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CRITICAL RESOURCES LIMITED Major Shareholding Notification 2016
64708_rns_2016-07-21_9506b824-6e30-47ec-87ec-1c263c884c8a.pdf
Major Shareholding Notification
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Substantial Shareholder Notices - Mr Rocco Tassone and Syracuse Capital Pty Ltd
I refer to the orders made by the Takeovers Panel regarding Sovereign Gold Company Limited (Sovereign Gold) (No: TP16/56) on 18 July 2016 in respect of a finding by the Panel of association between myself, Charles Thomas, Patrick Glovac and Applabs Limited (Associates).
Enclosed are initial, ceasing and change of substantial holding notices of Syracuse Capital Pty Ltd and myself (Substantial Holding Notices) in respect of our historical holdings in Sovereign Gold following the Panel's decision.
The Substantial Holding Notices relate to:
- historical acquisitions and disposals of Sovereign Gold shares between 10 July 2015 to 8 $(a)$ September 2015 by the Associates which resulted in Syracuse Capital Pty Ltd and I obtaining a substantial holding in Sovereign Gold on 10 July 2015 of 8.66% and ceasing to have a substantial holding on 8 September 2015; and
- historical acquisitions of Sovereign Gold shares between 3 December 2015 to 22 July 2016 $(b)$ which resulted in Syracuse Capital Pty Ltd and I obtaining a substantial holding in Sovereign on 3 December 2015 of 6.33% and increasing to our current substantial holding of 21.08%.
I provide this covering letter and the enclosed Substantial Holding Notices in compliance with paragraph 9 of the Panel's orders.
Yours sincerely
Mr Rocco Tassone
Form 603 Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Sovereign Gold Company Limited |
|---|---|
| ACN/ARSN | ACN 145 184 667 |
| 1. Details of substantial holder (1) Name |
Rocco Tassone and Syracuse Capital Pty Ltd |
| ACN/ARSN (if applicable) | ACN 121 880 439 |
| The holder became a substantial holder on | 10/07/15 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| $\left( 4 \right)$ Class of securities - - |
----- Number of securities |
Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Fully paid ordinary shares | 182,5000,000 ____ |
82,500,000 | 18.66% . |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Patrick Glovac | Relevant interest pursuant to section $\begin{bmatrix} 0.00000000000000000000000000000000000$ because Patrick Glovac controls Murdoch Capital Pty Ltd |
|
| Murdoch Capital Pty Ltd | Registered holder | 42,500,000 fully paid ordinary shares |
| Applabs Technologies Ltd | Registered holder | 40,000,000 fully paid ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Murdoch Capital Pty Ltd | Murdoch Capital Pty Ltd | IPatrick Glovac and Murdoch Capital Pty Ltd |
42,500,000 fully paid ordinary shares |
| Applabs Technologies Ltd | Applabs Technologies Ltd | Applabs Technologies Ltd | 40,000,000 fully paid lordinary shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| Cash | |||
| Patrick Glovac and Murdoch Capital Pty Ltd |
10/07/15 | \$85,000 pursuant to a subscription of shares by Murdoch 42,500,000 fully paid Capital Pty Ltd pursuant to a lriahts issue |
ordinary shares |
| Applabs Technologies Ltd | 10/07/15 | \$80,000 pursuant to a subscription of shares by Applabs 40,000,000 fully paid Technologies Ltd pursuant to a rights issue |
lordinary shares |
Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| See Annexure A |
$\overline{r}$ . Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Rocco Tassone | Unit 7, 234 Churchill Ave, SUBIACO WA 6008 |
| Syracuse Capital Pty Ltd | DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| lSee Annexure A |
Signature
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and $(1)$ trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar. they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- $(5)$ The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
- $(6)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- Include details of: $(7)$
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any (a) document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
$(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown."
- Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or $(9)$ may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
Associated Parties
$\bar{z}$
| Patrick Glovac | N/A | Associate of substantial holders under sections $12(2)(b)$ and $12(2)(c)$ of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
|---|---|---|---|
| Kcirtap Securities Pty Ltd | 123 944 089 | Associate of substantial holders under sections $12(2)(b)$ and $12(2)(c)$ of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| Murdoch Capital Pty Ltd | 123 029 925 | Associate of substantial holders under sections $12(2)(b)$ and $12(2)(c)$ of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| Charles Thomas | N/A | Associate of substantial holders under sections $12(2)(b)$ and $12(2)(c)$ of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
| Mounts Bay Investments Pty Ltd | 139 974 495 | Associate of substantial holders under sections $12(2)(b)$ and $12(2)(c)$ of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
| Applabs Technologies Ltd | 139 977 772 | Associate of substantial holders under sections $12(2)(b)$ and $12(2)(c)$ of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
Form 603 Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Sovereign Gold Company Limited |
|---|---|
| ACN/ARSN | ACN 145 184 667 |
| 1. Details of substantial holder (1) | |
| Name | Rocco Tassone and Syracuse Capital Pty Ltd |
| ACN/ARSN (if applicable) | ACN 121 880 439 |
| The holder became a substantial holder on | 03/12/15 |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities --------- |
Person's votes (5) | Voting power (6) |
|---|---|---|---|
| IFully paid ordinary shares | 60,300,000 | 60,300,000 | 6.33% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Patrick Glovac | Relevant interest pursuant to section $\frac{1}{608(3)(a)}$ and (b) of the Corporations Act $\left 14,300,000 \text{ fully paid ordinary shares} \right $ because Patrick Glovac controls Kcirtap Securities Pty Ltd |
|
| Kcirtap Securities Pty Ltd | Registered holder | 14,300,000 fully paid ordinary shares |
| Applabs Technologies Ltd | Registered holder | 46,000,000 fully paid ordinary shares |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Kcirtan Securities Pty Ltd | Kcirtap Securities Pty Ltd | Patrick Glovac and Kcirtap Securities Pty Ltd |
14,300,000 fully paid lordinary shares |
| Applabs Technologies Ltd | Applabs Technologies Ltd | Applabs Technologies Ltd | 46,000,000 fully paid lordinary shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| Cash | |||
| Applabs Technologies Ltd | 27/11/15 | On market acquisition of shares by Applabs Technologies Ltd for \$139,463.51 |
45,982,032 fully paid ordinary shares |
| Applabs Technologies Ltd | 3011/15 | On market acquisition of shares by Applabs Technologies Ltd for S54.49 |
17,968 fully paid ordinary shares |
| Glovac Kcirtap IPatrick and Securities Pty Ltd |
03/12/15 | On market acquisition of shares by Kcirtap Securities Pty Ltd for \$43.371.90 |
14.300,000 fully paid ordinary shares |
Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| See Annexure A |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Rocco Tassone | Unit 7, 234 Churchill Ave, SUBIACO WA 6008 |
| Mounts Bay Investments Pty Ltd | DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| See Annexure A |
Signature
| the company $\sim$ |
$\sim$ | ||||
|---|---|---|---|---|---|
| print name Rocco Tassone | $\sim$ $ \sim$ College |
capacity | Director | ||
| sign here | ______ | $\sim$ $\sim$ | date | 22/07/16 |
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$ they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a $(5)$ relevant interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown." $(8)$
- Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or $(9)$ may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
Associated Parties
| Patrick Glovac | N/A | Associate of substantial holders under sections 12(2)(b) and 12(2)(c) of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
Suite 7, 234 Churchill Avenue, Subjaco WA 6008 |
|---|---|---|---|
| Kcirtap Securities Pty Ltd | 123 944 089 | Associate of substantial holders under sections 12(2)(b) and 12(2)(c) of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| Murdoch Capital Pty Ltd | 123 029 925 | Associate of substantial holders under sections 12(2)(b) and 12(2)(c) of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| Charles Thomas | N/A | Associate of substantial holders under sections 12(2)(b) and 12(2)(c) of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
Suite 7, 234 Churchill Avenue, Subjaco WA 6008 |
| Mounts Bay Investments Pty Ltd |
139 974 495 | Associate of substantial holders under sections 12(2)(b) and 12(2)(c) of the Corporations Act following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
| Applabs Technologies Ltd | 139 977 772 | Associate of substantial holders under sections 12(2)(b) and 12(2)(c) of the Corporations Act |
Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
$\frac{1}{2}$
$\bar{\gamma}$
| following a declaration of association made by the Takeovers Panel dated 8 July 2016, in respect of an agreement, arrangement or understanding for the purposes of controlling or influencing the composition of Sovereign Gold Company Ltd's board, or alternatively acting in concert in relation to the affairs of Sovereign Gold Company Ltd. |
|
|---|---|
| --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | -- |
$\label{eq:2.1} \frac{1}{\sqrt{2\pi}}\int_{0}^{\infty}\frac{1}{\sqrt{2\pi}}\left(\frac{1}{\sqrt{2\pi}}\right)^{2\alpha} \frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\int_{0}^{\infty}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{$
$\frac{1}{2} \sum_{i=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n} \frac{1}{2} \sum_{j=1}^{n$
$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$
$\mathcal{L}^{\text{max}}_{\text{max}}$
604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Sovereign Gold Company Limited | ||
|---|---|---|---|
| ACN/ARSN | ACN 145 184 667 | ||
| 1. Details of substantial holder (1) | |||
| Name | Rocco Tassone and Syracuse Capital Pty Ltd | ||
| ACN/ARSN (if applicable) | ACN 121 880 439 | ||
| There was a change in the interests of the | |||
| substantial holder on | 04/12/15 | ||
| The previous notice was given to the company on | 22/07/16 | ||
| The previous notice was dated | 22/07/16 | ||
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous notice | Present notice | |||
|---|---|---|---|---|
| Class of securities (4) | Person's votes | Voting power (5) | Person's votes | Voting power (5) |
| IFully paid ordinary shares | 60,300,000 | 6.33% | 294.715.998 | 21.08% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure Al |
Present relevant interests 4.
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Rocco Tassone | Syracuse Capital Pty l td |
Rocco Tassone and Syracuse Capital Pty ILtd |
Relevant interest pursuant to section $608(3)(a)$ and $(b)$ of the Corporations Act lbecause Rocco Tassone controls Syracuse Capital Pty Ltd |
66,567,901 fully paid 66,567,901 ordinary shares |
|
| Syracuse Capital Pty Ltd |
Syracuse Capital Pty lLtd |
Rocco Tassone and Syracuse Capital Pty Registered holder lLtd |
66,567,901 fully paid 66,567,901 ordinary shares |
||
| Charles Thomas | Mounts Bay Investments Pty Ltd |
ICharles Thomas and Mounts Bay linvestments Pty Ltd |
Relevant interest pursuant to section $608(3)(a)$ and $(b)$ of the Corporations Act lbecause Charles Thomas controls Mounts Bay linvestments Ptv Ltd |
33,353,262 fully paid 33,353,262 ordinary shares |
|
| Mounts Bay Investments Pty Ltd |
Mounts Bay Investments Pty Ltd |
Charles Thomas and Mounts Bay linvestments Pty Ltd |
Registered holder | 33,353,262 fully paid 33,353,262 ordinary shares |
| Patrick Glovac | Kcirtap Securities Pty Ltd |
Patrick Glovac and Kcirtap Securities Pty Ltd |
Relevant interest pursuant to section 608(3)(a) and (b) of the Corporations Act because Patrick Glovac controls Kcirtap Securities Pty Ltd |
42,000,000 fully paid 42,000,000 ordinary shares |
|
|---|---|---|---|---|---|
| Kcirtap Securities Pty ∟tď |
Kcirtap Securities Pty Ltd |
Patrick Glovac and Kcirtap Securities Pty Registered holder Ltd |
42,000,000 fully paid 42,000,000 ordinary shares |
||
| Patrick Glovac | Murdoch Capital Pty Ltd |
Patrick Glovac and Murdoch Capital Pty lLtd |
Relevant interest pursuant to section 608(3)(a) and (b) of the Corporations Act Íbecause Patrick Glovac Ícontrois Murdoch Capital Pty Ltd |
88,394,835 fully paid 88,394,835 ordinary shares |
|
| Pty Ltd | Murdoch Capital Murdoch Capital Pty Ltd |
Patrick Glovac and Murdoch Capital Pty lLtd |
Registered holder | 88,394,835 fully paid 88,394,835 ordinary shares |
|
| Applabs Technologies Ltd |
Applabs Technologies Applabs lLtd |
Technologies Ltd | Registered holder | 18,400,000 fully paid 18,400,000 ordinary shares |
|
| Applabs Technologies Ltd |
Zero Nominees Pty Ltd |
Applabs Technologies Ltd |
Zero Nominees Pty Ltd lholds the shares as bare trustee on behalf of Applabs ordinary shares Technologies Pty Ltd |
46,000,000 fully paid 46,000,000 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Rocco Tassone | Unit 7, 234 Churchill Ave, SUBIACO WA 6008 |
| Syracuse Capital Pty Ltd | IDLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| See Annexure B |
Signature
| print name Rocco Tassone | capacity | Director | |
|---|---|---|---|
| sign here | date | 22/07/16 |
$\mathcal{A}$
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and $(1)$ trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
-
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
-
The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy $(a)$ of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the $(b)$ -
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, $(7)$ become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
Changes in Relevant Interests
| 04/12/15 | Patrick Glovac and Kcirtap Securities Pty Ltd |
On market acquisition of shares |
\$1,875.60 | 700,000 fully paid ordinary shares |
700,000 |
|---|---|---|---|---|---|
| Patrick Glovac and Murdoch Capital Pty Ltd |
On market acquisition of shares |
\$63,401.07 | 20,903,751 fully paid ordinary shares |
20,903.751 | |
| 07/12/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market acquisition of shares |
\$288.74 | 96,249 fully paid ordinary shares |
96,249 |
| 09/12/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
Off market acquisition of shares from Hudson Resources Limited |
\$34,091.00 | 12,166,667 fully paid ordinary shares |
12,166,667 |
| 14/12/15 | Charles Thomas and Mounts Bay Investments Pty Ltd |
Off market acquisition of shares from Hudson Resources Limited |
\$30,000.00 | 10,000,000 fully paid ordinary shares |
10,000,000 |
| Rocco Tassone and Syracuse Capital Pty Ltd |
Off market acquisition of shares from Hudson Resources Limited |
\$40,000.00 | 13,333,333 fully paid ordinary shares |
13,333,333 | |
| Rocco Tassone and Syracuse Capital Pty Ltd |
On market acquisition of shares |
\$9,869.53 | 3,289,843 fully paid ordinary shares |
3.289.843 | |
| 15/12/15 | Rocco Tassone and Syracuse Capital Pty Ltd |
On market acquisition of shares |
\$16,399.99 | 5,466,664 fully paid ordinary shares |
5,466,664 |
| 16/12/15 | Rocco Tassone and Syracuse Capital Pty Ltd |
On market acquisition of shares |
\$45,038.16 | 15,012,721 fully paid ordinary shares |
15,012,721 |
| 17/12/15 | Rocco Tassone and Syracuse Capital Pty Ltd |
On market acquisition of shares |
\$3,400.00 | 1,133,333 fully paid ordinary shares |
1,133,333 |
| 18/12/15 | Rocco Tassone and Syracuse Capital Pty Ltd |
On market acquisition of shares |
\$292.32 | 97,439 fully paid ordinary shares |
97,439 |
| 18/01/16 | Charles Thomas and Mounts Bay Investments Pty Ltd |
On market acquisition of shares |
\$3,846.04 | 1,275,000 fully paid ordinary shares |
1,275,000 |
| 19/01/16 | Charles Thomas and Mounts Bay Investments Pty Ltd |
On market acquisition of shares |
\$5,219.12 | 1,730,191 fully paid ordinary shares |
1,730,191 |
| 20/01/16 | Charles Thomas and Mounts Bay Investments Pty Ltd |
On market acquisition of shares |
\$470.57 | 156,000 fully paid ordinary shares |
156,000 |
| 11/04/16 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market acquisition of shares |
\$36,000.00 | 12,000,000 fully paid ordinary shares |
12,000,000 |
| 12/04/16 | Charles Thomas and Mounts Bay Investments Pty Ltd |
On market acquisition of shares |
\$2,097.70 | 662,567 fully paid ordinary shares |
662,567 |
| Patrick Glovac and Murdoch Capital Pty Ltd |
On market acquisition of shares |
\$54,000.00 | 18,000,000 fully paid ordinary shares |
18,000,000 | |
| Patrick Glovac and Kcirtap Securities Pty Ltd |
On market acquisition of shares |
\$15,000.00 | 5,000,000 fully paid ordinary shares |
5,000,000 | |
| 13/04/16 | Patrick Glovac and Kcirtap Securities Pty Ltd |
On market acquisition of shares |
\$40,000.00 | 10,000,000 fully paid ordinary shares |
10,000,000 |
| Charles Thomas and Mounts Bay Investments Ptv Ltd |
On market acquisition of shares |
\$40,120.93 | 10,000,000 fully paid ordinary shares |
10,000,000 | |
|---|---|---|---|---|---|
| 14/04/16 | Rocco Tassone and Syracuse Capital Pty Ltd |
On market acquisition of shares |
\$45,626.04 | 11,406,509 fully paid ordinary shares |
11.406.509 |
| 15/04/16 | Rocco Tassone and Syracuse Capital Pty Ltd |
On market acquisition of shares |
\$5,978.90 | 1,494,725 fully paid ordinary shares |
1.494.725 |
| 25/05/16 | Charles Thomas and Mounts Bay Investments Pty Ltd |
Subscription for shares pursuant to a rights issue |
\$28,588.51 | 9,529,504 fully paid ordinary shares |
9.529.504 |
| Patrick Glovac and Kcirtap Securities Pty Ltd |
Subscription for shares pursuant to a rights issue |
\$36,000.00 | 12,000,000 fully paid ordinary shares |
12.000.000 | |
| Patrick Glovac and Murdoch Capital Pty Ltd |
Subscription for shares pursuant to a rights issue |
\$75,684.50 | 25,228,168 fully paid ordinary shares |
25,228,168 | |
| Rocco Tassone and Syracuse Capital Pty Ltd |
Subscription for shares pursuant to a rights issue |
\$46,000.00 | 15,333,334 fully paid ordinary shares |
15.333.334 | |
| Applabs Technologies Ltd | Subscription for shares pursuant to a rights issue |
\$55,200.00 | 18,400,000 fully paid ordinary shares |
18,400,000 |
$\label{eq:2} \frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^n\frac{1}{j!}\sum_{j=1}^$
$\sim$
$\sim 10^6$
$\mathcal{L}^{\text{max}}_{\text{max}}$
$\label{eq:2.1} \frac{1}{\sqrt{2}}\int_{0}^{\infty}\frac{1}{\sqrt{2\pi}}\left(\frac{1}{\sqrt{2\pi}}\right)^{2}d\mu\,d\mu\,d\mu\,d\mu\,d\mu\,d\mu\,d\mu\,d\mu\$
$\frac{1}{2}$
$\label{eq:2.1} \frac{1}{2} \sum_{i=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{$
$\frac{1}{2}$
Annexure B
Address of Persons Named
| Patrick Glovac | N/A | Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
|---|---|---|
| Kcirtap Securities Pty Ltd | 123 944 089 | DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| Murdoch Capital Pty Ltd | 123 029 925 | DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| Charles Thomas | N/A | Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
| Mounts Bay Investments Pty Ltd |
139 974 495 | Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
| Applabs Technologies Ltd | 139 977 772 | Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
| Zero Nominees Pty Ltd | 091 927 981 | Level 18, 58 Mounts Bay Road, Perth WA 6000 |
$\sim$
$\Delta \sim 10^4$
$\mathcal{L}_{\text{max}}$
$\sim 10^{-1}$
Form 605 Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | Sovereign Gold Company Limited | ||
|---|---|---|---|
| ACN/ARSN | ACN 145 184 667 | ||
| 1. Details of substantial holder (1) | |||
| Name | Rocco Tassone and Syracuse Capital Pty Ltd | ||
| ACN/ARSN (if applicable) | ACN 121 880 439 | ||
| The holder ceased to be a | |||
| substantial holder on | 08/09/15 | ||
| The previous notice was given to the company on | 22/07/16 | ||
| The previous notice was dated | 22/07/16 | ||
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure Al |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Rocco Tassone | Unit 7, 234 Churchill Ave, SUBIACO WA 6008 |
| Syracuse Capital Pty Ltd | DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| lSee Annexure B |
Signature
| print name Rocco Tassone | capacity | Director | |
|---|---|---|---|
| sign here | date | 22/07/16 | |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and $(1)$ trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(2)$
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(3)$
- $(4)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy $(a)$ of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
$\sim 10^{-1}$
$\label{eq:2} \frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2$
- Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or $(5)$ may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- The voting shares of a company constitute one class unless divided into separate classes. $(6)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(7)$
$\frac{1}{\sqrt{2}}$
Changes in Relevant Interests
$\mathcal{L}_{\mathrm{in}}$
$\hat{\mathbf{r}}$
| 28/07/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$37,895.50 | 9,500,000 fully paid ordinary shares |
9,500,000 |
|---|---|---|---|---|---|
| 29/07/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$1,994.50 | 500,000 fully paid ordinary shares |
500,000 |
| 03/08/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$11,928.50 | 4,000,000 fully paid ordinary shares |
400,000 |
| Applabs Technologies Pty Ltd |
On market disposal of shares |
\$13,351.50 | 4,500,000 fully paid ordinary shares |
4,500,000 | |
| 04/08/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$5.972.50 | 2,000,000 fully paid ordinary shares |
2,000,000 |
| Applabs Technologies Pty Ltd |
On market disposal of shares |
\$26,018.00 | 8.724.995 fully paid ordinary shares |
8,724 995 | |
| 05/08/15 | Applabs Technologies Pty Ltd |
On market disposal of shares |
\$8,260.91 | 2.775.005 fully paid ordinary shares |
2,775,005 |
| 14/08/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$1,407.01 | 471,598 fully paid ordinary shares |
471,598 |
| 18/08/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$2,473.32 | 829,000 fully paid ordinary shares |
829,000 |
| 19/08/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$2,088.45 | 700,000 fully paid ordinary shares |
700,000 |
| 24/08/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$238.88 | 80,065 fully paid ordinary shares |
80.065 |
| 03/09/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$89.50 | 30,000 fully paid ordinary shares |
30,000 |
| 04/09/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$596,70 | 200,000 fully paid ordinary shares |
200,000 |
| 08/09/15 | Patrick Glovac and Murdoch Capital Pty Ltd |
On market disposal of shares |
\$1,790.10 | 600,000 fully paid ordinary shares |
600,000 |
$\mathbf{I}$
Annexure B
Address of Persons Named
| and the control of the control of the control of the control of the control of and a second factor of the control of the control of the control of the control of the control of the control of |
医皮肤 医精神病 医皮肤病 医无力性 医特鲁氏试验检尿 医骨髓病 | |
|---|---|---|
| Patrick Glovac | N/A | Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
| Kcirtap Securities Pty Ltd | 123 944 089 | DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| Murdoch Capital Pty Ltd | 123 029 925 | DLC Accounting, 16 Main Street, Osborne Park WA 6017 |
| Charles Thomas | N/A | Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
| Mounts Bay Investments Pty Ltd |
139 974 495 | Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |
| Applabs Technologies Ltd | 139 977 772 | Suite 7, 234 Churchill Avenue, Subiaco WA 6008 |