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CRITICAL RESOURCES LIMITED Major Shareholding Notification 2017

Jul 26, 2017

64708_rns_2017-07-26_0cdd56de-a15d-4bba-b8f7-adb8fef4e004.pdf

Major Shareholding Notification

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Corporations Act 2001 Section 671 B

Notice of change of interests of substantial holder

To_Company Name/Scheme FORCE COMMODITIES
LIMITED
ACN/ARSN ACN 145 184 667

1. Details of substantial holder (1)

Name Patrick Glovac
ACN/ARSN (if applicable) N/A
There was a change in the interests of the
substantial holder on
24/07/2017
The previous notice was given to the company on 19/01/2017

2. Previous and present voting power

The previous notice was dated 18/01/2017

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Fully Paid Ordinary
Shares (FPO's)
15, 914, 816 7. 40 15, 914, 816 5. 92%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
(7)
Class and number
of securities
affected
Person's votes
affected
24/07/2017 Patrick
Glovac and
associates
Dilution due
to Share
Placement by
4CE
N/A N/A reduction in
voting power
of 5. 92%

4. Present relevant interests

Holder of
relevant interest
Registered holder
of securities
Person entitled to be
registered as holder
J8L
Nature of relevant
interest (6)
Class and number
of securities
Person's votes
• Patrick
Glovac
• Murdoch
Capital
pty Ltd
<the
Glovac
S/Fund
A/c>
(Murdoch)</the
Murdoch Patrick Glovac
and Murdoch
Relevant
interest
pursuant to
section
608(3)(a) and
(b) of the
Corporations
Act because
Patrick
Glovac controls
Murdoch
6, 287, 324
FPOs
6, 287, 324
• Charles Relevant
Thomas interest
pursuant to
* Mounts section
Bay MBI Charles Thomas 608(3) (a) and 2, 919, 158 2 919, 158
Investmen and MBI (b) of the FPOs
ts Pty Corporations
Ltd (MBI) Act because
Charles Thomas
controls MBI
* Rocco Relevant
Tassone interest
pursuant to
• Syracuse section
Capital Rocco Tassone 608(3)(a) and 6. 708. 334
Pty Ltd Syracuse and Syracuse (b) of the FPOs 6, 708, 334
(Syracuse) Corporations
Act because
Rocco Tassone
controls
Syracuse

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Patrick Glovac 19 Dunvegan Road Applecross, WA 6153
Murdoch 19 Dunvegan Road Applecross, WA 6153
Charles Thomas 3 Calver Place, City Beach WA
6015
MBI 3 Calver Place, City Beach WA
6015
Rocco Tassone c/- 22 Townshend Road, Subiaco WA 6008
Syracuse C/- DLC Accounting, Suite 16, 16 Main Street, Osborne Park
WA 6017

Signature

print name PATRICK GLOVAC

capacity DIRECTOR

date 26/07/2017

here

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is cleariy set out in paragraph 6 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671 B(7) of the Corporations Act 2001.
  • (4) The voting shares of a company constitute one class unless divided into separate classes.
  • (5) The person's votes divided by the total votes in the body corporate or schenne multiplied by 100.
  • (6) Include details of:
  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671 B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Corporations Act 2001 Section 671 B

Notice of change of interests of substantial holder

To_Company Name/Scheme FORCE COMMODITIES LIMITED
ACN/ARSN ACN 145 184 667
1. Details of substantial holder (1)
Name Rocco Tassone
ACN/ARSN (if applicable) N/A
There was a change in the interests of the
substantial holder on
24/07/2017
The previous notice was given to the company on 19/01/2017
The previous notice was dated 18/01/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Fully Paid Ordinary
Shares (FPO's)
15, 914, 816 7. 40 15, 914, 816 5. 92%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
(7)
Class and number
of securities
affected
Person's votes
affected
24/07/2017 Rocco
Tassone
and
associates
Dilution due
to Share
Placement by
4CE
N/A N/A in
reduction
voting power
of 5. 92%

4. Present relevant interests

Holder of
relevant interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's votes
• Rocco
Tassone
* Syracuse
Capital
Pty Ltd
(Syracuse)
Syracuse Rocco Tassone
and Syracuse
Relevant
interest
pursuant to
section
608(3)(a) and
(b) of the
Corporations
Act because
Rocco Tassone
controls
Syracuse
6, 708, 334
FPOs
6, 708,334
</the<>
• Charles Relevant
Thoinas interest
pursuant to
• Mounts section
Bay MBI Charles Thomas 608(3)(a) and 2, 919, 158 2, 919, 158
Investmen and MB I (b) of the FPOs
ts Pty Corporations
Ltd (MBI) Act because
Charles
Thomas
controls MBI
• Patrick Relevant
Glovac interest
• Murdoch Patrick Glovac pursuant to 6, 287, 324 6, 287, 324
Capital and Murdoch section FPOs
pty Ltd 608(3)(a) and
<the< td="">(b) of the (b) of the
Glovac Corporations
S/Fund Act because
A/c> Patrick
(Murdoch) Glovac controls
Murdoch

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Rocco Tassone c/- 22 Townshend Road, Subiaco WA 6008
Syracuse C/- DLC Accounting, Suite 16, 16 Main Street, Osborne Park
WA 6017
Charles Thomas 3 Calver Place, City Beach WA
6015
MBI 3 Calver Place, City Beach WA
6015
Patrick Glovac 19 Dunvegan Road Applecross, WA 6153
Murdoch 19 Dunvegan Road Applecross, WA 6153

Signature

print name ROCCO TASSONE DIRECTOR
capacity
sign here ^c^^ 'T&^i^H^i. 26/07/2017
date

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671 B(7) of the Corporations Act 2001.
  • (4) The voting shares of a company constitute one class unless divided into separate classes.
  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • (6) Include details of:
  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671 B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Corporations Act 2001 Section 671 B

Notice of change of interests of substantial holder

To^Company Name/Scheme FORCE COMMODITIES LIMITED
ACN 145 184 667
ACN/ARSN
1. Details of substantial holder (1)
Name Charles Thomas
ACN/ARSN (if applicable) N/A
There was a change in the interests of the
substantial holder on
21/^/^1^
The previous notice was given to the company on 19/01/2017
The previous notice was dated 18/01/2017

2. Previous and present voting power

ACN/ARSN (if applicable)

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Fully Paid Ordinary
Shares (FPO's)
15, 914, 816 7. 40 15, 914, 816 5. 92%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
(7)
Class and number
of securities
affected
Person's votes
affected
24/07/2017 Charles
and
Thomas
associates
Dilution due
to Share
Placement by
4CE
N/A N/A in
reduction
voting power
of 5. 92%

4. Present relevant interests

Holder of
relevant interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest(6)
Class and number
of securities
Person's votes
• Charles
Thomas
• Mounts
Bay
Investmen
ts Pty
Ltd (MBI)
MBI Charles Thomas
and MBI
Relevant
interest
pursuant to
section
608(3)(a) and
(b) of the
Corporations
Act because
Charles Thomas
controls MBI
2, 919, 158
FPOs
2, 919, 158
• Rocco
Tassone
• Syracuse
Capital
Pty Ltd
(Syracuse)
Syracuse Rocco Tassone
and Syracuse
Relevant
interest
pursuant to
section
608(3)(a) and
(b) of the
Corporations
Act because
Rocco Tassone
controls
6, 708, 334
FPOs
6, 708, 334
• Patrick
Glovac
• Murdoch
Capital
pty Ltd
<the
Glovac
S/Fund
A/c>
(Murdoch)</the
Patrick Glovac
and Murdoch
Relevant
interest
pursuant to
section
608(3)(a) and
(b) of the
Corporations
Act because
Patrick
Glovac controls
Murdoch
6, 287, 324
FPOs
6, 287, 324

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Charles
Thomas
3 Calver Place, City Beach WA
6015
MBI 3 Calver Place, City Beach WA
6015
Rocco Tassone c/- 22 Townshend Road, Subiaco WA 6008
Syracuse C/- DLC Accounting, Suite 16, 16 Main Street, Osborne Park
WA 6017
Patrick Glovac 19 Dunvegan Road Applecross, WA 6153
Murdoch 19 Dunvegan Road Applecross, WA 6153

Signature

print name CHARLES THOMAS capacity DIRECTOR
sign here date 26/07/2017

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671 B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.
  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • (6) Include details of:
  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671 B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Corporations Act 2001 Section 671 B

Notice of change of interests of substantial holder

To_Company Name/Scheme FORCE COMMODITIES
LIMITED
ACN/ARSN ACN 145 184 667
1. Details of substantial holder (1)
Name Jihad Malaeb
ACN/ARSN (if applicable) N/A
There was a change in the interests of the
substantial holder on
24/07/2017
The previous notice was given to the company on 02/06/2017
The previous notice was dated 02/06/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Fully Paid Ordinary
Shares (FPO's)
16, 622, 223 7. 75% 16, 622, 223 6. 19%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
(7)
Class and number
of securities
affected
Person's votes
affected
24/07/2017 Jihad
Malaeb
Dilution due
to Share
Placement by
4CE
N/A N/A reduction in
voting power
of 6. 19%

4. Present relevant interests

Holder of
relevant interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's votes
Jihad Malaeb Jihad Malaeb Jihad Malaeb Individual 16, 622, 223
FPOs
16, 622, 223

The persons w ho have become associates (2) of, ceased to be associates of, or have changed the nature of their associatton (9) with, the substantial hoUer in relatkm to voting interests in the company or scheme are as foBow s:

Name and ACN/ARSN (ifappfcabte) Nature of associatton

6. Addresses

The addresses of persons named in this form are as follow s:

Name Address
Jihad Malaeb Unit 4/2 Schofield Street, Riverwood NSW 2211

Signature

print name JIH»D MALEB capacity
sign here date 26/07/2017
~7

DIRECTIONS

  • (1) S there are a number of substantial hoklers w ith snflar or related relevant interests (eg. a corporatmn and its related corporations, or the nanager and trustee of an equity trust), the names coukl be included in an annexure to the form. tf the relevant interests of a group of persons are essentiaBy sMar, they may be referred to throughout the formas a specifically named group if the merrbership of each group, w ith the names and addresses of marrtoers is clearly set out in paragraph 6 of the forni
  • (2) See the defmitun of "associate" in sectton 9 of the Corporatkans Act 2001
  • (3) See the definition of "relevant interest" in sectfons 608 and 671 B(7) of the Corporations Act 2001.
  • (4) The votmg shares of a conpany constitute one class unless dh/ided into separate classes.
  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • (6) hckjdedetafeof:
  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred, tf subsection 6718(4) appBes, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giv'mg full and accurate detaBs of any contract, scheme or arrangement, must accompany this form, together w ith a w ritten statement certifying this contract, scheme or arrangement; and
  • (b) any quafification of the pow er of a person to exercise, control the exercise of, or influence the exercise of, the voting pow ere or disposal of the securities to w hfch the relevant mterest relates (indicating clearly the partrcular securities to w hich the qualification applies).

See the defmitKMi of "relevant agreement" in sectton 9 of the Corporations Act 2001.

  • (7) Oetate of the conskjeratton must include any and all benefits, money and other, that any person fromw horn a relevant interestw as acquired has, or may, become entitled to receive in relatkin to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisrtfons, even if they are not paid directly to the person from w horn the relevant interest w as acquired.
  • (8) If the substantial holder is unable to deterrrine the identity of the person (eg. if the relevant interest arises because of an option) write "unknow n".
  • (9) Owe details, if appropriate, of the present associatKin and any change in that association since the last substantial holding notice.