Amplify Energy Corp. — Director's Dealing 2023

Mar 20, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Amplify Energy Corp. (AMPY)
CIK: 0001533924
Period of Report: 2023-03-16

Reporting Person: Smiley Richard (SVP, OPERATIONS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-16	Common Stock, par value $0.01 per share	M	12429	—	Acquired	107838	Direct
2023-03-16	Common Stock, par value $0.01 per share	F	3027	$6.76	Disposed	104811	Direct
2023-03-17	Common Stock, par value $0.01 per share	M	36468	—	Acquired	141279	Direct
2023-03-17	Common Stock, par value $0.01 per share	F	9787	$6.96	Disposed	131492	Direct
2023-03-17	Common Stock, par value $0.01 per share	M	56490	—	Acquired	187982	Direct
2023-03-17	Common Stock, par value $0.01 per share	F	18113	$6.96	Disposed	169869	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-16	Restricted Stock Units	$	M	12019	Disposed		Common Stock (12429)	Direct
2023-03-17	Restricted Stock Units	$	M	36468	Disposed		Common Stock (36468)	Direct
2023-03-17	Performance Stock Units	$	M	28245	Disposed		Common Stock (28245)	Direct

Footnotes

F1: Reflects shares of common stock, par value $0.01 per share ("Common Stock") of Amplify Energy Corp. (the "Company") granted one-for-one in settlement of previously awarded restricted stock units upon satisfaction of service-based vesting conditions (such restricted stock units, "TSUs").

F2: Reflects shares of Common Stock granted pursuant to the Transition and Separation Agreement between the Company and the Reporting Person (the "Transition Agreement"), in settlement of 28,245 previously awarded restricted stock units that were subject to performance based vesting conditions (such restricted stock units, "PSUs"). These 28,245 PSUs became earned at 200% of the target amount for a total of 56,490 shares of Common Stock.

F3: In connection with the Reporting Person's resignation and execution of the Transition Agreement, vesting was accelerated with respect to the Reporting Persons remaining 36,468 TSUs.

F4: In connection with the Reporting Person's resignation and execution of the Transition Agreement, vesting was accelerated with respect to 28,245 PSUs, with the remaining 26,456 PSUs held by the Reporting Person at the time of such resignation being forfeited.