Celsius Resources Limited — Major Shareholding Notification 2017

Jan 2, 2017

603 GUIDE page 1/2 29[th] December 2016

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder	Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To:Company Name/Scheme Celsius Coal Limited ACN/ARSN 95 009 162 949 1. Details of substantial holder (1) Name Mr Jason Peterson ACN/ARSN (if applicable) n/a The holder became a substantial holder on 01 / 12 / 2016 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities(4) Number of securities Person’s votes(5) Voting power(6) Ordinary fully paid (O.F.P.) 19,513,389 19,513,389 6.97% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Celtic Capital Pty Ltd Celtic Capital Pty Ltd 15,000,000 Celtic Capital Pty Ltd Celtic Capital Pty Ltd 4,496,847 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holders of relevant interest Registered holder of Securities Person entitled to be registered as a holder (8) Class and number of securities Celtic Capital Pty Ltd Capital A/C> Celtic Capital Pty Ltd Celtic Capital Pty Ltd Celtic Capital A/C> 15,000,000 Celtic Capital Pty Ltd Capital A/C> Celtic Capital Pty Ltd Celtic Capital Pty Ltd Celtic Capital A/C> 4,496,847
	To:Company Name/Scheme Celsius Coal Limited ACN/ARSN 95 009 162 949 1. Details of substantial holder (1) Name Mr Jason Peterson ACN/ARSN (if applicable) n/a The holder became a substantial holder on 01 / 12 / 2016 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities(4) Number of securities Person’s votes(5) Voting power(6) Ordinary fully paid (O.F.P.) 19,513,389 19,513,389 6.97% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Celtic Capital Pty Ltd Celtic Capital Pty Ltd 15,000,000 Celtic Capital Pty Ltd Celtic Capital Pty Ltd 4,496,847 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holders of relevant interest Registered holder of Securities Person entitled to be registered as a holder (8) Class and number of securities Celtic Capital Pty Ltd Capital A/C> Celtic Capital Pty Ltd Celtic Capital Pty Ltd Celtic Capital A/C> 15,000,000 Celtic Capital Pty Ltd Capital A/C> Celtic Capital Pty Ltd Celtic Capital Pty Ltd Celtic Capital A/C> 4,496,847		Celsius Coal Limited
			95 009 162 949
			Mr Jason Peterson
			n/a
		Holder of relevant interest			Nature of relevant interest (7)		Class and number of securities
		Celtic Capital Pty Ltd			Celtic Capital Pty Ltd			15,000,000
		Celtic Capital Pty Ltd			Celtic Capital Pty Ltd			4,496,847
		Holders of relevant interest		Registered holder of Securities		Person entitled to be registered as a holder (8)		Class and number of securities
		Celtic Capital Pty Ltd Capital A/C>		Celtic Capital Pty Ltd		Celtic Capital Pty Ltd Celtic Capital A/C>		15,000,000
		Celtic Capital Pty Ltd Capital A/C>		Celtic Capital Pty Ltd		Celtic Capital Pty Ltd Celtic Capital A/C>		4,496,847

603 GUIDE page 2/2 29[th] December 2016

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four month s prior to the day that the substantial holder became a substantial holder is as follows:

	Holder of relevant interest	Date of acquisition	Consideration (9)	Consideration (9)	Class and number of securities
			Cash	Non- cash
	Celtic Capital Pty Ltd	14/12/2016	$150,000.00		15,000,000
	Celtic Capital Pty Ltd	14/12/2016	Nil-Interest		4,496,847
	Celtic Capital Pty Ltd	Various	Various		10,152
	Celtic Capital Pty Ltd < Celtic Capital No 2 A/C>	Various	Various		1,489
	Professional Payment Services Pty Ltd	Various	Various		4,901

6. Associates

The reasons the person named in paragraph 3 above and associates of the substantial holder are as follows:

Name and ACN/ARSN(if applicable)	Nature of association
Celtic Capital Pty Ltd	Director
Celtic Capital Pty Ltd < Celtic Capital No 2 A/C>	Director
Professional Payment Services Pty Ltd	Director

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Celtic Capital PtyLtd	C/- PO Box Z5467, Perth St Georges Terrace, Perth WA 6831
Professional Payment Services PtyLtd	C/- PO Box Z5467, Perth St Georges Terrace, Perth WA 6831

Signature

print name Mr Jason Peterson capacity I.M.O.R. and as Director sign here date 29 / December / 2016