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CRITICAL RESOURCES LIMITED — Major Shareholding Notification 2017
Jul 26, 2017
64708_rns_2017-07-26_0cdd56de-a15d-4bba-b8f7-adb8fef4e004.pdf
Major Shareholding Notification
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Corporations Act 2001 Section 671 B
Notice of change of interests of substantial holder
| To_Company Name/Scheme | FORCE COMMODITIES LIMITED |
|---|---|
| ACN/ARSN | ACN 145 184 667 |
1. Details of substantial holder (1)
| Name | Patrick Glovac | |
|---|---|---|
| ACN/ARSN (if applicable) | N/A | |
| There was a change in the interests of the substantial holder on |
24/07/2017 | |
| The previous notice was given to the company on | 19/01/2017 |
2. Previous and present voting power
The previous notice was dated 18/01/2017
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Fully Paid Ordinary Shares (FPO's) |
15, 914, 816 | 7. 40 | 15, 914, 816 | 5. 92% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 24/07/2017 | Patrick Glovac and associates |
Dilution due to Share Placement by 4CE |
N/A | N/A | reduction in voting power of 5. 92% |
4. Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder J8L |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| • Patrick Glovac • Murdoch Capital pty Ltd <the Glovac S/Fund A/c> (Murdoch)</the |
Murdoch | Patrick Glovac and Murdoch |
Relevant interest pursuant to section 608(3)(a) and (b) of the Corporations Act because Patrick Glovac controls Murdoch |
6, 287, 324 FPOs |
6, 287, 324 |
| • Charles | Relevant | ||||
|---|---|---|---|---|---|
| Thomas | interest | ||||
| pursuant to | |||||
| * Mounts | section | ||||
| Bay | MBI | Charles Thomas | 608(3) (a) and | 2, 919, 158 | 2 919, 158 |
| Investmen | and MBI | (b) of the | FPOs | ||
| ts Pty | Corporations | ||||
| Ltd (MBI) | Act because | ||||
| Charles Thomas | |||||
| controls MBI | |||||
| * Rocco | Relevant | ||||
| Tassone | interest | ||||
| pursuant to | |||||
| • Syracuse | section | ||||
| Capital | Rocco Tassone | 608(3)(a) and | 6. 708. 334 | ||
| Pty Ltd | Syracuse | and Syracuse | (b) of the | FPOs | 6, 708, 334 |
| (Syracuse) | Corporations | ||||
| Act because | |||||
| Rocco Tassone | |||||
| controls | |||||
| Syracuse |
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Patrick Glovac | 19 Dunvegan Road Applecross, WA 6153 |
| Murdoch | 19 Dunvegan Road Applecross, WA 6153 |
| Charles Thomas | 3 Calver Place, City Beach WA 6015 |
| MBI | 3 Calver Place, City Beach WA 6015 |
| Rocco Tassone | c/- 22 Townshend Road, Subiaco WA 6008 |
| Syracuse | C/- DLC Accounting, Suite 16, 16 Main Street, Osborne Park WA 6017 |
Signature
print name PATRICK GLOVAC
capacity DIRECTOR
date 26/07/2017
here
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is cleariy set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
- (3) See the definition of "relevant interest" in sections 608 and 671 B(7) of the Corporations Act 2001.
- (4) The voting shares of a company constitute one class unless divided into separate classes.
- (5) The person's votes divided by the total votes in the body corporate or schenne multiplied by 100.
- (6) Include details of:
- (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671 B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Corporations Act 2001 Section 671 B
Notice of change of interests of substantial holder
| To_Company Name/Scheme | FORCE COMMODITIES LIMITED |
|---|---|
| ACN/ARSN | ACN 145 184 667 |
| 1. Details of substantial holder (1) | |
| Name | Rocco Tassone |
| ACN/ARSN (if applicable) | N/A |
| There was a change in the interests of the substantial holder on |
24/07/2017 |
| The previous notice was given to the company on | 19/01/2017 |
| The previous notice was dated | 18/01/2017 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Fully Paid Ordinary Shares (FPO's) |
15, 914, 816 | 7. 40 | 15, 914, 816 | 5. 92% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 24/07/2017 | Rocco Tassone and associates |
Dilution due to Share Placement by 4CE |
N/A | N/A | in reduction voting power of 5. 92% |
4. Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| • Rocco Tassone * Syracuse Capital Pty Ltd (Syracuse) |
Syracuse | Rocco Tassone and Syracuse |
Relevant interest pursuant to section 608(3)(a) and (b) of the Corporations Act because Rocco Tassone controls Syracuse |
6, 708, 334 FPOs |
6, 708,334 |
| • Charles | Relevant | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Thoinas | interest | |||||||||
| pursuant to | ||||||||||
| • Mounts | section | |||||||||
| Bay | MBI | Charles Thomas | 608(3)(a) and | 2, 919, 158 | 2, 919, 158 | |||||
| Investmen | and MB I | (b) of the | FPOs | |||||||
| ts Pty | Corporations | |||||||||
| Ltd (MBI) | Act because | |||||||||
| Charles Thomas |
||||||||||
| controls MBI | ||||||||||
| • Patrick | Relevant | |||||||||
| Glovac | interest | |||||||||
| • Murdoch | Patrick Glovac | pursuant to | 6, 287, 324 | 6, 287, 324 | ||||||
| Capital | and Murdoch | section | FPOs | |||||||
| pty Ltd | 608(3)(a) and | |||||||||
| <the< td=""> | (b) of the | (b) of the | ||||||||
| Glovac | Corporations | |||||||||
| S/Fund | Act because | |||||||||
| A/c> | Patrick | |||||||||
| (Murdoch) | Glovac controls | |||||||||
| Murdoch | ||||||||||
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Rocco Tassone | c/- 22 Townshend Road, Subiaco WA 6008 |
| Syracuse | C/- DLC Accounting, Suite 16, 16 Main Street, Osborne Park WA 6017 |
| Charles Thomas | 3 Calver Place, City Beach WA 6015 |
| MBI | 3 Calver Place, City Beach WA 6015 |
| Patrick Glovac | 19 Dunvegan Road Applecross, WA 6153 |
| Murdoch | 19 Dunvegan Road Applecross, WA 6153 |
Signature
| print name | ROCCO TASSONE | DIRECTOR capacity |
|
|---|---|---|---|
| sign here | ^c^^ 'T&^i^H^i. | 26/07/2017 date |
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
- (3) See the definition of "relevant interest" in sections 608 and 671 B(7) of the Corporations Act 2001.
- (4) The voting shares of a company constitute one class unless divided into separate classes.
- (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (6) Include details of:
- (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671 B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Corporations Act 2001 Section 671 B
Notice of change of interests of substantial holder
| To^Company Name/Scheme | FORCE COMMODITIES LIMITED | ||||
|---|---|---|---|---|---|
| ACN 145 184 667 ACN/ARSN |
|||||
| 1. Details of substantial holder (1) | |||||
| Name | Charles Thomas | ||||
| ACN/ARSN (if applicable) | N/A |
| There was a change in the interests of the substantial holder on |
21/^/^1^ |
|---|---|
| The previous notice was given to the company on | 19/01/2017 |
| The previous notice was dated | 18/01/2017 |
2. Previous and present voting power
ACN/ARSN (if applicable)
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Fully Paid Ordinary Shares (FPO's) |
15, 914, 816 | 7. 40 | 15, 914, 816 | 5. 92% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 24/07/2017 | Charles and Thomas associates |
Dilution due to Share Placement by 4CE |
N/A | N/A | in reduction voting power of 5. 92% |
4. Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest(6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| • Charles Thomas • Mounts Bay Investmen ts Pty Ltd (MBI) |
MBI | Charles Thomas and MBI |
Relevant interest pursuant to section 608(3)(a) and (b) of the Corporations Act because Charles Thomas controls MBI |
2, 919, 158 FPOs |
2, 919, 158 |
| • Rocco Tassone • Syracuse Capital Pty Ltd (Syracuse) |
Syracuse | Rocco Tassone and Syracuse |
Relevant interest pursuant to section 608(3)(a) and (b) of the Corporations Act because Rocco Tassone controls |
6, 708, 334 FPOs |
6, 708, 334 |
|---|---|---|---|---|---|
| • Patrick Glovac • Murdoch Capital pty Ltd <the Glovac S/Fund A/c> (Murdoch)</the |
Patrick Glovac and Murdoch |
Relevant interest pursuant to section 608(3)(a) and (b) of the Corporations Act because Patrick Glovac controls Murdoch |
6, 287, 324 FPOs |
6, 287, 324 |
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Charles Thomas |
3 Calver Place, City Beach WA 6015 |
| MBI | 3 Calver Place, City Beach WA 6015 |
| Rocco Tassone | c/- 22 Townshend Road, Subiaco WA 6008 |
| Syracuse | C/- DLC Accounting, Suite 16, 16 Main Street, Osborne Park WA 6017 |
| Patrick Glovac | 19 Dunvegan Road Applecross, WA 6153 |
| Murdoch | 19 Dunvegan Road Applecross, WA 6153 |
Signature
| print name | CHARLES THOMAS | capacity | DIRECTOR |
|---|---|---|---|
| sign here | date | 26/07/2017 | |
DIRECTIONS
- (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671 B(7) of the Corporations Act 2001.
- (4) The voting shares of a company constitute one class unless divided into separate classes.
- (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (6) Include details of:
- (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671 B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Corporations Act 2001 Section 671 B
Notice of change of interests of substantial holder
| To_Company Name/Scheme | FORCE COMMODITIES LIMITED |
|---|---|
| ACN/ARSN | ACN 145 184 667 |
| 1. Details of substantial holder (1) | |
| Name | Jihad Malaeb |
| ACN/ARSN (if applicable) | N/A |
| There was a change in the interests of the substantial holder on |
24/07/2017 |
| The previous notice was given to the company on | 02/06/2017 |
| The previous notice was dated | 02/06/2017 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Fully Paid Ordinary Shares (FPO's) |
16, 622, 223 | 7. 75% | 16, 622, 223 | 6. 19% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 24/07/2017 | Jihad Malaeb |
Dilution due to Share Placement by 4CE |
N/A | N/A | reduction in voting power of 6. 19% |
4. Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Jihad Malaeb | Jihad Malaeb | Jihad Malaeb | Individual | 16, 622, 223 FPOs |
16, 622, 223 |
The persons w ho have become associates (2) of, ceased to be associates of, or have changed the nature of their associatton (9) with, the substantial hoUer in relatkm to voting interests in the company or scheme are as foBow s:
| Name and ACN/ARSN (ifappfcabte) | Nature of associatton |
|---|---|
6. Addresses
The addresses of persons named in this form are as follow s:
| Name | Address |
|---|---|
| Jihad Malaeb | Unit 4/2 Schofield Street, Riverwood NSW 2211 |
Signature
| print name | JIH»D MALEB | capacity | ||
|---|---|---|---|---|
| sign here | date | 26/07/2017 | ||
| ~7 |
DIRECTIONS
- (1) S there are a number of substantial hoklers w ith snflar or related relevant interests (eg. a corporatmn and its related corporations, or the nanager and trustee of an equity trust), the names coukl be included in an annexure to the form. tf the relevant interests of a group of persons are essentiaBy sMar, they may be referred to throughout the formas a specifically named group if the merrbership of each group, w ith the names and addresses of marrtoers is clearly set out in paragraph 6 of the forni
- (2) See the defmitun of "associate" in sectton 9 of the Corporatkans Act 2001
- (3) See the definition of "relevant interest" in sectfons 608 and 671 B(7) of the Corporations Act 2001.
- (4) The votmg shares of a conpany constitute one class unless dh/ided into separate classes.
- (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (6) hckjdedetafeof:
- (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred, tf subsection 6718(4) appBes, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giv'mg full and accurate detaBs of any contract, scheme or arrangement, must accompany this form, together w ith a w ritten statement certifying this contract, scheme or arrangement; and
- (b) any quafification of the pow er of a person to exercise, control the exercise of, or influence the exercise of, the voting pow ere or disposal of the securities to w hfch the relevant mterest relates (indicating clearly the partrcular securities to w hich the qualification applies).
See the defmitKMi of "relevant agreement" in sectton 9 of the Corporations Act 2001.
- (7) Oetate of the conskjeratton must include any and all benefits, money and other, that any person fromw horn a relevant interestw as acquired has, or may, become entitled to receive in relatkin to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisrtfons, even if they are not paid directly to the person from w horn the relevant interest w as acquired.
- (8) If the substantial holder is unable to deterrrine the identity of the person (eg. if the relevant interest arises because of an option) write "unknow n".
- (9) Owe details, if appropriate, of the present associatKin and any change in that association since the last substantial holding notice.