signature Annexure 1 Changes in relevant int
Date	Person who	se relevant interest changed		Nature of Change	Consideration given in relation to change	Number of securities affected	Class of securities	Persons votes affected
24/05/2021	Re	gal Funds Management		Sell	43841.82	260808	Ordinary	260808
25/05/2021	Re	gal Funds Management		Sell	46950.00	250000	Ordinary	250000
25/05/2021	Re	gal Funds Management		Sell	356743.53	1924183	Ordinary	1924183
26/05/2021	Re	gal Funds Management		Sell	54900.00	300000	Ordinary	300000
26/05/2021	Re	gal Funds Management		Sell	233859.22	1255283	Ordinary	1255283
27/05/2021	Re	gal Funds Management		Sell	33798.93	184492	Ordinary	184492
27/05/2021	Re	gal Funds Management		Sell	72295.44	392910	Ordinary	392910
28/05/2021	Re	gal Funds Management		Sell	5239.69	27945	Ordinary	27945
28/05/2021	Re	gal Funds Management		Sell	23576.77	127442	Ordinary	127442
31/05/2021	Re	gal Funds Management		Sell	13079.88	72666	Ordinary	72666
31/05/2021	Re	gal Funds Management		Sell	25287.16	148748	Ordinary	148748
1/06/2021	Re	gal Funds Management		Sell	25537.38	154772	Ordinary	154772
2/06/2021	Re	gal Funds Management		Sell	22037.51	132278	Ordinary	132278
3/06/2021	Re	gal Funds Management		buy	Exercise of 2.5 mil options at 10 cents per option	2500000	Ordinary	2500000
7/06/2021	Re	gal Funds Management		Sell	166042.76	986588	Ordinary	986588
7/06/2021	Re	gal Funds Management		Sell	81950.00	500000	Ordinary	500000
8/06/2021	Re	gal Funds Management		Sell	158632.91	936993	Ordinary	936993
9/06/2021	Re	gal Funds Management		Sell	34093.79	212158	Ordinary	212158
9/06/2021	Re	gal Funds Management		Sell	11981.60	74885	Ordinary	74885
12/07/2021	Re	gal Funds Management		Sell	13845.48	81444	Ordinary	81444

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Kenny Ho	LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000

Signature

Annexure 1

Changes in relevant interests

		Nature		Number of		Persons
		of	Consideration given	securities	Class of	votes
Date	Person whose relevant interest changed	Change	in relation to change	affected	securities	affected
24/05/2021	Regal Funds Management	Sell	43841.82	260808	Ordinary	260808
25/05/2021	Regal Funds Management	Sell	46950.00	250000	Ordinary	250000
25/05/2021	Regal Funds Management	Sell	356743.53	1924183	Ordinary	1924183
26/05/2021	Regal Funds Management	Sell	54900.00	300000	Ordinary	300000
26/05/2021	Regal Funds Management	Sell	233859.22	1255283	Ordinary	1255283
27/05/2021	Regal Funds Management	Sell	33798.93	184492	Ordinary	184492
27/05/2021	Regal Funds Management	Sell	72295.44	392910	Ordinary	392910
28/05/2021	Regal Funds Management	Sell	5239.69	27945	Ordinary	27945
28/05/2021	Regal Funds Management	Sell	23576.77	127442	Ordinary	127442
31/05/2021	Regal Funds Management	Sell	13079.88	72666	Ordinary	72666
31/05/2021	Regal Funds Management	Sell	25287.16	148748	Ordinary	148748
1/06/2021	Regal Funds Management	Sell	25537.38	154772	Ordinary	154772
2/06/2021	Regal Funds Management	Sell	22037.51	132278	Ordinary	132278
			Exercise of 2.5 mil
			options at 10 cents per
3/06/2021	Regal Funds Management	buy	option	2500000	Ordinary	2500000
7/06/2021	Regal Funds Management	Sell	166042.76	986588	Ordinary	986588
7/06/2021	Regal Funds Management	Sell	81950.00	500000	Ordinary	500000
8/06/2021	Regal Funds Management	Sell	158632.91	936993	Ordinary	936993
9/06/2021	Regal Funds Management	Sell	34093.79	212158	Ordinary	212158
9/06/2021	Regal Funds Management	Sell	11981.60	74885	Ordinary	74885
12/07/2021	Regal Funds Management	Sell	13845.48	81444	Ordinary	81444

13/07/2021	Regal Funds Management	Sell	46018.43	274901	Ordinary	274901
14/07/2021	Regal Funds Management	Sell	15114.36	87215	Ordinary	87215
15/07/2021	Regal Funds Management	Sell	13315.93	78329	Ordinary	78329
16/07/2021	Regal Funds Management	Sell	6195.99	36447	Ordinary	36447
19/07/2021	Regal Funds Management	Sell	5874.35	34555	Ordinary	34555
20/07/2021	Regal Funds Management	Sell	19767.58	125668	Ordinary	125668
21/07/2021	Regal Funds Management	Sell	4070.56	25441	Ordinary	25441
22/07/2021	Regal Funds Management	Sell	8017.76	50111	Ordinary	50111
23/07/2021	Regal Funds Management	Sell	4125.00	25000	Ordinary	25000
26/07/2021	Regal Funds Management	Sell	4551.04	28444	Ordinary	28444
27/07/2021	Regal Funds Management	Sell	4231.04	26444	Ordinary	26444
3/08/2021	Regal Funds Management	Holding diluted due to the issue of 47,872,340 shares on the 3rd of August, 2021.

Regal Funds Management #REF! 0.00 0 Ordinary