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ACE Annual Report 2019

Jul 28, 2020

52427_rns_2020-07-28_146f0f6f-80d8-4713-a7ee-072adfb7586f.pdf

Annual Report

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Stock Code: 4763

==> picture [92 x 56] intentionally omitted <==

濟南大自然新材料股份有限公司 民國一○九年股東常會議案參考資料

  • 壹、時間：2020 年6 月23 日（星期二）上午9 點整

  • 貳、地點：台北市信義區基隆路一段176 號 B2 樓會議室

  • 參、承認事項 

第一案
  • 案由：2019 年度營業報告書、2019 年度本公司及子公司合併財務報告案，敬 請承認。 
說明：

1. 本公司2019 年營業報告書及合併財務報表業經編制完竣，其中財務 報表經會計師查核簽證完竣，併同營業報告書經審計委員會審查竣事 及董事會決議通過，依法提請股東會 承認。

2. 前項表冊請參閱附件一、附件二及附件四【本手冊第9~12 頁、第 15~24頁】。 

第二案

案由：本公司2019 年盈餘分配案，敬請 承認

說明：

1. 本公司2019 年度之盈餘分派表，如下頁。

2. 擬提撥股東紅利(現金股利)計新台幣237,649,390元。

3. 擬分派現金股利每股新台幣4.7元，計算至元為止，元以下捨去，分 派未滿一元之畸零款合計數，列入公司之其他收入。

4. 惟嗣後如因股本變動以致影響流通在外股數，而使股東配息率因此發 生變動需修正時，擬請股東會授權董事長調整之。

5. 現金股利之配發，擬請股東會授權董事長訂定除息基準日、發放日及 其他相關事項。 

單位：新台幣元
單位：新台幣元
項目 金額
期初未分配盈餘 3,102,809
加：本期稅後淨利 329,676,196
減：提列法定盈餘公積(10%) (32,967,620)
提撥特別盈餘公積 (57,194,460)
可供分配盈餘 242,616,925
分配項目：
股東紅利×現金股利4.7 元 (237,649,390)
期末累積未分配盈餘 4,967,535

  • 註1：股數係以 2020 年 3 月 27 日董事會召開時流通在外普通股股數 50,563,700 股計 算，已排除庫藏股 513,000 股。

  • 註2：本次盈餘分派案，係先分派2019 年度之可分派盈餘，若有不足，依盈餘 產生之年序，採先進先出之順序分派以前年度所累積之可分派盈餘。 

董事長: 王克璋          總經理: 王克璋           會計主管: 王聖斌

肆、討論事項

第一案(董事會提)

案由：修訂本公司「公司章程」案，謹 提請討論。
說明：

  • 一、 臺灣證券交易所股份有限公司於2019年12月25日以臺證上二字第 1080023568號函公告修正「外國發行人註冊地國股東權益保護事項 檢查表」，為符合前述股東權益保護事項檢查表之要求，擬配合修訂 本公司之公司章程。

  • 二、 擬修訂本公司之公司章程，並以新的公司章程取代本公司現有之公 司章程。請參閱附件五及附件六【本手冊第25~107頁】 

決議：

伍、選舉事項

案由：全面改選本公司董事案，謹 提請選舉。

說明：
  • 一、 本公司董事任期將於2020 年06 月27 日屆滿，擬於今年股東常會 
全面改選董事。

  • 二、 依本公司章程第34.1 條及第34.4 條設董事七至九人，任期三年， 由股東會選舉之，董事得連選連任。前項董事名額中，獨立董事人 數不得少於三人，獨立董事至少一人應在中華民國境內設有戶籍且 至少一名獨立應具有會計或財務專業知識。

  • 三、 本次應選任之董事七人(含獨立董事三人)，任期三年，自西元2020 年6 月23 日起至2023 年6 月22 日止。

  • 四、 本公司董事選舉採候選人提名制，由股東會就候選人名單中選任 之。董事(含獨立董事)候選人名單請參閱附件七，敬請選舉。【本 手冊第139~141 頁】 

選舉結果：

陸、其他議案

案由：解除新任董事(包括獨立董事)競業禁止之限制，謹  提請討論。
說明：

  • 一、 依本公司章程第47.4條規定「董事為自己或他人為屬於本公司營業 範圍內之行為者，應於股東會向股東說明其行為之重要內容，並取 得其許可」。

  • 二、 因本公司董事或有投資或有經營其他與本公司營業範圍，或類似公 司並擔任董事之行為，爰依法提請股東會同意，如本公司新當選之 董事有上述情事時，同意解除該董事及其代表人之競業禁止限制。

  • 三、 董事候選人之兼任情形如下表：

候選人類別 姓名 兼職情形
董事 王克璋 飛越工程有限公司董事
濟南鶴珍工貿有限公司董事長
徐正材 厚生(股)公司董事長
板建開發(股)公司董事長
厚和建設（股）公司董事長
瑞孚國際(股)公司董事長
風和國際(股)公司董事
Ericson
Fensterseifer		 Managing director of Casa I LTDA.
Head of Leaf Tobacco and Commercial
Departments of Brasfumo Ind. Brasileira de
fumos S.A.
孟慶蒞 德信綜合證券(股)公司董事長
獨立董事 林澤忠 全聚隆生技(股)公司董事
聚泰環保材料科技(股)公司監察人
聚隆纖維(股)公司董事長室總監
林文正 賽席爾商OCEAN WAVES INTERNATIONAL TRADING
LTD.董事長
余景賢 余景季國際貿易(有)負責人

四、 提請討論

決議：

柒、附件

附件五

Jinan Acetate Chemical Co., LTD.

Comparison Table between the Proposed Amendments and the Original Articles of the Articles of Association

Proposed Amendment Original Article Reason for Amendment
1.1
In these Amended and Restated Articles,
the following words and expressions shall,
where not inconsistent with the context,
have the following meanings, respectively:
Applicable
Law
the Applicable Public
Company Rules, the
Law or such other rules
or legislation applicable
to the Company;
Applicable
Public
the ROC laws, rules
and
regulations
(including,
without		 1.1
In these Amended and Restated Articles,
the following words and expressions shall,
where not inconsistent with the context,
have the following meanings, respectively:
Applicable
Law
the Applicable Public
Company Rules, the Law
or such other rules or
legislation applicable to
the Company;
Applicable
Public
the ROC laws, rules and
regulations
(including,
without limitation, the		 This Article is amended pursuant to the
revised Shareholders' Rights Protection
Checklist published by the Taiwan Stock
Exchange on December 25, 2019 to include
the definitions of Dissenting Member, Share
Swap and Spin-off. The wording of the
Companies Law is revised pursuant to the
requirement by Cayman law.
Company
Rules
limitation,
the
Company Law of the
ROC, the Securities
and Exchange Law of
the ROC, the rules and
regulations
promulgated by the
FSC, the rules and
regulations
promulgated by the
TPEx and the rules and
regulations
promulgated by the
TSE, as amended from
time to time) affecting
public
reporting
companies
or
companies listed on
any
ROC
stock
exchange or securities
market that from time
to time are required by
the relevant regulator		 Company
Rules
Company Law of the
ROC, the Securities and
Exchange Law of the
ROC, the rules and
regulations promulgated
by the FSC, the rules and
regulations promulgated
by the TPEx and the
rules and regulations
promulgated
by
the
TSE, as amended from
time to time) affecting
public
reporting
companies or companies
listed on any ROC stock
exchange or securities
market that from time to
time are required by the
relevant
regulator
as
applicable
to
the
Company;
as applicable to the
Company;
Appointed
Representative
has the meaning given
thereto in Article 35.5;
Articles
the
Articles
of
Association as altered
from time to time;
Audit
Committee
the audit committee of
the Board, which shall
comprise solely of all
the
Independent
Directors
of
the
Company;
Board
the board of directors
appointed or elected
pursuant to the Articles
and acting at a meeting
of directors at which
there is a quorum in
accordance
with
the
Articles;		 Appointed
Representative
has the meaning given
thereto in Article 35.5;
Articles
the
Articles
of
Association as altered
from time to time;
Audit
Committee
the audit committee of
the Board, which shall
comprise solely of all
the
Independent
Directors
of
the
Company;
Board
the board of directors
appointed
or
elected
pursuant to the Articles
and acting at a meeting
of directors at which
there is a quorum in
accordance
with
the
Articles;
Capital
1
for the purpose of
the Articles only,
Capital
Reserve
for the purpose of the
Articles only,
comprises of the
premium paid on the
issuance of any share
and income from
endowments received
by the Company from
the Members;
Chairman
the
Director
elected
amongst
all
the
Directors
as
the
chairman of the Board;
Company
Jinan
Acetate
Chemical Co., LTD.;
Compensation
Committee
a committee of the
Board, which shall be
comprised
of
professional
individuals and having
the functions, in each		 Reserve
comprises of the
premium paid on the
issuance of any share
and income from
endowments received
by the Company from
the Members;
Chairman
the
Director
elected
amongst
all
the
Directors
as
the
chairman of the Board;
Company
Jinan
Acetate
Chemical Co., LTD.;
Compensation
Committee
a committee of the
Board, which shall be
comprised
of
professional
individuals and having
the functions, in each
case, prescribed by the
Applicable
Public
Cumulative
Voting
Directors
Dissenting
Member
Electronic
Record
Electronic
Transactions		 case, prescribed by the
Applicable
Public
Company Rules;
the voting mechanism
for an election of
Directors as described
in Article 35.2 hereof;
the directors for the
time being of the
Company and shall
include any and all
Independent
Director(s);
has the meaning given
thereto in Article 28.2;
has the same meaning
as in the Electronic
Transactions Law;
the
Electronic
Transactions
Law		 Company Rules;
Cumulative
Voting
the voting mechanism
for an election of
Directors as described
in Article 35.2 hereof;
Directors
the directors for the
time
being
of
the
Company and shall
include any and all
Independent
Director(s);
Electronic
Record
has the same meaning
as in the Electronic
Transactions Law;
Electronic
Transactions
Law
the
Electronic
Transactions
Law
(2003 Revision) of the
Cayman Islands;
ESM
the
emerging
stock
market of the ROC;
Law
(2003 Revision) of the
Cayman Islands;
ESM
the emerging stock
market of the ROC;
Family
Relationship
within Second
Degree of
Kinship
in respect of a person,
means another person
who is related to the
first person either by
blood or by marriage
of a member of the
family and within the
second degree shall
include the parents,
siblings, grandparents,
children
and
grandchildren of the
first person as well as
the parents, siblings
and grandparents of
the
first
person's
spouse;		 Family
Relationship
within Second
Degree of
Kinship
in respect of a person,
means another person
who is related to the
first person either by
blood or by marriage of
a member of the family
and within the second
degree shall include
the parents, siblings,
grandparents, children
and grandchildren of
the first person as well
as the parents, siblings
and grandparents of the
first person's spouse;
FSC
the
Financial
Supervisory
Commission
of
the
ROC;
Independent
the Directors who are
FSC
the
Financial
Supervisory
Commission of the
ROC;
Independent
Directors
the Directors who are
elected
as
"Independent
Directors"
in
accordance with the
Applicable
Public
Company Rules or the
Articles;
Joint
Operation
Contract
a contract between the
Company and one or
more
person(s)
or
entit(ies) where the
parties thereto agree to
pursue
the
same
business venture and
jointlybear losses and		 Directors
elected
as
"Independent
Directors"
in
accordance with the
Applicable
Public
Company Rules or the
Articles;
Joint
Operation
Contract
a contract between the
Company and one or
more
person(s)
or
entit(ies) where the
parties thereto agree to
pursue
the
same
business venture and
jointly bear losses and
enjoy profits arising
out of such business
venture in accordance
with the terms thereof;
Law
The Companies Law of
the Cayman Islands
and
every
Law
Lease
Contract		 enjoy profits arising
out of such business
venture in accordance
with the terms thereof;
The Companies Law
(2020 Revision)of the
Cayman Islands and
every
modification,
reenactment
or
revision thereof for the
time being in force;
a
contract
or
arrangement between
the Company and any
other
person(s)
pursuant
to
which
such person(s) lease or
rent
from
the
Company
the
necessary means and
assets to operate the
whole business of the		 modification,
reenactment
or
revision thereof for the
time being in force;
Lease
Contract
a
contract
or
arrangement between
the Company and any
other
person(s)
pursuant to which such
person(s) lease or rent
from the Company the
necessary means and
assets to operate the
whole business of the
Company in the name
of such person, and as
consideration,
the
Company receives a
pre-determined
compensation
from
such person;
Litigious and
aperson appointed by
Company in the name
of such person, and as
consideration,
the
Company receives a
pre-determined
compensation
from
such person;
Litigious and
Non-Litigious
Agent
a person appointed by
the Company pursuant
to the Applicable Law
as
the
Company's
process
agent
for
purposes of service of
documents
in
the
relevant
jurisdiction
and the Company's
responsible person in
the ROC under the
Securities
and
Exchange Law of the
ROC;
Management
a
contract
or		 Non-Litigious
Agent
the Company pursuant
to the Applicable Law
as
the
Company's
process
agent
for
purposes of service of
documents
in
the
relevant
jurisdiction
and
the
Company's
responsible person in
the ROC under the
Securities
and
Exchange Law of the
ROC;
Management
Contract
a
contract
or
arrangement between
the Company and any
other
person(s)
pursuant to which such
person(s) manage and
operate the business of
the Company in the
name of and for the
Contract
arrangement between
the Company and any
other
person(s)
pursuant
to
which
such
person(s)
manage and operate
the business of the
Company in the name
of and for the benefit
of the Company, and
as consideration, such
person(s) receive a
pre-determined
compensation
from
the Company while
the
Company
continues
to
be
entitled to the profits
(or losses) of such
business;
Market
Observation
the public company
reporting
system		 benefit
of
the
Company,
and
as
consideration,
such
person(s) receive a pre-
determined
compensation from the
Company while the
Company continues to
be
entitled
to
the
profits (or losses) of
such business;
Market
Observation
Post System
the public company
reporting
system
maintained
by
the
TSE;
Member
the person registered in
the
Register
of
Members as the holder
of
shares
in
the
Company and, when
two or more persons
are so registered as
Post System
maintained
by
the
TSE;
Member
the person registered
in the Register of
Members as the holder
of
shares
in
the
Company and, when
two or more persons
are so registered as
joint holders of shares,
means
the
person
whose name stands
first in the Register of
Members as one of
such joint holders or
all of such persons, as
the
context
so
requires;
Memorandum
the memorandum of
association
of
the
Company;		 joint holders of shares,
means
the
person
whose name stands
first in the Register of
Members as one of
such joint holders or all
of such persons, as the
context so requires;
Memorandum
the memorandum of
association
of
the
Company;
Merger
means:
(a)
a
"merger"
or
"consolidation"
as
defined under the Law ;
or
(b) other forms of
mergers
and
acquisitions which fall
within the definition of
"merger
and/or
Merger
means:
(a) (a) a "merger" or
"consolidation"
as
defined under the Law ;
or
(b) other forms of
mergers
and
acquisitions which fall
within the definition
of
"merger
and/or
consolidation" under
the
Applicable
Public
Company
Rules;
month
calendar month;
Notice
written
notice
as
further provided in the
Articles
unless
otherwise specifically
stated;		 consolidation"
under
the
Applicable
Public
Company
Rules;
month
calendar month;
Notice
written
notice
as
further provided in the
Articles
unless
otherwise specifically
stated;
Officer
any person appointed
by the Board to hold an
office in the Company;
Ordinary
Resolution
a resolution passed at a
general meeting (or, if
so specified, a meeting
of Members holding a
class of shares) of the
Company by not less
than a simple majority
vote of the Members
Officer
any person appointed
by the Board to hold
an
office
in
the
Company;
Ordinary
Resolution
a resolution passed at
a general meeting (or,
if
so
specified,
a
meeting of Members
holding a class of
shares)
of
the
Company by not less
than a simple majority
vote of the Members
present at the meeting,
in person or by proxy.
For these purposes,
where
votes
represented but not
cast at the meeting
will be deemed to be
votes cast against the
resolution;		 present at the meeting,
in person or by proxy.
For these purposes,
where
votes
represented but
not
cast at the meeting will
be deemed to be votes
cast
against
the
resolution;
Preferred
Shares
has the meaning given
thereto in Article 6;
Private
Placement
means, for so long as
the shares are traded on
the ESM or listed on
the TPEx or the TSE in
Taiwan, the private
placement
by
the
Company of shares or
other securities of the
Company as permitted
by
the
Applicable
Public
Company
Preferred
Shares
has the meaning given
thereto in Article 6;
Private
Placement
means, for so long as
the shares are traded
on the ESM or listed
on the TPEx or the
TSE in Taiwan, the
private placement by
the Company of shares
or other securities of
the
Company
as
permitted
by
the
Applicable
Public
Company Rules;
Register of
Directors and
Officers
the
register
of
directors and officers
referred to in Article
42 hereof;
Register of
Members
the
register
of
members
of
the
Companymaintained		 Rules;
Register of
Directors and
Officers
the register of directors
and officers referred to
in Article 42 hereof;
Register of
Members
the
register
of
members
of
the
Company maintained
in accordance with the
Law and (as long as the
shares of the Company
are traded on the ESM
or listed on the TPEx
or the TSE in Taiwan)
the Applicable Public
Company Rules;
Registered
Office
the registered office for
the time being of the
Company;
Replacement
has the meaning given
thereto in Article 35.6;
in accordance with the
Law and (as long as
the
shares
of
the
Company are traded
on the ESM or listed
on the TPEx or the
TSE in Taiwan) the
Applicable
Public
Company Rules;
Registered
Office
the registered office
for the time being of
the Company;
Replacement
has the meaning given
thereto in Article 35.6;
Restricted
Shares
has the meaning given
thereto in Article 2.5;
ROC
Taiwan, the Republic
of China;
Seal
the common seal or
any
official
or		 Restricted
Shares
has the meaning given
thereto in Article 2.5;
ROC
Taiwan, the Republic
of China;
Seal
the common seal or
any
official
or
duplicate seal of the
Company;
Secretary
the person appointed to
perform any or all of
the duties of secretary
of the Company and
includes any deputy or
assistant secretary and
any person appointed
by
the
Board
to
perform any of the
duties of the Secretary;
share(s)
share(s) of par value
New Taiwan Dollars
Secretary
share(s)
Share Swap		 duplicate seal of the
Company;
the person appointed
to perform any or all
of
the
duties
of
secretary
of
the
Company
and
includes any deputy or
assistant secretary and
any person appointed
by
the
Board
to
perform any of the
duties
of
the
Secretary;
share(s) of par value
New Taiwan Dollars
10.00 each in the
Company;
a 100% share swap as
defined in the ROC
Business Mergers and		 10.00
each
in
the
Company;
Special
Resolution
Subject to the Law,
means
a
resolution
passed at a general
meeting
of
the
Company
by
a
majority of at least
two-thirds of the votes
cast by such Members
who, being entitled to
do so, vote in person or
by their proxies, or, in
the case of Members
that are corporations or
other
non-natural
person, by their duly
authorised
representatives
by
computing the number
of votes to which each
Member is entitled;
Special
Resolution		 Acquisitions
Act
whereby a company
(the
"Acquiring
Company") acquiring
all the issued and
outstanding shares of
another company with
the
consideration
being the shares of the
Acquiring Company,
cash or other assets;
Subject to the Law,
means a resolution
passed at a general
meeting
of
the
Company
by
a
majority of at least
two-thirds of the votes
cast by such Members
who, being entitled to
do so, vote in person
or by their proxies, or,		 Subsidiary
with respect to any
company,
(1)
the
entity, more than one
half of whose total
number of the issued
voting shares or the
total amount of the
share
capital
are
directly or indirectly
held by such company;
or (2) the entity that
such company has a
direct
or
indirect
control
over
its
personnel, financial or
business operation;
Supermajority
Resolution
a resolution passed by
a majority vote of the
Members present at a
general
meeting
attended by Members
who represent two-
Spin-off in
the
case
of
Members
that
are
corporations or other
non-natural person, by
their duly authorised
representatives
by
computing the number
of votes to which each
Member is entitled;
a spin-off as defined in
the
ROC
Business
Mergers
and
Acquisitions
Act
whereby a company
transfers a part or all
of its business that
may
be
operated
independently to an
existing company or
newly
incorporated
company
(the
"Acquirer") with the		 thirds or more of the
total issued shares or, if
the total number of
shares represented by
the Members present at
the general meeting is
less than two-thirds of
the total issued shares,
but more than one half
of the total issued
shares, means instead,
a resolution passed by
two-thirds or more of
votes
cast
by
the
Members present at
such general meeting.
For these purposes,
where
votes
represented but
not
cast at the meeting will
be deemed to be votes
cast
against
the
resolution;
Subsidiary
Supermajority		 consideration
being
the
shares
of
the
Acquirer,
cash
or
other assets;
with respect to any
company,
(1)
the
entity, more than one
half of whose total
number of the issued
voting shares or the
total amount of the
share
capital
are
directly or indirectly
held
by
such
company; or (2) the
entity
that
such
company has a direct
or
indirect
control
over
its
personnel,
financial or business
operation;
a resolutionpassed by		 Treasury
Shares
means shares of the
Company
held
in
treasury pursuant to the
Law and the Articles;
TDCC
the Taiwan Depository
&
Clearing
Corporation;
TPEx
the Taipei Exchange;
TSE
the
Taiwan
Stock
Exchange Corporation;
and
year
calendar year.
Resolution a majority vote of the
Members present at a
general
meeting
attended by Members
who represent two-
thirds or more of the
total issued shares or,
if the total number of
shares represented by
the Members present
at the general meeting
is less than two-thirds
of the total issued
shares, but more than
one half of the total
issued shares, means
instead, a resolution
passed by two-thirds
or more of votes cast
by
the
Members
present at such general
meeting. For these
purposes, where votes
represented but not
cast at the meeting
will be deemed to be
votes cast against the
resolution;
Treasury means shares of the
Shares Company
held		 in
treasury pursuant to
the
Law
and		 the
Articles;
TDCC the
Taiwan
Depository &
Clearing Corporation;
TPEx the Taipei Exchange;
TSE the
Taiwan
Stock
Exchange
Corporation; and
year calendaryear.
2.4
Unless otherwise resolved by the Members
in general meeting by Ordinary Resolution,
where the Company increases its issued
share capital by issuing new shares for cash
consideration pursuant to Article 2.3
hereof, after allocation of the Public
Offering
Portion,
including,
for
the
avoidance of doubt, any percentage in
excess of 10% of the total amount of the
new shares to be issued for offering in the
ROC to the public as resolved by the
Members in general meeting be offered
pursuant to Article 2.3, and the Employee
Subscription Portion pursuant to Article 2.3
hereof, the Company shall make a public
announcement and notify each Member that
he is entitled to exercise a pre-emptive right
to purchase his pro rata portion of the
remaining new shares, to be issued in the
capital increase for cash consideration.
The
Company
shall
state
in
such
announcement and notices to the Members		 2.4
Unless otherwise resolved by the Members
in general meeting by Ordinary Resolution,
where the Company increases its issued
share capital by issuing new shares for cash
consideration pursuant to Article 2.3
hereof, after allocation of the Public
Offering
Portion,
including,
for
the
avoidance of doubt, any percentage in
excess of 10% of the total amount of the
new shares to be issued for offering in the
ROC to the public as resolved by the
Members in general meeting be offered
pursuant to Article 2.3, and the Employee
Subscription Portion pursuant to Article 2.3
hereof, the Company shall make a public
announcement and notify each Member that
he is entitled to exercise a pre-emptive right
to purchase his pro rata portion of the
remaining new shares, to be issued in the
capital increase for cash consideration.
The
Company
shall
state
in
such
announcement and notices to the Members		 This Article is amended pursuant to the
revised Shareholders' Rights Protection
Checklist published by the Taiwan Stock
Exchange on December 25, 2019.

the procedures for exercising such prethe procedures for exercising such preemptive rights. Where an exercise of the emptive rights and that if any Member fails pre-emptive right may result in fractional to purchase his pro rata portion of such entitlement of a Member, the entitlements remaining newly-issued shares within the (including fractional entitlements) of two or prescribed period, such Member shall be - more Members may be combined to jointly deemed to forfeit his pre emptive right to subscribe for one or more whole new shares purchase such newly-issued shares. in the name of a single Member, subject to Where an exercise of the pre-emptive right compliance with such directions and terms may result in fractional entitlement of a and conditions as determined by the Board Member, the entitlements (including and the Applicable Public Company Rules. fractional entitlements) of two or more If the total number of the new shares to be Members may be combined to jointly issued has not been fully subscribed for by subscribe for one or more whole new shares the Members within the prescribed period, in the name of a single Member, subject to the Company may consolidate such shares compliance with such directions and terms into the public offering tranche or offer any and conditions as determined by the Board un-subscribed new shares to a specific and the Applicable Public Company Rules. person or persons in such manner as is If the total number of the new shares to be consistent with the Applicable Public issued has not been fully subscribed for by Company Rules. the Members within the prescribed period, the Company may consolidate such shares If any person who has subscribed the new into the public offering tranche or offer any shares (by exercising the aforesaid preun-subscribed new shares to a specific

emptive right of Members or subscribing the Public Offering Portion or the Employee Subscription Portion) fails to pay when due any amount of the subscription price in relation to such newly-issued shares within the payment period as determined by the Company, the Company shall fix a period of no less than one month and call for payment of the subscription price or the Company may declare a forfeiture of such subscription. No forfeiture of such subscription shall be declared as against any such person unless the amount due thereon shall remain unpaid for such period after such demand has been made. Notwithstanding the provisions of the preceding sentence, forfeiture of the subscription may be declared without the demand process if the payment period for subscription price set by the Company is one month or longer. Upon forfeiture of the subscription, the shares remaining unsubscribed to shall be offered for

person or persons in such manner as is consistent with the Applicable Public Company Rules.

subscription in such manner as is consistent
with the Applicable Public Company Rules.
2.6 The pre-emptive right of employees under
Article 2.3 and the pre-emptive right of
Members under Article 2.4 shall not apply
in the event that new shares are issued due
to the following reasons or for the following
purposes:
(a) in connection with a Merger,Share
Swap, Spin-off, or pursuant to any
reorganization of the Company;
(b) in
connection with
meeting the
Company's obligations under share
subscription warrants and/or options,
including those rendered in Articles 2.8
and 2.11 hereof;		 2.6
The pre-emptive right of employees under
Article 2.3 and the pre-emptive right of
Members under Article 2.4 shall not apply
in the event that new shares are issued due
to the following reasons or for the following
purposes:
(a)
in connection with a Merger,spin-off,
or pursuant to any reorganization of
the Company;
(b)
in connection with meeting the
Company's obligations under share
subscription warrants and/or options,
including those rendered in Articles
2.8 and 2.11 hereof;		 This Article is amended pursuant to the
revised Shareholders' Rights Protection
Checklist published by the Taiwan Stock
Exchange on December 25, 2019.
(c) in connection with the issue of
Restricted Shares in accordance with
Article 2.5 hereof;
(d) in
connection with
meeting the
Company's
obligations
under
convertible bonds or corporate bonds
vested with rights to acquire shares;
(e) in
connection with
meeting the
Company's obligations under Preferred
Shares vested with rights to acquire
shares;
(f) in connection with the issue of shares
in accordance with Article 14.6; or
(g) in connection with Private Placement
of the securities issued by the
Company.		 (c)
in connection with the issue of
Restricted Shares in accordance with
Article 2.5 hereof;
(d)
in connection with meeting the
Company's
obligations
under
convertible bonds or corporate bonds
vested with rights to acquire shares;
(e)
in connection with meeting the
Company's
obligations
under
Preferred Shares vested with rights to
acquire shares;
(f)
in connection with the issue of
shares in accordance with Article
14.6; or
(g)
in connection with Private Placement
of the securities issued by the
Company.
12.3
Subject to the Law, the following actions		 12.3
Subject to the Law, the following actions		 This Article is amended pursuant to the
revised Shareholders' Rights Protection
by the Company shall require the
approval of the Members by a
Supermajority Resolution:
(a) effecting
any
capitalization
of
distributable
dividends
and/or
bonuses and/or any other amount
prescribed under Article 17 hereof;
(b) distributing its Capital Reserve or
Statutory Reserve, in whole or in part,
to its existing Members in proportion
to the number of shares being held by
each of them in cash, provided that in
the case of distribution of the
Statutory Reserve (as defined in
Article 14.4), only the portion of
Statutory Reserve which exceeds
twenty five percent (25%) of the
issued
share
capital
may
be
distributed;
(c) effecting any Merger (except for any
Merger which falls within the
definition
of
"merger"
and/or		 by the Company shall require the
approval of the Members by a
Supermajority Resolution:
(a) effecting
any
capitalization
of
distributable
dividends
and/or
bonuses and/or any other amount
prescribed under Article 17 hereof;
(b) distributing its Capital Reserve or
Statutory Reserve, in whole or in part,
to its existing Members in proportion
to the number of shares being held by
each of them in cash, provided that in
the case of distribution of the
Statutory Reserve (as defined in
Article 14.4), only the portion of
Statutory Reserve which exceeds
twenty five percent (25%) of the
issued
share
capital
may
be
distributed;
(c) effecting any Merger (except for any
Merger which falls within the
definition
of
"merger"
and/or		 Checklist published by the Taiwan Stock
Exchange on December 25, 2019.
(d)
(e)
(f)		 "consolidation" under the Law, which
requires the approval of the Company
by Special Resolution only),Share
Swap or Spin-off of the Company;
entering into, amend, or terminate any
Lease
Contract,
Management
Contract or Joint Operation Contract;
the transferring of the whole or any
essential part of the business or assets
of the Company; or
acquiring or assuming the whole
business or assets of another person,
which has a material effect on the
Company's operation.		 "consolidation" under the Law, which
requires the approval of the Company
by Special Resolution only) orspin-
off of the Company;
(d) entering into, amend, or terminate any
Lease
Contract,
Management
Contract or Joint Operation Contract;
(e) the transferring of the whole or any
essential part of the business or assets
of the Company; or
(f) acquiring or assuming the whole
business or assets of another person,
which has a material effect on the
Company's operation.
20.6
For so long as the shares are traded on the
ESM or listed on the TPEx or the TSE in
Taiwan, the following matters shall be
stated in the notice of a general meeting,
with a summary of the major content to be
discussed, and shall not be proposed as an
extemporary motion:		 20.6
For so long as the shares are traded on the
ESM or listed on the TPEx or the TSE in
Taiwan, the following matters shall be
stated in the notice of a general meeting,
with a summary of the major content to be
discussed, and shall not be proposed as an
extemporary motion:		 This Article is amended pursuant to the
revised Shareholders' Rights Protection
Checklist published by the Taiwan Stock
Exchange on December 25, 2019.
(a)
(b)
(c)
(d)
(e)
(f)		 election or discharge of Directors,
alteration of the Memorandum or
Articles,
capital deduction,
application to terminate the public
offering of the shares,
(i) dissolution, Merger,Share Swap
or
Spin-off,
(ii)
entering
into,
amending, or terminating any Lease
Contract, Management Contract or
Joint Operation Contract, (iii) transfer
of the whole or any essential part of
the business or assets of the
Company, and (iv) acquisition or
assumption of the whole of the
business or assets of another person,
which has a material effect on the
operations of the Company,
ratification of an action by Director(s)
who engage(s) in business for himself
or on behalf of anotherperson that is		 (a) election or discharge of Directors,
(b) alteration of the Memorandum or
Articles,
(c) capital deduction,
(d) application to terminate the public
offering of the shares,
(e) (i) dissolution, Merger orspin-off, (ii)
entering
into,
amending,
or
terminating any Lease Contract,
Management
Contract
or
Joint
Operation Contract, (iii) transfer of
the whole or any essential part of the
business or assets of the Company,
and (iv) acquisition or assumption of
the whole of the business or assets of
another person, which has a material
effect on the operations of the
Company,
(f) ratification of an action by Director(s)
who engage(s) in business for himself
or on behalf of anotherperson that is
within the scope of the Company's
business,
(g) distribution of the whole or part of the
surplus profit of the Company in the
form of new shares, capitalization of
Capital Reserve and any other amount
in accordance with Article 17,
(h) making distributions of new shares or
cash out of the Statutory Reserve , the
premium received on the issuance of
any
shares
and
income
from
endowments
received
by
the
Company to its Members, and
(i) Private Placement of any equity-
related securities to be issued by the
Company.
The major content of the above matters
can be announced at the website
designated
by
the
ROC
securities
authority or by the Company, and the
Companyshall specifythe link to the		 within the scope of the Company's
business,
(g) distribution of the whole or part of the
surplus profit of the Company in the
form of new shares, capitalization of
Capital Reserve and any other amount
in accordance with Article 17,
(h) making distributions of new shares or
cash out of the Statutory Reserve , the
premium received on the issuance of
any
shares
and
income
from
endowments
received
by
the
Company to its Members, and
(i) Private Placement of any equity-
related securities to be issued by the
Company.
The major content of the above matters
can be announced at the website
designated
by
the
ROC
securities
authority or by the Company, and the
Companyshall specifythe link to the
website in the notice of the relevant
general meeting.		 website in the notice of the relevant
general meeting.
28. Dissenting Member's Appraisal Right
28.1Subject to compliance with the Law, in
the event any of the following
resolutions
is
passed at
general
meetings, any Member who has
abstained from voting in respect of
such matter and expressed his dissent
therefor, in writing or verbally (with a
record) before or duringthe meeting,
may request the Company to purchase
all of his shares at the then prevailing
fair price:
(a) the Company proposes to enter
into, amend, or terminate any
Lease
Contract,
Management		 28. Dissenting Member's Appraisal Right
28.1Subject to compliance with the Law, in
the event any of the following
resolutions
is
passed at
general
meetings, any Member who has
notified the Company in writing of his
objection to such matter prior to the
meeting and has raised again his
objection atthe meeting, may request
the Company to purchase all of his
shares at the then prevailing fair price:
(a) the Company proposes to enter
into, amend, or terminate any
Lease
Contract,
Management
Contract
or
Joint
Operation
Contract;		 This Article is amended pursuant to the
revised Shareholders' Rights Protection
Checklist published by the Taiwan Stock
Exchange on December 25, 2019.
28.2 (b) the Company transfers the whole
or an essential part of its business
or assets, provided that, the
foregoing does not apply where
such transfer is pursuant to the
dissolution of the Company;or
(c) acquires or assumes the whole
business or assets of another
person, which has a material effect
on the operation of the Company.
In the event any part of the Company's
business is spun off or involved in any
Merger,
any
Member,
who
has
abstained from voting in respect of
such matter and expressed his dissent
therefor, in writing or verbally (with a
record) before or during the general
meeting approving such spin off or
Merger, may request the Company to
purchase all of his shares at the then
prevailing fair price.

Member exercising his rights in accordance with Article 28.1 (the " Dissenting Member ") shall, within twenty (20) days from the date of the resolution passed at the general meeting, give his written notice of objection with the repurchase price proposed by him. If the Company and the Dissenting Member agree on a price at which the Company will purchase the Dissenting Member's shares, the Company shall make the payment within ninety (90) days from the date of the resolution passed at the general meeting. If, within ninety (90) days from the date of the resolution passed at the general meeting, the Company and the Dissenting Member fail to agree on a price at which the Company will purchase the Dissenting Member's shares, the Company shall pay the fair price it deems fit to the Dissenting

Member within ninety (90) days from
the date of the resolution passed at the
general meeting. If the Company
fails to pay the fair price it deems fit to
the Dissenting Member within the
ninety-day period, the Company shall
be deemed to agree on the repurchase
price proposed by such Dissenting
Member.
28.3 Without prejudice to the Law, if, within
sixty (60) days from the date of
resolution of the general meeting, the
Company and the Dissenting Member
fail to agree on a price at which the
Company
will
purchase
such
Dissenting Member's shares, then,
within thirty (30) days immediately
following the date of the expiry of such
sixty-day period, the Company shall
file a petition with the court against all
the
Dissenting
Members
for
a
determination of the fair price of the
shares held by all the Dissenting
Members.
The Taiwan
Taipei
District Court, ROC, may be the court
of the first instance for this matter.
Notwithstanding the above provisions
under this Article 28, nothing under
this Article shall restrict or prohibit a
Member from exercising his right
under section 238 of the Law to
payment of the fair value of his shares
upon dissenting from a merger or
consolidation.

consolidation.
34.5 The Directors (including Independent
Directors
and
Directors
other
than
Independent Directors) shallbe nominated
by adopting the candidate nomination
system specified in the Applicable Public
Company Rules for so long as the shares are
traded on the ESM or listed on the TPEx or
the TSE in Taiwan.		 34.5 The Directors (including Independent
Directors andNon-IndependentDirectors)
maybe nominated by adopting the
candidate nomination system specified in
the Applicable Public Company Rules
provided that the Independent Directors
shall be nominated by adopting the
candidate nomination system specified in
the Applicable Public Company Rulesfor
so longas the shares are traded on the ESM		 This Article is amended pursuant to the
Financial Supervisory Commission's letter
dated April 25, 2019 (JIN-GUAN-ZHENG-
JIAO-ZI No. 1080311451).
or listed on the TPEx or the TSE in Taiwan.
47.2 Notwithstanding anything to the contrary
contained in this Article 47, a Director who
is directly or indirectly interested in any
matter under discussion at a meeting of the
Directors or a contract or proposed contract
or arrangement with the Company shall
declare the nature and the essential contents
of such interest at the relevant meeting of
the Directors as required by the Applicable
Law.If the Company proposes to enter
into any transaction specified in Article
28.1 or effect other forms of mergers and
acquisitions in accordance with Applicable
Law, a director who has a personal interest
in such transaction shall declare the
essential contents of such personal interest
and the reason why he believes that the		 47.2Notwithstanding anything to the contrary
contained in this Article 47, a Director who
is directly or indirectly interested in any
matter under discussion at a meeting of the
Directors or a contract or proposed contract
or arrangement with the Company shall
declare the nature and the essential contents
of such interest at the relevant meeting of
the Directors as required by the Applicable
Law. Where the spouse, the person
related to a Director by blood and within the
second degree (as defined under the ROC
Civil Code), or any company which has a
controlling or controlled relationship with a
Director has interests in the matters under
discussion in the meeting of the Directors,
such Director shall be deemed to have a		 This Article is amended pursuant to the
revised Shareholders' Rights Protection
Checklist published by the Taiwan Stock
Exchange on December 25, 2019.
transaction is advisable or not advisable at
the relevant meeting of the Directors and
the general meeting as required by the
Applicable Law.Where the spouse, the
person related to a Director by blood and
within the second degree (as defined under
the ROC Civil Code), or any company
which has a controlling or controlled
relationship with a Director has interests in
the matters under discussion in the meeting
of the Directors, such Director shall be
deemed to have a personal interest in the
matter. The terms "controlling" and
"controlled"
shall
be
interpreted
in
accordance with the Applicable Public
Company Rules.		 personal interest in the matter. The terms
"controlling" and "controlled" shall be
interpreted
in
accordance
with
the
Applicable Public Company Rules.
63.4 Subject to compliance with the Law,
before the meeting of Directors resolves
any matter specified in Article 28.1 or
other mergers and acquisitions in
accordance with the Applicable Law, the		 (New Article) This Article is added pursuant to the revised
Shareholders' Rights Protection Checklist
published by the Taiwan Stock Exchange on
December 25, 2019.

Audit Committee shall review the fairness and reasonableness of the relevant merger and acquisition plan and transaction, and report its review results to the meeting of Directors and the general meeting; provided, however, that such review results need not be submitted to the general meeting if the approval of the Members is not required under the Applicable Law. When the Audit Committee conducts the review, it shall engage an independent expert to issue an opinion on the fairness of the share swap ratio, cash consideration or other assets to be offered to the Members. The review results of the Audit Committee and the fairness opinion issued by the independent expert shall be distributed to the Members, along with the notice of the general meeting; provided, however, that the Company can only report matters relating to such merger and acquisition at the next following general meeting if the approval of the Members is

not required under the Applicable Law.
Such review results and fairness opinion
shall be deemed to have been distributed to
the Members if the same have been
uploaded onto the website designated by
the FSC and made available to the
Members for their inspection and review at
the venue of the general meeting.
68. Delisting Resulted from Certain Events
If the Company proposes to undertake:
(a) a merger or consolidation which will
result in the Company being dissolved;
(b) a sale, transfer or assignment of all of
the Company's assets and businesses to
another entity;
(c) aShareSwap; or
(d) aSpin-off,
which would cause or result in the delisting
of the Company from the TPEx or the TSE,
and where (in the case of (a) above) the
survivingentity,(in the case of(b)above)the		 68. Delisting Resulted from Certain Events
If the Company proposes to undertake:
(a) a merger or consolidation which will
result in the Company being dissolved;
(b) a sale, transfer or assignment of all of
the Company's assets and businesses to
another entity;
(c) ashareswap; or
(d) ademerger (spinoff),
which would cause or result in the delisting
of the Company from the TPEx or the TSE,
and where (in the case of (a) above) the
survivingentity,(in the case of(b)above)the		 Wording is slightly amended.

transferee, (in the case of (c) above) the entity whose shares has been allotted in exchange for the Company's shares and, (in the case of (d) above) the existing or newly incorporated spun-off company is not a listed company on the TPEx or the TSE, then in addition to any requirements to be satisfied under the Law, such action shall be first approved at a general meeting by a resolution passed by members holding two-thirds or more of the votes of the total number of issued shares of the Company.

transferee, (in the case of (c) above) the entity whose shares has been allotted in exchange for the Company's shares and, (in the case of (d) above) the existing or newly incorporated spun-off company is not a listed company on the TPEx or the TSE, then in addition to any requirements to be satisfied under the Law, such action shall be first approved at a general meeting by a resolution passed by members holding two-thirds or more of the votes of the total number of issued shares of the Company.

Jinan Acetate Chemical Co., LTD. 公司章程修訂條文對照表

（本中譯文僅供參考之用，最終內容仍應以英文版本為準）

修訂後條文 原條文 修訂說明
1.1本修訂及重述章程中，下列文字及用語於
與前後文內容不牴觸之情況下，應定義如
下：
“適用法律”
指公開發行公司規則、
開曼公司法或其他適用
於公司之規則或法令。
“公開發行公
司規則”
指相關主管機關隨時針
對公開發行公司或任何
在臺灣之證券交易所或
證券市場上市或上櫃公
司訂定之中華民國法
律、規則和規章（包括但
不限於中華民國公司
法、證券交易法、金管會
（定義如后）發布之法
令規章、證交所（定義如
后）或櫃買中心（定義如		 1.1本修訂及重述章程中，下列文字及用語於
與前後文內容不牴觸之情況下，應定義如
下：
“適用法律”
指公開發行公司規則、
開曼公司法或其他適用
於公司之規則或法令。
“ 公開發行
公司規則”
指相關主管機關隨時針
對公開發行公司或任何
在臺灣之證券交易所或
證券市場上市或上櫃公
司訂定之中華民國法
律、規則和規章（包括但
不限於中華民國公司
法、證券交易法、金管會
（定義如后）發布之法
令規章、證交所（定義如
后）或櫃買中心（定義如		 依據臺灣證券交易所於2019年12月25
日公布之修正後「外國發行人註冊地股
東權益保護事項檢查表」，修正本條以
新增異議股東、股份轉換及分割之定義，
並依開曼法之要求修正開曼公司法之文
字。
后）發布之規章制度，及
其日後之修訂版本），而
經相關主管機關要求應
適用於本公司者。
“ 指派代表
人”
定義如本章程第35.5條
所示。
“本章程”
指不時變更之本章程。
“ 審計委員
會”
指董事會轄下之審計委
員會，由本公司之全體
獨立董事組成。
“董事會”
指依本章程指派或選舉
之董事會，並依本章程
於達法定出席人數之董
事會議中行使權限。
“資本公積”
為本章程之目的，係指
本公司發行股份之溢價
及自股東受領贈與之金
額。
“董事長”
指由所有董事間選出擔
任董事會主席之董事。		 后）發布之規章制度，及
其日後之修訂版本），而
經相關主管機關要求應
適用於本公司者。
“ 指派代表
人”
定義如本章程第35.5條
所示。
“本章程”
指不時變更之本章程。
“ 審計委員
會”
指董事會轄下之審計委
員會，由本公司之全體
獨立董事組成。
“董事會”
指依本章程指派或選舉
之董事會，並依本章程
於達法定出席人數之董
事會議中行使權限。
“資本公積”
為本章程之目的，係指
本公司發行股份之溢價
及自股東受領贈與之金
額。
“董事長”
指由所有董事間選出擔
任董事會主席之董事。
“本公司”
“薪資報酬委
員會”
“ 累積投票
制”
“董事”
“異議股東”
“電子紀錄”
“ 電子交易
法”		 指
Jinan
Acetate
Chemical Co., LTD.。
指董事會授權，依公開
發行公司規則之規定由
專業人士組成，並具有
所規定之各項職能之一
委員會。
指本章程第35.2條所規
定之選舉董事之投票機
制。
指本公司當時之董事，
包括任一和全部獨立董
事。
定義如本章程第28.2條
所示。
定義如《電子交易法》之
定義。
指開曼群島之《電子交
易法》（2003年修訂）。		 “本公司”
指
Jinan
Acetate
Chemical Co., LTD.。
“ 薪資報酬
委員會”
指董事會授權，依公開
發行公司規則之規定由
專業人士組成，並具有
所規定之各項職能之一
委員會。
“ 累積投票
制”
指本章程第35.2條所規
定之選舉董事之投票機
制。
“董事”
指本公司當時之董事，
包括任一和全部獨立董
事。
“電子紀錄”
定義如《電子交易法》之
定義。
“ 電子交易
法”
指開曼群島之《電子交
易法》（2003年修訂）。
“興櫃”
“二親等以
內之親屬
指中華民國之興櫃股票
市場。
就任一人而言，指另一
“興櫃”
“二親等以內
之親屬關
係”
指中華民國之興櫃股票
市場。
就任一人而言，指另一
人因血緣或婚姻之緣故
而與該人有親屬關係，
且係屬二親等以內之關
係，應包括該任一人之
父母、兄弟姊妹、祖父
母、子女、孫子女、及
該任一人之配偶之父
母、兄弟姊妹及祖父
母。
“金管會”
指中華民國金融監督管
理委員會。
“獨立董事”
指依公開發行公司規則
或本章程選出之獨立董
事。
“共同經營契
約”
指任一公司與他人，或
其他機構所訂立之契
約，契約各當事人同意，
將按契約條款共同經營		 關係”
人因血緣或婚姻之緣故
而與該人有親屬關係，
且係屬二親等以內之關
係，應包括該任一人之
父母、兄弟姊妹、祖父
母、子女、孫子女、及
該任一人之配偶之父
母、兄弟姊妹及祖父
母。
“金管會”
指中華民國金融監督管
理委員會。
“獨立董事”
指依公開發行公司規則
或本章程選出之獨立董
事。
“ 共同經營
契約”
指任一公司與他人，或
其他機構所訂立之契
約，契約各當事人同意，
將按契約條款共同經營
某一事業，並共擔虧損、
共享獲利者。
“ 開曼公司
指開曼群島之公司法及
“ 開曼公司
法”
“營業出租契
約”
“訴訟及非訴
訟代理人”		 某一事業，並共擔虧損、
共享獲利者。
指開曼群島之公司法
（2020 年修正）及所有
對現行法之修正、重新
制定或修訂。
指任一公司與他人所訂
立之契約或協議，約定
將公司之某些必要機具
及資產出租予對方，而
該他人以自身名義經營
公司之全部營業；公司
則自該他人受領一筆事
先約定之報酬作為對
價。
指本公司為在相關司法
管轄地收受文書，而依
適用法律所指定之送達
代收人並為本公司依中
華民國證券交易法在中
華民國境內之負責人。		 法”
所有對現行法之修正、
重新制定或修訂。
“ 營業出租
契約”
指任一公司與他人所訂
立之契約或協議，約定
將公司之某些必要機具
及資產出租予對方，而
該他人以自身名義經營
公司之全部營業；公司
則自該他人受領一筆事
先約定之報酬作為對
價。
“ 訴訟及非
訴訟代理
人”
指本公司為在相關司法
管轄地收受文書，而依
適用法律所指定之送達
代收人並為本公司依中
華民國證券交易法在中
華民國境內之負責人。
“ 委託經營
契約”
指任一公司與他人所訂
立之契約或協議，依該
契約或協議委託對方以
公司名義，並基於公司
利益，經營公司之事業，
“委託經營契
約”
指任一公司與他人所訂
立之契約或協議，依該
契約或協議委託對方以
公司名義，並基於公司
利益，經營公司之事業，
公司則向該方給付一筆
事先約定之報酬做為對
價；該部分事業之獲利
和虧損，仍繼續由公司
享有及負擔。
“公開資訊觀
測站”
指證交所（定義如后）維
護之公開發行公司申報
系統。
“股東”
指股東名冊登記持有本
公司股份之股東，若為
二人以上登記為共同持
有股份者，指股東名簿
中登記為第一位之共同
持有人或全部共同持有
人，依其前後文需求適
用之。		 公司則向該方給付一筆
事先約定之報酬做為對
價；該部分事業之獲利
和虧損，仍繼續由公司
享有及負擔。
“ 公開資訊
觀測站”
指證交所（定義如后）維
護之公開發行公司申報
系統。
“股東”
指股東名冊登記持有本
公司股份之股東，若為
二人以上登記為共同持
有股份者，指股東名簿
中登記為第一位之共同
持有人或全部共同持有
人，依其前後文需求適
用之。
“章程大綱”
指本公司章程大綱。
“合併”
指：
(c) 開曼公司法所定義
之「併購」或「合
併」；或（開曼群島
“章程大綱”
指本公司章程大綱。
“合併”
指：
(a) 開曼公司法所定義
之「併購」或「合
併」；或（開曼群島
法律要求）
(b) 其他符合公開發行
公司規則定義之「併
購及／或合併」。
“月”
指日曆月。
“通知”
除另有指明外，指本章
程所指之書面通知。
“經理人”
任何經董事會指派擔任
本公司職務之人。
“普通決議”
指本公司股東會中（或
如特別指明，持有特定
種類股份之股東會議）
經親自出席或以委託書
出席之股東以簡單多數
決通過的決議。為本定		 法律要求）
(d) 其他符合公開發行
公司規則定義之「併
購及／或合併」。
“月”
指日曆月。
“通知”
除另有指明外，指本章
程所指之書面通知。
“經理人”
任何經董事會指派擔任
本公司職務之人。
“普通決議”
指本公司股東會中（或
如特別指明，持有特定
種類股份之股東會議）
經親自出席或以委託書
出席之股東以簡單多數
決通過的決議。為本定
義之目的，出席但未參
與表決之股份將被視為
反對該決議。
“特別股”
其意義如本章程第6 條
之定義。
義之目的，出席但未參
與表決之股份將被視為
反對該決議。
“特別股”
其意義如本章程第6 條
之定義。
“私募”
指股份登錄興櫃或於中
華民國的櫃買中心或證
交所掛牌期間，由本公
司依公開發行公司規則
私募股份或本公司之其
他證券。
“董事及經理
人名冊”
本章程第42條所指董事
及經理人名冊。
“股東名冊”
指本公司依開曼公司法
備置之股東名冊，且本
公司股份登錄興櫃買賣
或於中華民國的櫃買中
心或證交所掛牌者，則
指本公司依公開發行公
司規則備置之股東名
冊。		 “私募”
指股份登錄興櫃或於中
華民國的櫃買中心或證
交所掛牌期間，由本公
司依公開發行公司規則
私募股份或本公司之其
他證券。
“ 董事及經
理人名冊”
本章程第42條所指董事
及經理人名冊。
“股東名冊”
指本公司依開曼公司法
備置之股東名冊，且本
公司股份登錄興櫃買賣
或於中華民國的櫃買中
心或證交所掛牌者，則
指本公司依公開發行公
司規則備置之股東名
冊。
“註冊處所”
指本公司當時之註冊營
業處所。
“改派”
定義如本章程第35.6條
所示。
“ 限制型股
其意義如本章程第2.5
“註冊處所”
“改派”
“ 限制型股
票”
“中華民國”
“印章”
“秘書”
“股份”
“股份轉換”		 指本公司當時之註冊營
業處所。
定義如本章程第35.6條
所示。
其意義如本章程第2.5
條之定義。
指臺灣，中華民國。
指本公司通用圖章或正
式或複製之印章。
經指派執行所有本公司
秘書職務之人，包括任
何代理或助理秘書，及
任何經董事會指派執行
該秘書職務之人。
指每股面額新台幣10元
之本公司股份。
如中華民國企業併購法
所定義的百分之百股份
轉換，由公司（下稱「取
得公司」）取得他公司全		 票”
條之定義。
“中華民國”
指臺灣，中華民國。
“印章”
指本公司通用圖章或正
式或複製之印章。
“秘書”
經指派執行所有本公司
秘書職務之人，包括任
何代理或助理秘書，及
任何經董事會指派執行
該秘書職務之人。
“股份”
指每股面額新台幣10元
之本公司股份。
“特別決議”
在不違反開曼公司法情
形下，指於本公司股東
會中，經有權參與表決
之股東親自出席、或經
由委託書表決、或經法
人股東或非自然人股東
合法授權之代表出席表
決，經計算每位股東有
權表決權數後，以出席
股東表決權至少三分之
“特別決議”
“分割”		 部已發行股份，而以取
得公司之股份、現金或
其他財產作為對價。
在不違反開曼公司法情
形下，指於本公司股東
會中，經有權參與表決
之股東親自出席、或經
由委託書表決、或經法
人股東或非自然人股東
合法授權之代表出席表
決，經計算每位股東有
權表決權數後，以出席
股東表決權至少三分之
二同意通過之決議。
如中華民國企業併購法
所定義的分割，指公司
將其得獨立營運之一部
或全部之營業讓與既存
或新設之他公司（下稱
「取得人」），並由取得
人之股份、現金或其他
財產作為對價。		 二同意通過之決議。
“附屬公司”
就任一公司而言，指(1)
被該公司直接或間接持
有超過半數已發行有表
決權之股份總數或全部
資本總額之公司；或(2)
該公司對其人事、財務
或業務經營有直接或間
接控制權之公司。（公司
法第369-2條）
“重度決議”
由代表本公司已發行股
份總數三分之二以上之
股東出席者，指由該等
出席股東表決權過半數
同意通過之決議；或如
出席股東會之股東所代
表之股份總數，少於本
公司已發行股份總數之
三分之二，但超過本公
司已發行股份總數之半
數時，則指由該等出席
股東表決權三分之二以
“附屬公司”
就任一公司而言，指(1)
被該公司直接或間接持
有超過半數已發行有表
決權之股份總數或全部
資本總額之公司；或(2)
該公司對其人事、財務
或業務經營有直接或間
接控制權之公司。（公司
法第369-2條）
“重度決議”
由代表本公司已發行股
份總數三分之二以上之
股東出席者，指由該等
出席股東表決權過半數
同意通過之決議；或如
出席股東會之股東所代
表之股份總數，少於本
公司已發行股份總數之
三分之二，但超過本公
司已發行股份總數之半
數時，則指由該等出席
股東表決權三分之二以
上之同意通過之決議。		 上之同意通過之決議。
為本定義之目的，出席
但未參與表決之股份將
被視為反對該決議。。
“庫藏股”
指本公司依開曼公司法
及本章程持有庫藏之股
份。
“ 集保結算
所”
指臺灣集中保管結算所
股份有限公司。
“櫃買中心”
指財團法人中華民國證
券櫃檯買賣中心。
“證交所”
臺灣證券交易所股份有
限公司。
“年”
日曆年。
為本定義之目的，出席
但未參與表決之股份將
被視為反對該決議。。
“庫藏股”
指本公司依開曼公司法
及本章程持有庫藏之股
份。
“ 集保結算
所”
指臺灣集中保管結算所
股份有限公司。
“櫃買中心”
指財團法人中華民國證
券櫃檯買賣中心。
“證交所”
臺灣證券交易所股份有
限公司。
“年”
日曆年。
2.4除經股東會另以普通決議為不同決議外，
本公司依本章程第2.3 條辦理現金增資發
行新股時，於依本章程第2.3 條提撥公開
銷售部分（為免疑義，包含本公司依本章
程第2.3 條增資發行新股，股東會決議提
撥高於發行新股總額百分之十之股份在
中華民國境內對外公開發行，其超過發行		 2.4除經股東會另以普通決議為不同決議外，
本公司依本章程第2.3 條辦理現金增資發
行新股時，於依本章程第2.3 條提撥公開
銷售部分（為免疑義，包含本公司依本章
程第2.3 條增資發行新股，股東會決議提
撥高於發行新股總額百分之十之股份在
中華民國境內對外公開發行，其超過發行		 依據臺灣證券交易所於2019年12月25
日公布之修正後「外國發行人註冊地股
東權益保護事項檢查表」，修正本條。
新股總額百分之十的部分）及員工認股部
分後，應公告及通知原有股東，其有權按
照原有股份比例優先認購剩餘新股。本公
司應在前開公告中聲明行使此優先認股
權之方式。原有股東持有股份按比例不足
分認一新股者，得依董事會決定之條件及
公開發行公司規則，合併其認股權而以單
一股東名義共同認購一股或多股；原有股
東於前述時間內未認足者，本公司得就未
認購部分依符合公開發行公司規則之方
式辦理公開銷售或洽特定人認購。
倘認股人認購新股（行使前述股東優先認
股權或認購公開銷售或員工認股部份）未
能在本公司所定股款繳納期間內繳納發
行新股之股款，本公司應定一個月以上之
期限催告該認股人照繳，並聲明逾期不繳
失其權利。除非認股人未於本公司所定催
告期限內照繳，本公司不得聲明認股人喪
失其權利。縱有上述規定，本公司所定股
款繳納期限在一個月以上者，如認股人逾
期不繳納股款，即喪失其權利，無須踐行
前述催告之程序。認股人喪失其權利後，		 新股總額百分之十的部分）及員工認股部
分後，應公告及通知原有股東，其有權按
照原有股份比例優先認購剩餘新股。本公
司應在前開公告中聲明行使此優先認股
權之方式，及若任何股東逾期不認購者，
視為喪失其權利。原有股東持有股份按比
例不足分認一新股者，得依董事會決定之
條件及公開發行公司規則，合併其認股權
而以單一股東名義共同認購一股或多股；
原有股東於前述時間內未認足者，本公司
得就未認購部分依符合公開發行公司規
則之方式辦理公開銷售或洽特定人認購。
該等未認購之股份應依公開發行公司規
則另行募集。
2.6 本章程第2.3 條規定之員工優先認股權及
本章程第2.4 條規定之股東優先認股權於
本公司因以下原因或基於以下目的發行
新股時，不適用之：（公司法第267條第
七項及第八項及證券交易法第43-6 條第
一項）
(a)本公司合併、股份轉換、分割，或為
公司重整；
(b)本公司為履行認股權憑證及／或選擇
權下之義務，包括本章程第2.8 條及
第2.11條所規定者；
(c)本公司依本章程第2.5 條規定發行限
制型股票；
(d)本公司為履行可轉換公司債或附認股
權公司債下之義務；		 2.6本章程第2.3 條規定之員工優先認股權及
本章程第2.4 條規定之股東優先認股權於
本公司因以下原因或基於以下目的發行
新股時，不適用之：（公司法第267條第
七項及第八項及證券交易法第43-6 條第
一項）
(a)本公司合併、分割，或為公司重整；
(b)本公司為履行認股權憑證及／或選擇
權下之義務，包括本章程第2.8 條及
第2.11條所規定者；
(c)本公司依本章程第2.5 條規定發行限
制型股票；
(d)本公司為履行可轉換公司債或附認股
權公司債下之義務；		 依據臺灣證券交易所於2019年12月25
日公布之修正後「外國發行人註冊地股
東權益保護事項檢查表」，修正本條。
(e)本公司為履行附認股權特別股下之義
務；
(f)本公司依本章程第14.6條規定發行股
票；或
(g)本公司進行私募有價證券時。		 (e)本公司為履行附認股權特別股下之義
務；
(f)本公司依本章程第14.6條規定發行股
票；或
(g)本公司進行私募有價證券時。
12.3於不違反開曼公司法之情形下，本公司之
下列行為應取得股東重度決議之許可：
(a) 將得分派之股利及/或紅利及/或其
他本章程第17 條所定款項撥充資
本；
(b) 將資本公積及法定盈餘公積（如本章
程14.4 條之定義）之全部或一部，
按股東原有股份之比例發給新股或
現金。以法定盈餘公積發給新股或現
金者，以該項公積超過實收資本額百
分之二十五（25%）之部分為限；		 12.3於不違反開曼公司法之情形下，本公司之
下列行為應取得股東重度決議之許可：
(a) 將得分派之股利及/或紅利及/或其
他本章程第17 條所定款項撥充資
本；
(b) 將資本公積及法定盈餘公積（如本
章程14.4條之定義）之全部或一部，
按股東原有股份之比例發給新股或
現金。以法定盈餘公積發給新股或
現金者，以該項公積超過實收資本
額百分之二十五（25%）之部分為限；		 依據臺灣證券交易所於2019年12月25
日公布之修正後「外國發行人註冊地股
東權益保護事項檢查表」，修正本條。
(c) 合併（除符合開曼公司法所定義之
「併購及／或合併」僅須特別決議即
可）、股份轉換或分割；
(d) 締結、變更或終止營業出租契約、委
託經營契約或共同經營契約；
(e) 讓與其全部或主要部分之營業或財
產；或
(f) 取得或受讓他人的全部營業或財產
而對本公司營運有重大影響者。		 (c) 合併（除符合開曼公司法所定義之
「併購及／或合併」僅須特別決議
即可）或分割；
(d) 締結、變更或終止營業出租契約、委
託經營契約或共同經營契約；
(e) 讓與其全部或主要部分之營業或財
產；或
(f) 取得或受讓他人的全部營業或財產
而對本公司營運有重大影響者。
20.6股份登錄興櫃買賣或於中華民國的櫃買
中心或證交所掛牌期間，下列事項，應載
明於股東會召集通知並說明其主要內容，
且不得以臨時動議提出：
(a)
選舉或解任董事；
(b)
修改章程大綱或本章程；
(c)
減資；		 20.6股份登錄興櫃買賣或於中華民國的櫃買
中心或證交所掛牌期間，下列事項，應載
明於股東會召集通知並說明其主要內容，
且不得以臨時動議提出：
(a)
選舉或解任董事；
(b)
修改章程大綱或本章程；
(c)
減資；		 依據臺灣證券交易所於2019年12月25
日公布之修正後「外國發行人註冊地股
東權益保護事項檢查表」，修正本條。
(d)
申請停止本公司股份公開發行；
(e)
(i)解散、合併、股份轉換或分割，
(ii)締結、變更或終止營業出租契
約、委託經營契約或共同經營契約，
(iii)讓與本公司全部或主要部分營
業或財產，及(iv)取得或受讓他人全
部營業或財產而對本公司營運有重
大影響者；
(f)
許可董事為自己或他人為屬於本公
司營業範圍內之行為；
(g)
依本章程第17條規定，以發行新股
或以資本公積或其他金額撥充資本
之方式分派全部或部分盈餘；
(h)
將法定盈餘公積及發行股票溢價或
受領贈與之所得以發行新股或現金
方式分配予原股東；及
(i)
本公司私募發行具股權性質之有價
證券。		 (d)
申請停止本公司股份公開發行；
(e)
(i)解散、合併或分割，(ii)締結、變
更或終止營業出租契約、委託經營
契約或共同經營契約，(iii)讓與本公
司全部或主要部分營業或財產，及
(iv)取得或受讓他人全部營業或財
產而對本公司營運有重大影響者；
(f)
許可董事為自己或他人為屬於本公
司營業範圍內之行為；
(g)
依本章程第17條規定，以發行新股
或以資本公積或其他金額撥充資本
之方式分派全部或部分盈餘；
(h)
將法定盈餘公積及發行股票溢價或
受領贈與之所得以發行新股或現金
方式分配予原股東；及
(i)
本公司私募發行具股權性質之有價
證券。
上開事項之主要內容得公告於證券主管
機關或本公司指定之網站，並應將該網站
之網址載明於股東會召集通知。		 上開事項之主要內容得公告於證券主管
機關或本公司指定之網站，並應將該網
站之網址載明於股東會召集通知。
28.異議股東股份收買請求權
28.1於不違反開曼公司法規範下，股東會決議
下列任ㄧ事項時，於會議前或會議中，已
以書面或口頭表示異議（經紀錄）並放棄
表決權之股東，得請求本公司以當時公平
價格收買其所有之股份：
(a) 本公司擬締結、變更或終止任何營業
出租契約、委託經營契約或共同經營
契約；
(b) 本公司轉讓其全部或主要部分的營
業或財產，但本公司依解散所為之轉
讓，不在此限；
(c) 本公司取得或受讓他人全部營業或
財產，對本公司營運產生重大影響
者；
(d) 本公司擬進行合併、股份轉換或分
割；或		 28.異議股東股份收買請求權
28.1於不違反開曼公司法規範下，股東會決議
下列任ㄧ事項時，於會議前已以書面通知
本公司其反對該事項之意思表示，並於股
東會上提出反對意見的股東，得請求本公
司以當時公平價格收買其所有之股份：
(a) 本公司擬締結、變更或終止任何營
業出租契約、委託經營契約或共同
經營契約；
(b) 本公司轉讓其全部或主要部分的營
業或財產，但本公司依解散所為之
轉讓，不在此限；或
(c) 本公司取得或受讓他人全部營業或
財產，對本公司營運產生重大影響
者。
28.2於本公司營業被分割或進行合併之情況
下，於作成分割或合併決議之股東會前或
股東會中，以書面表示異議、或以口頭表
示異議經紀錄，且已放棄表決權之股東，		 依據臺灣證券交易所於2019年12月25
日公布之修正後「外國發行人註冊地股
東權益保護事項檢查表」，修正本條。

(e) 本公司概括承受他人全部財產和負 ， 。 債 或概括讓與其全部財產和負債 28.2 於不違反開曼公司法情形下，依本章程第 28.1 條請求之股東（下稱「 異議股東 」）， 應於股東會決議日起二十日內以書面提 ， 。 出 並列明請求收買價格 異議股東與本 ， 公司間就收買價格達成協議者 本公司應 。 自股東會決議日起九十日內支付價款 異 議股東與本公司間未就收買價格達成協 ， 議者 本公司應自股東會決議日起九十日 內，依本公司所認為之公平價格支付價款 予未達成協議之異議股東；本公司未於前 述九十日期間內支付本公司所認為之公 ， 平價格者 視為同意異議股東請求收買之 。 價格 28.3 於不違反開曼公司法情形下，異議股東與 本公司間就異議股東持有股份之收買價 格自股東會決議日起六十日內未達成協 ， 議者 本公司應於此期間經過後三十日 內，以全體未達成協議之異議股東為相對 人，聲請法院就異議股東持有之全數股份 

得要求本公司按當時公平價格收買其持
。
有之股份
為公平價格之裁定，並得以臺灣臺北地方
法院為第一審管轄法院。
縱有前述本章程第28條之規定，本條之
規定未限制或禁止股東依據開曼公司法
第238 條之規定，於其對合併表示異議
時，請求支付其股份公平價格之權利。
34.5 董事（包含獨立董事及非獨立董事）之提
名，於股份登錄興櫃買賣或於中華民國的
櫃買中心或證交所掛牌期間內，應依公開
發行公司規則採候選人提名制度。		 34.5 董事（包含獨立董事及非獨立董事）之提
名得依公開發行公司規則採候選人提名
制度；股份登錄興櫃買賣或於中華民國的
櫃買中心或證交所掛牌期間內，應依公開
發行公司規則採候選人提名制度。		 依據金融監督管理委員會108年4月25
日金管證交字第1080311451 號函之要
求，修正本條文。
47.2 縱本章程第47條有相反規定，董事對於
董事會議討論之事項或與本公司之契約、
擬簽定之契約或協議有直接或間接利害
關係者，應依適用法律於相關之董事會說
明其自身利害關係之性質及重要內容；本
公司擬進行本章程第28.1 條所定交易或
依適用法律進行其他併購，董事就該等交
易有自身利害關係時，應依適用法律於相
關之董事會及股東會說明其自身利害關		 47.2 縱本章程第47條有相反規定，董事對於
董事會議討論之事項或與本公司之契約、
擬簽定之契約或協議有直接或間接利害
關係者，應依適用法律於相關之董事會說
明其自身利害關係之性質及重要內容。董
事之配偶、二親等以內之血親（依中華民
國民法定義），或與董事具有控制從屬關
係之公司，就董事會討論之事項有利害關
係者，視為董事就該事項有自身利害關		 依據臺灣證券交易所於2019年12月25
日公布之修正後「外國發行人註冊地股
東權益保護事項檢查表」，修正本條。
係之重要內容及贊成或反對該等交易之
理由。董事之配偶、二親等以內之血親（依
中華民國民法定義），或與董事具有控制
從屬關係之公司，就董事會討論之事項有
利害關係者，視為董事就該事項有自身利
害關係。「控制」及「從屬」應依公開發
行公司規則認定之。		 係。「控制」及「從屬」應依公開發行公
司規則認定之。
63.4 於不違反開曼公司法情形下，董事會決
議本章程第28.1條所定事項或依適用法
律進行其他併購前，應由審計委員會就
併購計畫與交易之公平性、合理性進行
審議，並將審議結果提報董事會及股東
會；但依適用法律規定如無須股東會決
議者，得不提報股東會。審計委員會進
行審議時，應委請獨立專家就換股比例
或配發股東之現金或其他財產之合理性
提供意見。審計委員會之審議結果及獨
立專家之合理性意見，應於發送股東會
召集通知時，一併發送股東；但依適用
法律規定併購免經股東會決議者，應於
最近一次股東會就併購事項提出報告。
前述應發送股東之文件，經本公司於金		 （本條新增） 依據臺灣證券交易所於2019年12月25
日公布之修正後「外國發行人註冊地股
東權益保護事項檢查表」，新增本條。		 
管會指定之網站公告同一內容，且備置
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附件六

SIXTH AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF

Jinan Acetate Chemical Co., LTD.

(adopted by a Special Resolution passed on June 23, 2020)

Table A

The regulations in Table A in the First Schedule to the Law (as defined below) do not apply to the Company.

INTERPRETATION

1. Definitions

  • 1.1 In these Amended and Restated Articles, the following words and expressions shall, where not inconsistent with the context, have the following meanings, respectively:

Applicable Law

the Applicable Public Company Rules, the Law or such other rules or legislation applicable to the Company;

Applicable Public Company Rules

the ROC laws, rules and regulations (including, without limitation, the Company Law of the ROC, the Securities and Exchange Law of the ROC, the rules and regulations promulgated by the FSC, the rules and regulations promulgated by the TPEx and the rules and regulations promulgated by the TSE, as amended from time to time) affecting public reporting companies or companies listed on any ROC stock exchange or securities market that from time to time are required by the relevant regulator as applicable to the Company;

Appointed Representative

has the meaning given thereto in Article 35.5;

Articles

the Articles of Association as altered from time to time;

Audit Committee

the audit committee of the Board, which shall comprise solely of all the Independent Directors of

the Company;
Board the board of directors appointed or elected pursuant
to the Articles and acting at a meeting of directors at
which there is a quorum in accordance with the
Articles;
Capital Reserve for the purpose of the Articles only, comprises of
the premium paid on the issuance of any share and
income from endowments received by the
Company from the Members;
Chairman the Director elected amongst all the Directors as
the chairman of the Board;
Company Jinan Acetate Chemical Co., LTD.;
Compensation Committee a committee of the Board, which shall be
comprised of professional individuals and having
the functions, in each case, prescribed by the
Applicable Public Company Rules;
Cumulative Voting the voting mechanism for an election of Directors
as described in Article 35.2 hereof;
Directors the directors for the time being of the Company
and shall include any and all Independent
Director(s);
Dissenting Member has the meaning given thereto in Article 28.2;
Electronic Record has the same meaning as in the Electronic
Transactions Law;
Electronic Transactions Law the Electronic Transactions Law (2003 Revision)
of the Cayman Islands;
ESM the emerging stock market of the ROC;
Family Relationship within Second in respect of a person, means another person who
Degree of Kinship is related to the first person either by blood or by
marriage of a member of the family and within the
second degree shall include the parents, siblings,
grandparents, children and grandchildren of the
first person as well as the parents, siblings and
grandparents of the first person's spouse;

FSC

Independent Directors

  • Joint Operation Contract

  • Law

  • Lease Contract

  • Litigious and Non-Litigious Agent

  • Management Contract

  • the Financial Supervisory Commission of the ROC;

the Directors who are elected as "Independent Directors" in accordance with the Applicable Public Company Rules or the Articles;

a contract between the Company and one or more person(s) or entit(ies) where the parties thereto agree to pursue the same business venture and jointly bear losses and enjoy profits arising out of such business venture in accordance with the terms thereof;

  • The Companies Law (2020 Revision) of the Cayman Islands and every modification, reenactment or revision thereof for the time being in force;

a contract or arrangement between the Company and any other person(s) pursuant to which such person(s) lease or rent from the Company the necessary means and assets to operate the whole business of the Company in the name of such person, and as consideration, the Company receives a pre-determined compensation from such person;

  • a person appointed by the Company pursuant to the Applicable Law as the Company's process agent for purposes of service of documents in the relevant jurisdiction and the Company's responsible person in the ROC under the Securities and Exchange Law of the ROC;

a contract or arrangement between the Company and any other person(s) pursuant to which such person(s) manage and operate the business of the Company in the name of and for the benefit of the Company, and as consideration, such person(s) receive a pre-determined compensation from the

Company while the Company continues to be entitled to the profits (or losses) of such business;

Market Observation Post System

Member

  • Memorandum

Merger

the public company reporting system maintained by the TSE;

the person registered in the Register of Members as the holder of shares in the Company and, when two or more persons are so registered as joint holders of shares, means the person whose name stands first in the Register of Members as one of such joint holders or all of such persons, as the context so requires;

  • the memorandum of association of the Company;

  • means:

  • (a) a "merger" or "consolidation" as defined under the Law ; or

  • (b) other forms of mergers and acquisitions which fall within the definition of "merger and/or consolidation" under the Applicable Public Company Rules;

  • month

  • Notice

Officer

Ordinary Resolution

Preferred Shares

Private Placement

  • calendar month;

  • written notice as further provided in the Articles unless otherwise specifically stated;

  • any person appointed by the Board to hold an office in the Company;

  • a resolution passed at a general meeting (or, if so specified, a meeting of Members holding a class of shares) of the Company by not less than a simple majority vote of the Members present at the meeting, in person or by proxy. For these purposes, where votes represented but not cast at the meeting will be deemed to be votes cast against the resolution;

  • has the meaning given thereto in Article 6;

  • means, for so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan,

the private placement by the Company of shares or other securities of the Company as permitted by the Applicable Public Company Rules;

Register of Directors and Officers the register of directors and officers referred to in Article 42 hereof;

Register of Members the register of members of the Company maintained in accordance with the Law and (as long as the shares of the Company are traded on the ESM or listed on the TPEx or the TSE in Taiwan) the Applicable Public Company Rules;

  • Registered Office the registered office for the time being of the Company;

  • Replacement has the meaning given thereto in Article 35.6; Restricted Shares has the meaning given thereto in Article 2.5; ROC Taiwan, the Republic of China;

  • Seal the common seal or any official or duplicate seal of the Company;

  • Secretary the person appointed to perform any or all of the duties of secretary of the Company and includes any deputy or assistant secretary and any person appointed by the Board to perform any of the duties of the Secretary;

  • share(s) share(s) of par value New Taiwan Dollars 10.00 each in the Company;

  • Share Swap a 100% share swap as defined in the ROC Business Mergers and Acquisitions Act whereby a company (the "Acquiring Company") acquiring all the issued and outstanding shares of another company with the consideration being the shares of the Acquiring Company, cash or other assets;

Special Resolution

Subject to the Law, means a resolution passed at a general meeting of the Company by a majority of at least two-thirds of the votes cast by such Members who, being entitled to do so, vote in person or by their proxies, or, in the case of

Members that are corporations or other non-natural person, by their duly authorised representatives by computing the number of votes to which each Member is entitled;

Spin-off

Subsidiary

Supermajority Resolution

Treasury Shares

TDCC

TPEx

TSE

a spin-off as defined in the ROC Business Mergers and Acquisitions Act whereby a company transfers a part or all of its business that may be operated independently to an existing company or newly incorporated company (the "Acquirer") with the consideration being the shares of the Acquirer, cash or other assets;

with respect to any company, (1) the entity, more than one half of whose total number of the issued voting shares or the total amount of the share capital are directly or indirectly held by such company; or (2) the entity that such company has a direct or indirect control over its personnel, financial or business operation;

a resolution passed by a majority vote of the Members present at a general meeting attended by Members who represent two-thirds or more of the total issued shares or, if the total number of shares represented by the Members present at the general meeting is less than two-thirds of the total issued shares, but more than one half of the total issued shares, means instead, a resolution passed by twothirds or more of votes cast by the Members present at such general meeting. For these purposes, where votes represented but not cast at the meeting will be deemed to be votes cast against the resolution;

means shares of the Company held in treasury pursuant to the Law and the Articles;

the Taiwan Depository & Clearing Corporation;

the Taipei Exchange;

the Taiwan Stock Exchange Corporation; and

calendar year.

year

  • 1.2 In the Articles, where not inconsistent with the context:

  • (a) words denoting the plural number include the singular number and vice versa;

  • (b) words denoting the masculine gender include the feminine and neuter genders;

  • (c) words importing persons include companies, associations or bodies of persons whether corporate or not;

  • (d) the words:-

    • (i) "may" shall be construed as permissive; and

    • (ii) "shall" shall be construed as imperative;

  • (e) "written" and "in writing" include all modes of representing or reproducing words in visible form, including the form of an Electronic Record;

  • (f) a reference to statutory provision shall be deemed to include any amendment or re-enactment thereof;

  • (g) unless otherwise provided herein, words or expressions defined in the Law shall bear the same meaning in the Articles; and

  • (h) Section 8 of the Electronic Transactions Law shall not apply to the extent that it imposes obligations or requirements in addition to those set out in the Articles.

  • 1.3 Headings used in the Articles are for convenience only and are not to be used or relied upon in the construction hereof.

SHARES

2. Power to Issue Shares

  • 2.1 Subject to the Applicable Law, Articles and any resolution of the Members to the contrary, and without prejudice to any special rights previously conferred on the holders of any existing shares or class of shares, the Board shall have the power to issue any unissued shares of the Company on such terms and conditions as it may determine and any shares or class of shares (including the issue or grant of options, warrants and other rights, renounceable or otherwise

in respect of shares) may be issued with such preferred, deferred or other special rights or such restrictions, whether in regard to dividend, voting, return of capital, or otherwise as the Company may by resolution of the Members prescribe, provided that no share shall be issued at a discount except in accordance with the Law and the Applicable Public Company Rules.

  • 2.2 Unless otherwise provided in the Articles, the issue of new shares of the Company shall be approved by a majority of the Directors at a meeting attended by two-thirds or more of the total number of the Directors. The issue of new shares shall at all times be subject to the sufficiency of the authorized capital of the Company.

  • 2.3 After the application for trading of the shares on the ESM or listing in Taiwan has been approved by the TPEx or TSE, as applicable, where the Company increases its issued share capital by issuing new shares for cash consideration in the ROC, the Company shall allocate 10% of the total amount of the new shares to be issued, for offering in the ROC to the public (" Public Offering Portion ") unless it is not necessary or appropriate, as determined by the FSC or the TPEx for the Company to conduct the aforementioned public offering or otherwise provided by Applicable Law. However, if a percentage higher than the aforementioned 10% is resolved by the Members in a general meeting by Ordinary Resolution to be offered, the percentage determined by such resolution shall prevail and shares corresponding to such percentage shall be reserved as Public Offering Portion. The Company may also reserve 10% to 15% of such new shares for subscription by the employees of the Company and its Subsidiaries (the " Employee Subscription Portion "). The Company may prohibit such employees from transferring the shares so subscribed within a certain period; provided, however, that such a period cannot be more than two years.

  • 2.4 Unless otherwise resolved by the Members in general meeting by Ordinary Resolution, where the Company increases its issued share capital by issuing new shares for cash consideration pursuant to Article 2.3 hereof, after allocation of the Public Offering Portion, including, for the avoidance of doubt, any percentage in excess of 10% of the total amount of the new shares to be issued for offering in the ROC to the public as resolved by the Members in general meeting be offered pursuant to Article 2.3, and the Employee Subscription Portion pursuant to Article 2.3 hereof, the Company shall make a public announcement and notify each Member that he is entitled to exercise a pre-emptive right to purchase his pro rata portion of the remaining new

shares, to be issued in the capital increase for cash consideration. The Company shall state in such announcement and notices to the Members the procedures for exercising such pre-emptive rights. Where an exercise of the pre-emptive right may result in fractional entitlement of a Member, the entitlements (including fractional entitlements) of two or more Members may be combined to jointly subscribe for one or more whole new shares in the name of a single Member, subject to compliance with such directions and terms and conditions as determined by the Board and the Applicable Public Company Rules. If the total number of the new shares to be issued has not been fully subscribed for by the Members within the prescribed period, the Company may consolidate such shares into the public offering tranche or offer any un-subscribed new shares to a specific person or persons in such manner as is consistent with the Applicable Public Company Rules.

If any person who has subscribed the new shares (by exercising the aforesaid pre-emptive right of Members or subscribing the Public Offering Portion or the Employee Subscription Portion) fails to pay when due any amount of the subscription price in relation to such newly-issued shares within the payment period as determined by the Company, the Company shall fix a period of no less than one month and call for payment of the subscription price or the Company may declare a forfeiture of such subscription. No forfeiture of such subscription shall be declared as against any such person unless the amount due thereon shall remain unpaid for such period after such demand has been made. Notwithstanding the provisions of the preceding sentence, forfeiture of the subscription may be declared without the demand process if the payment period for subscription price set by the Company is one month or longer. Upon forfeiture of the subscription, the shares remaining unsubscribed to shall be offered for subscription in such manner as is consistent with the Applicable Public Company Rules.

2.5 Subject to the Applicable Law, the Company may issue new shares with restricted rights (" Restricted Shares ") to employees of the Company and its Subsidiaries with the sanction of a Supermajority Resolution provided that Article 2.3 hereof shall not apply in respect of the issue of such shares. For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the terms of issue of Restricted Shares, including but not limited to the number of Restricted Shares so issued, issue price of Restricted Shares and other related matters shall be in accordance with the Applicable Public Company Rules.

  • 2.6 The pre-emptive right of employees under Article 2.3 and the pre-emptive right of Members under Article 2.4 shall not apply in the event that new shares are issued due to the following reasons or for the following purposes:

  • (a) in connection with a Merger, Share Swap, Spin-off, or pursuant to any reorganization of the Company;

  • (b) in connection with meeting the Company's obligations under share subscription warrants and/or options, including those rendered in Articles 2.8 and 2.11 hereof;

  • (c) in connection with the issue of Restricted Shares in accordance with Article 2.5 hereof;

  • (d) in connection with meeting the Company's obligations under convertible bonds or corporate bonds vested with rights to acquire shares;

  • (e) in connection with meeting the Company's obligations under Preferred Shares vested with rights to acquire shares;

  • (f) in connection with the issue of shares in accordance with Article 14.6; or

  • (g) in connection with Private Placement of the securities issued by the Company.

  • 2.7 The Company shall not issue any unpaid shares or partly paid shares.

  • 2.8 Notwithstanding Article 2.5 hereof, the Company may, upon approval by a majority of the Directors at a meeting attended by two-thirds or more of the total number of the Directors, adopt one or more employee incentive programmes and may issue shares or options, warrants or other similar instruments, to employees of the Company and its Subsidiaries, and for the avoidance of doubt, resolution of the Members is not required.

  • 2.9 Options, warrants or other similar instruments issued in accordance with Article 2.8 above are not transferable save by inheritance.

  • 2.10 Directors of the Company and its Subsidiaries shall not be eligible for Restricted Shares pursuant to Article 2.5 hereof or the incentive programmes pursuant to Article 2.8 hereof, provided that directors who are also employees of the Company or its Subsidiaries may subscribe for Restricted Shares or

participate in an incentive programme in their capacity as an employee and not as a director of the Company or its Subsidiaries.

  • 2.11 The Company may enter into agreements with employees of the Company and/or the employees of its Subsidiaries in relation to the incentive programme approved pursuant to Article 2.8 above, whereby employees may subscribe for, within a specific period, a specific number of the shares. The terms and conditions of such agreements shall be no less restrictive on the relevant employee than the terms specified in the applicable incentive programme.

  • 2.12 Without prejudice to any provisions in this Article 2, where shares are issued by the Company for purposes of changing the currency denomination of share capital of the Company as approved by the members at a general meeting (the " Redenomination "), to the extent that the percentage of shareholding interest of the members of the Company will not be affected and the members are not required to pay any amounts for any new shares issued in connection with the Redenomination in excess of the proceeds of any share buy back of their existing shares which are subject to the Redenomination, no further approval or consent of the Member or Members shall be required.

3. Redemption and Purchase of Shares

  • 3.1 Subject to the Law, the Company is authorised to issue shares which are to be redeemed or are liable to be redeemed at the option of the Company or a Member.

  • 3.2 The Company is authorised to make payments in respect of the redemption of its shares out of capital or out of any other account or fund authorised for this purpose in accordance with the Law.

  • 3.3 The redemption price of a redeemable share, or the method of calculation thereof, shall be fixed by the Board at or before the time of issue.

  • 3.4 Every share certificate relating to redeemable share shall indicate that the share is redeemable.

  • 3.5 Subject to the Applicable Law and the Articles, the Company may, upon approval by a majority of the Directors at a meeting attended by two-thirds or more of the total number of the Directors, purchase its own shares (including any redeemable shares) on such terms and in such manner as the Directors

may determine and hold them as Treasury Shares in accordance with the Applicable Law PROVIDED THAT if any purchase of the Company’s own shares involves any immediate cancellation of shares of the Company, such repurchase of shares is subject to approval by the Members by way of an Ordinary Resolution and the number of shares of the Company to be cancelled shall be allocated among all the Members as of the date of such cancellation on a pro rata basis (as rounded up or down to the nearest whole number as determined by the Directors) based on the then prevailing percentage of shareholding of the Members, unless otherwise provided for in the Law or the Applicable Public Company Rules.

Upon approval by Members by way of an Ordinary Resolution to repurchase and cancel shares of the Company, the repurchase price may be paid in any manner authorized by the Law, including in cash or in kind, provided that where any repurchase price is to be paid in kind, the monetary equivalent value of such payment in kind shall be (a) assessed by an ROC certified public accountant before being submitted by the Board to the Members for approval as part of the Ordinary Resolution authorising the repurchase and cancellation of shares of the Company; and (b) agreed to individually by each Member who will be receiving the repurchase price in kind. Without prejudice to this Article 3.5., in the case of a repurchase of shares by the Company for purposes of changing the currency denomination of share capital of the Company, consent of the holders of the shares subject to such repurchase shall not be required.

  • 3.6 In the event that the Company proposes to purchase any share traded on the ESM or listed on the TPEx or the TSE in Taiwan pursuant to the preceding Article, the resolution of the Board approving such proposal and the implementation thereof should be reported to the Members in the next general meeting in accordance with the Applicable Public Company Rules. Such reporting obligation shall also apply even if the Company does not implement the proposal to purchase its shares traded on the ESM or listed on the TPEx or the TSE in Taiwan for any reason.

  • 3.7 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Company is authorised to purchase any share traded on the ESM or listed on the TPEx or the TSE in Taiwan in accordance with the following manner of purchase:

  • (a) the total price of the shares purchased by the Company shall not exceed the sum of retained earnings minus earnings distribution resolved by the Board or the general meeting, plus the following realized capital reserve:

    • (i) the premium received from the disposal of assets that has not been booked as retained earnings;

    • (ii) the premium paid on the issuance of any share and income from endowments received by the Company provided however that income from the shares shall not be included before such shares have been transferred to others;

  • (b) the maximum number of shares purchased by the Company shall not exceed ten percent of the total number of issued and outstanding shares of the Company; and

  • (c) the purchase shall be at such time, at such price and on such other terms as determined and agreed by the Board in its sole discretion provided however that:

    • (i) such purchase transactions shall be in accordance with the laws and regulations of the ROC relating to securities transactions and Applicable Public Company Rules; and

    • (ii) such purchase transactions shall be in accordance with the Law.

  • 3.8 Subject to Article 3.5 and the Applicable Public Company Rules, the redemption or repurchase price may be paid in any manner permissible under the Law as determined by the Board.

  • 3.9 A delay in payment of the redemption price shall not affect the redemption but, in the case of a delay of more than thirty days, interest shall be paid for the period from the due date until actual payment at a rate which the Directors, after due enquiry, estimate to be representative of the rates being offered by banks holding “A” licenses (as defined in the Banks and Trust Companies Law (Revised) of the Cayman Islands) in the Cayman Islands for thirty day deposits in the same currency.

  • 3.10 The Directors may exercise as they think fit the powers conferred on the Company by Section 37(5) of the Law (payment out of capital) but only if and to the extent that the redemption could not otherwise be made (or not without making a fresh issue of shares for this purpose).

  • 3.11 Subject as aforesaid, the Directors may determine, as they think fit all questions that may arise concerning the manner in which the redemption of the shares shall or may be effected.

  • 3.12 No share may be redeemed unless it is fully paid.

  • 3.13 The Board may designate as Treasury Shares any of its shares that it purchases or redeems, or any shares surrendered to it, in accordance with the Applicable Law.

  • 3.14 No dividend may be declared or paid, and no other distribution (whether in cash or otherwise) of the Company's assets (including any distribution of assets to Members on a winding up of the Company) may be made to the Company in respect of a Treasury Share.

  • 3.15 The Company shall be entered in the Register of Members as the holder of the Treasury Shares provided that:

  • (a) the Company shall not be treated as a Member for any purpose and shall not exercise any right in respect of the Treasury Shares, and any purported exercise of such a right shall be void;

  • (b) a Treasury Share shall not be voted, directly or indirectly, at any meeting of the Company and shall not be counted in determining the total number of issued shares at any given time, whether for the purposes of the Articles or the Law.

  • 3.16 After the Company purchases the shares traded on the ESM or listed on the TPEx or the TSE in Taiwan, any proposal to transfer the Treasury Shares to the employees of the Company and its Subsidiaries at a price below the average actual repurchase price must be approved by Special Resolution in the next general meeting and the items required by the Applicable Public Company Rules shall be specified in the notice of the general meeting and may not be proposed as an extemporary motion. The aggregate number of Treasury Shares resolved at all general meetings and transferred to the employees of the Company and its Subsidiaries shall not exceed 5% of the total issued shares, and each employee may not subscribe for more than 0.5% of the total issued shares in aggregate. The Company may prohibit such employees from transferring such Treasury Shares within a certain period; provided, however, that such a period cannot be more than two years.

  • 3.17 Subject to Article 3.16 and the Applicable Public Company Rules, Treasury Shares may be disposed of by the Company on such terms and conditions in accordance with the Applicable Law as determined by the Directors.

4. Rights Attaching to Shares

Subject to Article 2.1, the Memorandum and the Articles, other contractual obligations or restrictions that the Company is bound by and any resolution of the Members to the contrary and without prejudice to any special rights conferred thereby on the holders of any other shares or class of shares, the share capital of the Company shall be divided into shares of a single class the holders of which shall, subject to the provisions of the Articles:

  • (a) be entitled to one vote per share;

  • (b) be entitled to such dividends as recommended by the Board and approved by the Members at general meeting;

  • (c) in the event of a winding-up or dissolution of the Company, whether voluntary or involuntary or for the purpose of a reorganization or otherwise or upon any distribution of capital, be entitled to the surplus assets of the Company; and

  • (d) generally be entitled to enjoy all of the rights attaching to shares.

5. Share Certificates

  • 5.1 The Company may issue shares in uncertificated/scripless form or issue share certificates. Where share certificates are issued, every Member shall be entitled to a certificate issued under the Seal (or a facsimile thereof), which shall be affixed or imprinted with the authority of the Board, specifying the number and, where appropriate, the class of shares held by such Member. The Board may by resolution determine, either generally or in a particular case, that any or all signatures on certificates may be printed thereon or affixed by mechanical means. For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, shares of the Company shall be issued in uncertificated/scripless form unless the issuance of share certificates is required by the provisions of the Applicable Public Company Rules.

  • 5.2 If any share certificate shall be proved to the satisfaction of the Board to have been worn out, lost, mislaid, or destroyed the Board may cause a new certificate to be issued and request an indemnity for the lost certificate if it sees fit.

  • 5.3 Share may not be issued in bearer form.

  • 5.4 When the Company shall issue share certificates pursuant to Article 5.1 hereof, the Company shall deliver the share certificates to the subscribers within thirty (30) days from the date such share certificates may be issued pursuant to the Law, the Memorandum, the Articles, and the Applicable Public Company Rules, and shall make a public announcement prior to the delivery of such share certificates pursuant to the Applicable Public Company Rules.

  • 5.5 Where the Company shall issue the shares in uncertificated/scripless form, the Company shall comply with the Law and the Applicable Public Company Rules to handle relevant matters, and shall deliver the shares to the subscribers by book-entry transfer within thirty (30) days after the Company is permitted by applicable listing laws and regulations to issue such shares and make a public announcement prior to the delivery.

  • 6 . Preferred Shares

  • 6.1 The Company may by Special Resolution designate one or more classes of shares with preferred or other special rights as the Company, by Special Resolution, may determine (shares with such preferred or other special rights, the " Preferred Shares "), and cause to be set forth in the Articles.

  • 6.2 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the rights and obligations of Preferred Shares may include (but not limited to) the following terms and shall be consistent with the Applicable Public Company Rules:

    • (a) the order of priority and fixed amount or fixed ratio of allocation of dividends and bonus on Preferred Shares;

    • (b) the order of priority and fixed amount or fixed ratio of allocation of surplus assets of the Company;

    • (c) the order of priority for or restriction on the voting right(s) (including declaring no voting rights whatsoever) of the Members holding the Preferred Shares;

    • (d) the method by which the Company is authorized or compelled to redeem the Preferred Shares, or a statement that redemption rights shall not apply; and

    • (e) other matters concerning rights and obligations incidental to Preferred

Shares.

REGISTRATION OF SHARES

7. Register of Members

  • (a) For so long as shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Board shall cause to be kept a Register of Members which may be kept outside the Cayman Islands at such place as the Board shall appoint and which shall be maintained in accordance with the Law and the Applicable Public Company Rules.

  • (b) In the event that the Company has shares that are not traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Company shall also cause to be kept a register of such shares in accordance with Section 40 of the Law.

8. Registered Holder Absolute Owner

Except as required by law:

  • (a) no person shall be recognised by the Company as holding any share on any trust; and

  • (b) no person other than the Member shall be recognised by the Company as having any right in a share.

9. Transfer of Registered Shares

  • 9.1 Title to shares traded on the ESM or listed on the TPEx or the TSE in Taiwan may be evidenced and transferred in a manner consistent with the Applicable Public Company Rules (including through the book-entry system of the TDCC).

  • 9.2 All transfers of shares which are in certificated form may be effected by an instrument of transfer in writing in any usual form or in any other form which the Board may approve and shall be executed by or on behalf of the transferor and, if the Board so requires, by or on behalf of the transferee. Without prejudice to the foregoing, the Board may also resolve, either generally or in any particular case, upon request by either the transferor or transferee, to accept mechanically executed transfers. Notwithstanding the foregoing, an instrument of transfer shall not be required for a repurchase of shares by the Company for purposes of changing the currency of share capital of the Company.

  • 9.3 The Board may refuse to recognise any instrument of transfer in respect of shares in certificated form unless it is accompanied by the certificate in respect of the shares to which it relates and by such other evidence as the Board may reasonably require to show the right of the transferor to make the transfer.

  • 9.4 The joint holders of any share may transfer such share to one or more of such joint holders, and the surviving holder or holders of any share previously held by them jointly with a deceased Member may transfer any such share to the executors or administrators of such deceased Member.

  • 9.5 The Board may in its absolute discretion and without assigning any reason therefor refuse to register the transfer of a share in certificated form in the event such registration of transfer would (i) conflict with the Applicable Law; or (ii) conflict with the Memorandum and/or the Articles. If the Board refuses to register a transfer of any share, the Secretary shall, within three months after the date on which the transfer was lodged with the Company, send to the transferor and transferee notice of the refusal.

10. Transmission of Registered Shares

  • 10.1 In the case of the death of a Member, the survivor or survivors where the deceased Member was a joint holder, and the legal personal representatives of the deceased Member where the deceased Member was a sole holder, shall be the only persons recognised by the Company as having any title to the deceased Member's interest in the shares. Nothing herein contained shall release the estate of a deceased joint holder from any liability in respect of any share which had been jointly held by such deceased Member with other persons. Subject to the provisions of Section 39 of the Law, for the purpose of this Article, legal personal representative means the executor or administrator of a deceased Member or such other person as the Board may, in its absolute discretion, decide as being properly authorised to deal with the shares of a deceased Member.

  • 10.2 Any person becoming entitled to a share in consequence of the death or bankruptcy of any Member may be registered as a Member upon such evidence as the Board may deem sufficient or may elect to nominate some person to be registered as a transferee of such share.

  • 10.3 On the presentation of the evidence as the Board may require to prove the title of the transferor, the transferee shall be registered as a Member. Notwithstanding the foregoing, the Board shall, in any case, have the same

right to decline or suspend registration or refuse registration as stipulated in Article 9.3 hereof as it would have had in the case of a transfer of the share by that Member before such Member's death or bankruptcy, as the case may be.

  • 10.4 Where two or more persons are registered as joint holders of a share or shares, then in the event of the death of any joint holder or holders the remaining joint holder or holders shall be absolutely entitled to the said share or shares and the Company shall recognise no claim in respect of the estate of any joint holder except in the case of the last survivor of such joint holders.

ORDINARY RESOLUTION, SPECIAL RESOLUTION AND SUPERMAJORITY RESOLUTION

11. Alteration of Capital

  • 11.1 The Company may from time to time by Ordinary Resolution alter the conditions of its Memorandum to:

  • (a) increase its share capital by new shares of such sum, to be divided into shares of such classes and amount, as the resolution shall prescribe;

  • (b) consolidate and divide all or any of its share capital into shares of a larger amount than its existing shares;

  • (c) convert all or any of its paid up shares into stock and reconvert that stock into paid up shares of any denomination;

  • (d) sub-divide its existing shares, or any of them into shares of a smaller amount provided that in the subdivision the proportion between the amount paid and the amount, if any, unpaid on each reduced share shall be the same as it was in case of the share from which the reduced share is derived and may by such resolution determine that, as between the holders of the shares resulting from such sub-division, one or more of the shares may have any such preferred, deferred or other rights or be subject to any such restrictions as compared with the other or others as the Company has power to attach to unissued or new shares; or

  • (e) cancel any shares which, at the date of the passing of the resolution, have not been taken or agreed to be taken by any person and diminish the amount of its share capital by the amount of the shares so cancelled.

  • 11.2 The Board may settle as it considers expedient any difficulty which arises in relation to any consolidation and division under the last preceding Article

and in particular but without prejudice to the generality of the foregoing may issue certificates in respect of fractions of shares or arrange for the sale of the shares representing fractions and the distribution of the new proceeds of sale (after deduction of the expenses of such sale) in due proportion amongst the Members who would have been entitled to the fractions, and for this purpose the Board may authorise some person to transfer the shares representing fractions to their purchaser or resolve that such net proceeds be paid to the Company for the Company's benefit. Such purchaser will not be bound to see to the application of the purchase money nor will his title to the shares be affected by any irregularity or invalidity in the proceedings relating to the sale.

12. Special Resolution and Supermajority Resolution

  • 12.1 Subject to the Law and the Articles, the Company may from time to time by Special Resolution:

  • (a) change its name;

  • (b) alter or add to the Articles;

  • (c) alter or add to the Memorandum with respect to any objects, powers or other matters specified therein;

  • (d) reduce its share capital and any capital redemption reserve fund; or

  • (e) effect a Merger under the Law.

  • 12.2 Subject to the Law, the Company may, by Special Resolution, issue securities by way of Private Placement within the territory of the ROC in accordance with Applicable Public Company Rules; provided that, for issuance of corporate bonds which do not involve the grant of a warrant, option, or right of conversion or otherwise grant the holders of the bonds the right to acquire equity or similar rights by way of Private Placement within the territory of the ROC, the Company may do so by resolution of the Board in different tranches within one year from the date of the resolution of the Board in accordance with Applicable Public Company Rules.

  • 12.3 Subject to the Law, the following actions by the Company shall require the approval of the Members by a Supermajority Resolution:

  • (g) effecting any capitalization of distributable dividends and/or bonuses

and/or any other amount prescribed under Article 17 hereof;

  • (h) distributing its Capital Reserve or Statutory Reserve, in whole or in part, to its existing Members in proportion to the number of shares being held by each of them in cash, provided that in the case of distribution of the Statutory Reserve (as defined in Article 14.4), only the portion of Statutory Reserve which exceeds twenty five percent (25%) of the issued share capital may be distributed;

  • (i) effecting any Merger (except for any Merger which falls within the definition of "merger" and/or "consolidation" under the Law, which requires the approval of the Company by Special Resolution only), Share Swap or Spin-off of the Company;

  • (j) entering into, amend, or terminate any Lease Contract, Management Contract or Joint Operation Contract;

  • (k) the transferring of the whole or any essential part of the business or assets of the Company; or

  • (l) acquiring or assuming the whole business or assets of another person, which has a material effect on the Company's operation.

  • 12.4 Subject to the Law, the Company may be wound up voluntarily:

  • (a) if the Company resolves by Ordinary Resolution that it be wound up voluntarily because the Company is unable to pay its debts as they fall due; or

  • (b) if the Company resolves by Special Resolution that it be wound up voluntarily for reasons other than set out in Article 12.4(a) above.

13. Variation of Rights Attaching to Shares

If, at any time, the share capital is divided into different classes of shares, the rights attached to any class (unless otherwise provided by the terms of issue of the shares of that class) may, whether or not the Company is being wound-up, be varied with the sanction of a Special Resolution passed at a general meeting of the holders of the shares of the class. Notwithstanding the foregoing, if any modification or alteration in the Articles is prejudicial to the preferential rights of any class of shares, such modification or alteration shall be adopted by a Special Resolution and shall also be adopted by a Special Resolution passed at a separate meeting of Members of that class of shares. The rights conferred upon the holders of the shares of any class issued with preferred or other rights shall not, unless otherwise expressly provided by the terms of issue of the shares of that class, be deemed to be varied by the creation or issue of further shares ranking pari passu therewith. To

any such meeting all the provisions of the Articles relating to general meetings shall apply mutatis mutandis .

DIVIDENDS AND CAPITALISATION

14. Dividends

  • 14.1 The Board may, subject to approval by the Members by way of Ordinary Resolution or, in the case of Article 12.3(a), Supermajority Resolution and subject to the Articles and any direction of the Company in general meeting, declare a dividend to be paid to the Members in proportion to the number of shares held by them, and such dividend may be paid in cash or shares.

  • 14.2 Subject to the Applicable Law, no dividends or other distribution shall be paid except out of profits of the Company, realised or unrealised, out of share premium account or any reserve, fund or account as otherwise permitted by the Law. Except as otherwise provided by the rights attached to any shares, all dividends and other distributions shall be paid according to the number of the shares that a Member holds. If any share is issued on terms providing that it shall rank for dividend as from a particular date, that share shall rank for dividends accordingly.

  • 14.3 The Company, in addition to the dividends to be distributed at the end of each financial year, may distribute interim dividends to the Members on semi-year basis. If the Board decides not to distribute interim dividends, the Board shall adopt a resolution to confirm such non-distribution after the relevant first half of the financial year. The distribution of the dividends at the end of each financial year shall comply with the requirements and procedures set forth in Clauses 14.4 to 14.6 and 14.10 to 14.12 and the distribution of the dividends for the first half of the financial year shall comply the requirements and procedures set forth in Clauses 14.6 to 14.12.

  • 14.4 Subject to the Law and this Article and except as otherwise provided by the rights attached to any shares, the Company may distribute profits in accordance with a proposal for profits distribution approved by the Board and sanctioned by the Members by an Ordinary Resolution, in annual general meetings.

  • 14.5 Upon the final settlement of the Company in the current year, if there is "surplus profit" (as defined below), the Company shall set aside no less than one per cent (1%) as compensation to employees (" Employees' Compensations ") and

Employees' Compensations may be distributed to employees of the Company and its Subsidiaries, who meet certain qualifications. The Company shall, from the surplus profit, set aside no more than three per cent (3%) thereof as remuneration for the Directors (" Directors' Remuneration "). The distribution proposals in respect of Employees' Compensation and Directors' Remuneration shall be approved by a majority of the Directors at a meeting attended by two-thirds or more of the total number of the Directors and submitted to the shareholders' meeting for report. However, if the Company has accumulated losses, the Company shall reserve an amount thereof for making up the losses before proceeding with the above-mentioned distributions and allocation. The "surplus profit" referred to above means the net profit before tax of the Company and for the avoidance of doubt, such amount is before any payment of compensation to employees and remuneration for the Directors.

  • 14.6 The Company is in the growth stage. The Board shall prepare the dividend proposal by taking into account the profit of the year, overall development, financial plans, capital requirements, the industry and the Company's prospects and perspectives and so on and submit the proposal for the Members' approval. For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, if there are profits, in making the profits distribution recommendation, the Board shall set aside out of the profits of the Company for each financial year: (i) a reserve for payment of tax for the relevant financial year; (ii) an amount to offset losses incurred in previous years; (iii) ten per cent (10%) as reserve (" Statutory Reserve "); and (iv) a special surplus reserve as required by the applicable securities authority of the ROC under the Applicable Public Company Rules.

The remaining balance, if any, together with a part or whole of accumulated undistributed profits in the previous years, subject to the Law and the Applicable Public Company Rules and after having considered the financial, business and operational factors of the Company, may be distributed as dividends to Members in proportion to their shareholdings in the amount of no less than ten per cent (10%) of profit after tax of the relevant year. In the event that dividends are distributed to Members in a combination of share dividend and cash dividend, cash dividend shall be no less than ten per cent (10%) of the total dividends.

  • 14.7 The Company may distribute interim dividend in accordance with a proposal for profits distribution approved by the Board, provided that if the interim dividend will be distributed by way of applying such sum in paying up in full unissued shares, in addition to the approval of the Board, such

distribution shall also be sanctioned by the Members by a Supermajority Resolution in a general meeting.

  • 14.8 For the distribution of interim dividends, the proposal of surplus earning distribution or loss off-setting for the first half of the financial year, together with the business report and financial statements (which shall be audited or reviewed by a certified public accountant in accordance with the Applicable Public Company Rules), shall be submitted to the Audit Committee for approval, and then, be submitted to the Board for approval.

  • 14.9 When the Company makes the interim distribution, the Company shall (a) estimate and reserve all payable taxes, (b) offset losses incurred in previous years, and (c) reserve the Statutory Reserve (unless the Statutory Reserve has reached the total paid-up capital of the Company).

  • 14.10 The Board shall fix any date as the record date for determining the Members entitled to receive any dividend or other distribution.

  • 14.11 For the purpose of determining Members entitled to receive payment of any dividend or other distributions, the Directors may provide that the Register of Members be closed for transfers for five (5) days before the relevant record date or such other period consistent with the Applicable Public Company Rules subject to compliance with the Law .

  • 14.12 No unpaid dividend shall bear interest as against the Company.

15. Reserve and Power to Set Aside Profits

  • 15.1 The Board may, before declaring a dividend, set aside out of the surplus or profits of the Company, such sum as it thinks proper as a reserve to be used to meet contingencies or for meeting the deficiencies for implementing dividend distribution plans or for any other purpose to which those funds may be properly applied. Pending application, such sums may be in the absolute discretion of the Board either be employed in the business of the Company or invested in such investment as the Board may from time to time think fit, and need not be kept separate from other assets of the Company. The Board may also, without placing the same to reserve, carry forward any profit which it decides not to distribute.

  • 15.2 Subject to any direction from the Company in general meeting, the Board may on behalf of the Company exercise all the powers and options conferred

on the Company by the Law in regard to the reserve. Subject to compliance with the Applicable Law and these Articles, the Board may on behalf of the Company set off accumulated losses against credits standing in the reserve and make distributions out of the reserve.

16. Method of Payment

  • 16.1 Any dividend, interest, or other monies payable in cash in respect of the shares may be paid by wire transfer to the Member's designated account or by cheque or draft sent through the post directed to the Member at such Member's address in the Register of Members, or to such person and to such address as the holder may in writing direct.

  • 16.2 In the case of joint holders of shares, any dividend, interest or other monies payable in cash in respect of shares may be paid by cheque or draft sent through the post directed to the address of the holder first named in the Register of Members, or to such person and to such address as the holder may in writing direct. If two or more persons are registered as joint holders of any shares any one can give an effectual receipt for any dividend paid in respect of such shares.

  • 16.3 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the payment of any dividend shall comply with the Applicable Public Company Rules and the Law.

17. Capitalisation

Subject to the Applicable Law and Article 12.3(a), the Board may, with the authority of a Supermajority Resolution, capitalise any sum for the time being standing to the credit of the Capital Reserve, or any sum standing to the credit of the Statutory Reserve which exceeds twenty five per cent (25%) of the issued share capital or any sum standing to the credit of other reserves which are available and permitted for distribution under Applicable Public Company Rules by applying such sum in paying up unissued shares to be allotted as fully paid shares to the Members in proportion to their respective shareholdings in the Company.

MEETINGS OF MEMBERS

18. Annual General Meetings

  • 18.1 The Company shall hold a general meeting as its annual general meeting within six months following the end of each fiscal year, which shall be called

by the Board.

  • 18.2 Subject to Article 18.1, the annual general meeting of the Company may be held at such time and place as the Board shall determine. 18.3 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, unless otherwise provided by the Law, the general meetings shall be held in the ROC. If the Board resolves to hold a general meeting outside the ROC, the Company shall apply for the approval of the TSE/TPEx within two days after the Board adopts such resolution. Where a general meeting is to be held outside the ROC, the Company shall engage a professional stock affairs agent in the ROC to handle the administration of such general meeting (including but not limited to the handling of the voting of proxies submitted by Members).

19. Extraordinary General Meetings

  • 19.1 General meetings other than annual general meetings shall be called extraordinary general meetings.

  • 19.2 The Board may convene an extraordinary general meeting of the Company whenever in their judgment such a meeting is necessary or is desirable.

  • 19.3 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Board shall on a Member's requisition as defined in Article 19.4 forthwith proceed to convene an extraordinary general meeting of the Company.

  • 19.4 A Member's requisition set forth in Article 19.3 is a requisition of one or more Members of the Company holding in the aggregate at the date of deposit of the requisition not less than three per cent (3%) of the total number of issued shares of the Company which as at that date have been held by such Member(s) for at least one year.

  • 19.5 The Member's requisition must state in writing the matters to be discussed at the extraordinary general meeting and the reason therefor.

  • 19.6 If the Board does not within fifteen (15) days from the date of the deposit of the Member's requisition dispatch the notice of an extraordinary general meeting, the requisitionists may themselves convene an extraordinary general meeting in the same manner, as nearly as possible, as that in which general meetings may be convened by the Board. If it is proposed that the

extraordinary general meeting be held outside the ROC, an application shall be submitted by such requisitionists to the TSE/TPEx for its prior approval.

  • 19.7 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, any one or more Member(s) may summon an extraordinary general meeting, provided that such Member or Members shall hold more than fifty per cent. of the total issued shares of the Company for a continuous period of no less than three months. The number of the shares held by a Member and the period of which a Member holds such shares, shall be calculated and determined based on the Register of Members as of the first day of the period that the Register of Members shall be closed for transfers.

  • 19.8 If the Board does not or is unable to convene a general meeting (including the annual general meeting) or it is for the Company's benefit, the Independent Director may convene a general meeting when he/she in his/her absolute discretion deems necessary.

20. Notice

  • 20.1 Before the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, at least five days' notice of a general meeting shall be given to each Member entitled to attend and vote thereat, stating the date, place and time at which the meeting is to be held and the general nature of business to be conducted at the meeting.

  • 20.2 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, at least thirty (30) days' notice of an annual general meeting, and at least fifteen days' notice of an extraordinary general meeting shall be given to each Member entitled to attend and vote thereat, stating the date, place and time at which the meeting is to be held and the general nature of the business to be considered at the meeting. The notice may, as an alternative, be given by means of electronic transmission, after obtaining a prior written consent from the recipient(s) thereof.

  • 20.3 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Board shall fix a record date for determining the Members entitled to receive notice of and to vote at any general meeting of the Company in accordance with Applicable Public Company Rules and close its Register of Members accordingly in accordance with Applicable Public Company Rules.

  • 20.4 Subject to Article 23.4, the accidental omission to give notice of a general

meeting to, or the non-receipt of a notice of a general meeting by, any person entitled to receive notice shall not invalidate the proceedings at that meeting.

  • 20.5 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Company shall announce to the public the notice of a general meeting, the proxy instrument, agendas and materials relating to the matters to be reported and discussed in the general meetings, including but not limited to, election or discharge of Directors, in accordance with Article 20.2 hereof, and shall transmit the same via the Market Observation Post System in accordance with Applicable Public Company Rules. If the voting power of a Member at a general meeting shall be exercised by way of a written ballot, the Company shall also send the written document for the Member to exercise his voting power together with the above mentioned materials in accordance with Article 20.2. The Directors shall prepare a meeting handbook of the relevant general meeting and supplemental materials, which will be made available to all Members and shall be transmitted to the Market Observation Post System in accordance with the Applicable Public Company Rules.

  • 20.6 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the following matters shall be stated in the notice of a general meeting, with a summary of the major content to be discussed, and shall not be proposed as an extemporary motion:

  • (a) election or discharge of Directors,

  • (b) alteration of the Memorandum or Articles,

  • (c) capital deduction,

  • (d) application to terminate the public offering of the shares,

  • (e) (i) dissolution, Merger, Share Swap or Spin-off, (ii) entering into, amending, or terminating any Lease Contract, Management Contract or Joint Operation Contract, (iii) transfer of the whole or any essential part of the business or assets of the Company, and (iv) acquisition or assumption of the whole of the business or assets of another person, which has a material effect on the operations of the Company,

  • (f) ratification of an action by Director(s) who engage(s) in business for himself or on behalf of another person that is within the scope of the Company's business,

  • (g) distribution of the whole or part of the surplus profit of the Company in the form of new shares, capitalization of Capital Reserve and any other amount in accordance with Article 17,

  • (h) making distributions of new shares or cash out of the Statutory Reserve , the premium received on the issuance of any shares and income from endowments received by the Company to its Members, and

  • (i) Private Placement of any equity-related securities to be issued by the Company.

The major content of the above matters can be announced at the website designated by the ROC securities authority or by the Company, and the Company shall specify the link to the website in the notice of the relevant general meeting.

  • 20.7 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Board shall keep the Memorandum and Articles, minutes of general meetings, financial statements, the Register of Members, and the counterfoil of any corporate bonds issued by the Company at the Registered Office (if applicable) and the Company's stock affairs agent located in the ROC. Members may request, from time to time, by submitting document(s) evidencing his interests involved and indicating the designated scope of the inspection, access to inspect, review or make copies of the foregoing documents. If the relevant documents are kept by the Company's stock affairs agent, upon the request of any Member, the Company shall order the Company's stock affairs agent to provide such Member with the requested documents.

  • 20.8 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Company shall make available all the statements and records prepared by the Board and the report prepared by the Audit Committee which will be submitted to the Members at the annual general meeting at the Registered Office (if applicable) and its stock affairs agent located in the ROC ten (10) days prior to such annual general meeting in accordance with Applicable Public Company Rules. Members may inspect and review the foregoing documents from time to time and may be accompanied by their lawyers or certified public accountants for the purpose of such inspection and review.

  • 20.9 If the general meeting is convened by the Board and other person entitled to convene a general meeting in accordance with these Articles or any applicable law, the Board and such person may request the Company or the Company's stock affairs agent to provide the Register of Members. Upon the request, the Company shall (and shall order the Company's stock affairs agent to) provide the Register of Members.

21. Giving Notice

  • 21.1 Any Notice or document, whether or not to be given or issued under the Articles from the Company to a Member, shall be in writing either by delivering it to such Member in person or by sending it by letter mail or courier service to such Member at his registered address as appearing in the Register of Members or at any other address supplied by him to the Company for the purpose or, as the case may be, by transmitting it to any such address. For the purposes of this Article, a notice may be sent via electronic means if so agreed to by the shareholder in writing.

  • 21.2 Any Notice or other document shall be deemed to be effective when it is sent in accordance with Articles 20 and 21 of these Articles. Any Notice or document may be given to a Member either in the Chinese language or the English language, subject to due compliance with all Applicable Law, rules and regulations.

This Article shall apply mutatis mutandis to the service of any document by a Member on the Company under the Articles.

22. Postponement of General Meeting

The Board may postpone any general meeting called in accordance with the provisions of the Articles provided that notice of postponement is given to each Member before the time for such meeting. A notice stating the date, time and place for the postponed meeting shall be given to each Member in accordance with the provisions of the Articles provided that in the event that the Members resolve to postpone the general meeting to a specified date which is not more than five days, Articles 20.1, 20.2, 20.3, 20.4, 20.5, 20.6 and 21 do not apply and notice of the adjournment shall not be required.

23 Quorum and Proceedings at General Meetings

  • 23.1 No resolutions shall be adopted unless a quorum is present. Unless otherwise provided for in the Articles, Members present in person or by proxy or in the case of a corporate Member, by corporate representative, representing more than one-half of the total issued shares of the Company entitled to vote, shall constitute a quorum for any general meeting.

  • 23.2 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Board shall submit business reports, financial statements and proposals for distribution of profits or allocation of losses prepared by it for the purposes of annual general meetings of the Company for ratification by the Members in a manner consistent with the Applicable Public Company Rules. After ratification by the Members at the general meeting, the Board

shall distribute copies of or announce to the public the ratified financial statements and the Company's resolutions on distribution of profits or allocation of losses, to each Member or otherwise make the same available to the Members in accordance with the Applicable Public Company Rules.

  • 23.3 Unless otherwise provided in the Articles, a resolution put to the vote of the meeting shall be decided on a poll.

  • 23.4 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, if and to the extent permitted under the Law, nothing in the Articles shall prevent any Member from initiating proceedings in a court of competent jurisdiction for an appropriate remedy in connection with the convening of any general meeting or the passage of any resolution in violation of applicable laws or regulations or the Articles within 30 days after passing of such resolution. The Taiwan Taipei District Court, ROC, may be the court for adjudicating any disputes arising out of the foregoing.

  • 23.5 Unless otherwise expressly required by the Law, the Memorandum or the Articles, any matter which has been presented for resolution, approval, confirmation or adoption by the Members at any general meeting may be passed by an Ordinary Resolution.

  • 23.6 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, member(s) holding one per cent (1%) or more of the Company's total issued shares immediately prior to the relevant book close period, during which the Company closed its Register of Members, may propose to the Company in writing or any electronic means designated by the Company one matter for discussion at an annual general meeting. The Company shall give a public notice in such manner and at such time as permitted by Applicable Law specifying the place and a period of not less than ten (10) days for Members to submit proposals. Proposals submitted for discussion at an annual general meeting shall be included in the agenda of the annual general meeting by the Board unless (a) the proposing Member(s) holds less than one cent (1%) of the Company's total issued shares, (b) the matter of such proposal may not be resolved by a general meeting or the proposal exceeds 300 Chinese words; (c) the proposing Member(s) has proposed more than one proposal; or (d) the proposal is submitted to the Company outside the period fixed and announced by the Company for accepting Member(s)' proposal(s). If the purpose of the proposal is to urge the Company to promote public interests or fulfil its social responsibilities, the Board may accept such proposal to be discussed in general meeting.

23. 7 The rules and procedures of general meetings shall be established by the Board and approved by an Ordinary Resolution, and such rules and procedures shall be in accordance with the Law, these Articles and the Applicable Public Company Rules.

24. Chairman to Preside

  • 24.1 In the event that the general meeting is convened by the Board, the Chairman shall act as chairman at all meetings of the Members at which such person is present. In his absence the Directors who are present at the meeting of Members shall elect one from among themselves to act as the chairman at such meeting in lieu of the Chairman.

  • 24.2 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the chairman at all meetings of the Members shall be appointed or elected in accordance with the Applicable Public Company Rules.

25. Voting on Resolutions

  • 25.1 Subject to any rights, privileges or restrictions attached to any share, every Member who (being an individual) is present in person or by proxy or (in the case of a corporation or other non-natural person) by duly authorized corporate representative(s) or by proxy shall have one vote for every share of which he is the holder. A Member who holds shares for benefit of others, need not use all his votes or cast all the votes he holds in the same way as he uses his votes in respect of shares he holds for himself. The qualifications, scope, methods of exercise, operating procedures and other matters with respect to exercising voting power separately shall comply with the Applicable Public Company Rules.

  • 25.2 No person shall be entitled to vote at any general meeting or at any separate meeting of the holders of a class of shares unless he is registered as a Member on the record date for such meeting nor unless he has paid all the calls on all shares held by such Member.

  • 25.3 Votes may be cast either in person or by proxy. A Member may appoint another person as his proxy by specifying the scope of appointment in the proxy instrument prepared by the Company to attend and vote at a general meeting, provided that a Member may appoint only one proxy under one instrument to attend and vote at such meeting.

  • 25.4 Subject to the Law, for so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Board may determine that the voting power of a Member at a general meeting may be exercised by way of a written ballot or by way of electronic transmission; provided, however, that the

Company shall provide the Members with a method for exercising their voting power by way of a written ballot or electronic transmission if a general meeting is to be held outside the ROC or otherwise required under the Applicable Public Company Rules. The method for exercising such voting power shall be described in the general meeting notice to be given to the Members if the voting power may be exercised by way of a written ballot or electronic transmission. Any Member who intends to exercise his voting power by way of a written ballot or by way of electronic transmission shall serve the Company with his voting decision at least two (2) days prior to the date of such general meeting. Where more than one voting decision are received from the same Member by the Company, the first voting decision shall prevail, unless an explicit written statement is made by the relevant Member to revoke the previous voting decision in the later-received voting decision. A Member who exercises his voting power at a general meeting by way of a written ballot or by electronic transmission shall be deemed to have appointed the chairman of the general meeting as his proxy to vote his shares at the general meeting only in the manner directed by his written instrument or electronic document. The chairman of the general meeting as proxy shall not have the power to exercise the voting rights of such Members with respect to any matters not referred to or indicated in the written or electronic document and/or any amendment to resolution(s) proposed at the said general meeting. For the purpose of clarification, such Members voting in such manner shall be deemed to have waived their voting rights with respect to any extemporary matters or amendment to resolution(s) proposed at the general meeting.

  • 25.5 In the event any Member who intended to exercise his voting power by way of a written ballot or electronic transmission and has served his voting decision on the Company pursuant to Article 25.4 hereof later intends to attend the general meetings in person, he shall, at least two (2) days prior to the date of such general meeting, serve the Company with a separate notice revoking his previous voting decision. Such separate notice shall be sent to the Company in the same manner (e.g., by courier, registered mail or electronic transmission, as applicable) as the previous voting decision under Article 25.4 was given to the Company. Votes by way of a written ballot or electronic transmission shall remain valid if the relevant Member fails to revoke his voting decision before the prescribed time.

  • 25.6 A Member who has served the Company with his voting decision in accordance with Article 25.4 for the purpose of exercising his voting power by way of a written ballot or by way of electronic transmission may appoint a person as his proxy to attend the meeting in accordance with the Articles, in

which case the vote cast by such proxy shall be deemed to have revoked his previous voting decision served on the Company and the Company shall only count the vote(s) cast by such expressly appointed proxy at the meeting.

26. Proxies

  • 26.1 The instrument of proxy shall be in the form approved by the Board from time to time and be expressed to be for a particular meeting only. The form of proxy shall include at least the following information: (a) instructions on how to complete such proxy, (b) the matters to be voted upon pursuant to such proxy, and (c) basic identification information relating to the relevant Member, proxy and the solicitor (if any). The form of proxy shall be provided to the Members together with the relevant notice for the relevant general meeting, and such notice and proxy materials shall be distributed to all Members on the same day.

  • 26.2 An instrument of proxy shall be in writing, be executed under the hand of the appointor, or, if the appointor is a corporation or other non-natural person, under the hand of an officer or attorney duly authorised for that purpose. A proxy need not be a Member of the Company.

  • 26.3 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, subject to the Applicable Public Company Rules, except for an ROC trust enterprise or stock affair agents approved pursuant to Applicable Public Company Rules, save with respect to the Chairman being deemed appointed as proxy under Article 25.4, in the event a person acts as the proxy for two or more Members, the total number of issued and voting shares entitled to be voted as represented by such proxy shall be no more than three per cent (3%) of the total number of issued and voting shares of the Company immediately prior to the relevant book closed period, during which the Company close its Register of Member; any vote in respect of the portion in excess of such three per cent (3%) threshold shall not be counted.

  • 26.4 In the event that a Member exercises his voting power by way of a written ballot or electronic transmission and has also authorised a proxy to attend a general meeting, then the voting power exercised by the proxy at the general meeting shall prevail. In the event that any Member who has authorised a proxy to attend a general meeting later intends to attend the general meeting in person or to exercise his voting power by way of a written ballot or electronic transmission, he shall, at least two (2) days prior to the date of such general meeting, serve the Company with a separate notice revoking his previous appointment of the proxy. Votes by way of proxy shall remain valid if the relevant Member fails to revoke his appointment of such proxy before the prescribed time.

  • 26.5 The instrument of proxy shall be deposited at the Registered Office or the office of the Company's stock affairs agent in the ROC or at such other place as is specified for that purpose in the notice convening the meeting, or in any instrument of proxy sent out by the Company not less than five (5) days before the time for holding the meeting or adjourned meeting at which the person named in the instrument proposes to vote, save with respect to the Chairman being deemed appointed as proxy under Article 25.4. Where more than one instrument to vote are received from the same Member by the Company, the first instrument received shall prevail, unless an explicit written statement is made by the relevant Member to revoke the previous proxy in the laterreceived instrument.

27. Proxy Solicitation

For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the use and solicitation of proxies shall be in compliance with the Applicable Public Company Rules, including but not limited to "Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies."

28. Dissenting Member's Appraisal Right

  • 28.1 Subject to compliance with the Law, in the event any of the following resolutions is passed at general meetings, any Member who has abstained from voting in respect of such matter and expressed his dissent therefor, in writing or verbally (with a record) before or during the meeting, may request the Company to purchase all of his shares at the then prevailing fair price:

  • (a) the Company proposes to enter into, amend, or terminate any Lease Contract, Management Contract or Joint Operation Contract;

  • (b) the Company transfers the whole or an essential part of its business or assets, provided that, the foregoing does not apply where such transfer is pursuant to the dissolution of the Company;

  • (c) acquires or assumes the whole business or assets of another person, which has a material effect on the operation of the Company;

  • (d) the Company proposes to undertake a Merger, Share Swap or Spin-off; or

  • (e) the Company generally assumes all the assets and liabilities of another person or generally assigns all its assets and liabilities to another person.

  • 28.2 Without prejudice to the Law, any Member exercising his rights in accordance with Article 28.1 (the " Dissenting Member ") shall, within twenty (20) days from the date of the resolution passed at the general meeting, give his written

notice of objection with the repurchase price proposed by him. If the Company and the Dissenting Member agree on a price at which the Company will purchase the Dissenting Member's shares, the Company shall make the payment within ninety (90) days from the date of the resolution passed at the general meeting. If, within ninety (90) days from the date of the resolution passed at the general meeting, the Company and the Dissenting Member fail to agree on a price at which the Company will purchase the Dissenting Member's shares, the Company shall pay the fair price it deems fit to the Dissenting Member within ninety (90) days from the date of the resolution passed at the general meeting. If the Company fails to pay the fair price it deems fit to the Dissenting Member within the ninety-day period, the Company shall be deemed to agree on the repurchase price proposed by such Dissenting Member.

  • 28.3 Without prejudice to the Law, if, within sixty (60) days from the date of resolution of the general meeting, the Company and the Dissenting Member fail to agree on a price at which the Company will purchase such Dissenting Member's shares, then, within thirty (30) days immediately following the date of the expiry of such sixty-day period, the Company shall file a petition with the court against all the Dissenting Members for a determination of the fair price of the shares held by all the Dissenting Members. The Taiwan Taipei District Court, ROC, may be the court of the first instance for this matter.

Notwithstanding the above provisions under this Article 28, nothing under this Article shall restrict or prohibit a Member from exercising his right under section 238 of the Law to payment of the fair value of his shares upon dissenting from a merger or consolidation.

29. Shares that May Not be Voted

  • 29.1 Shares held:

  • (a) by the Company itself;

  • (b) by any entity in which the Company owns, legally or beneficially, more than fifty per cent (50%) of its total issued and voting share or share capital; or

  • (c) by any entity in which the Company, together with (i) the holding company of the Company and/or (ii) any Subsidiary of (a) the holding company of the Company or (b) the Company owns, legally or beneficially, directly or indirectly, more than fifty per cent (50%) of its issued and voting share or share capital.

shall not carry any voting rights nor be counted in the total number of issued shares at any given time but only for so long as the circumstances as set out in sub-paragraphs (a) to (c) (as applicable) above continue.

  • 29.2 A Member who has a personal interest in any motion discussed at a general meeting, which interest may be in conflict with and impair those of the Company, shall abstain from voting such Member's shares in regard to such motion and such shares shall not be counted in determining the number of votes of the Members present at the said meeting. However, such shares may be counted in determining the number of shares of the Members present at such general meeting for the purposes of determining the quorum. The aforementioned Member shall also not vote on behalf of any other Member.

  • 29.3 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, if the number of shares pledged by a Director at any time amounts to more than 50% of the total shares held by such Director at the time of his latest appointment, such pledged shares exceeding 50% of the total shares held by such Director at the time of his latest appointment, up to 50% of the total number of shares held by the Director at the time of his latest appointment, shall not carry any voting rights and such above-threshold shares shall not be counted in determining the number of votes of the Members present at a general meeting but shall be counted towards the quorum of the general meeting.

30. Voting by Joint Holders of Shares

In the case of joint holders, the joint holders should appoint among themselves one person to exercise the rights of a shareholder pursuant to the Applicable Public Company Rules. In case no agreement is reached among the joint holders, the vote of the senior who tenders a vote (whether in person or by proxy) shall be accepted to the exclusion of the votes of the other joint holders, and for this purpose seniority shall be determined by the order in which the names stand in the Register of Members.

31. Representation of Corporate Member

  • 31.1 A corporation or non-natural person which is a Member may, by written instrument, authorise such person or persons as it thinks fit to act as its representative at any meeting of the Members and any person so authorised shall be entitled to exercise the same powers on behalf of the corporation or such non-natural person which such person represents as that corporation or non-natural person could exercise if it were an individual Member, and that Member shall be deemed to be present in person at any such meeting attended

by its authorised representative or representatives.

  • 31.2 Notwithstanding the foregoing, the chairman of the meeting may accept such assurances as he thinks fit as to the right of any person to attend and vote at general meetings on behalf of a corporation or non-natural person which is a Member.

32. Adjournment of General Meeting

The chairman of a general meeting may, with the consent of a majority in number of the Members present at any general meeting at which a quorum is present, and shall if so directed, adjourn the meeting. Unless the meeting is adjourned to a specific date, place and time announced at the meeting being adjourned and the meeting is adjourned for more than five (5) days, a notice stating the date, place and time for the resumption of the adjourned meeting shall be given to each Member entitled to attend and vote thereat in accordance with the provisions of the Articles.

33. Directors Attendance at General Meetings

The Directors of the Company shall be entitled to receive notice of, attend and be heard at any general meeting.

DIRECTORS AND OFFICERS

34. Number and Term of Office of Directors

  • 34.1 There shall be a Board consisting of no less than five (5) and no more than nine (9) persons. The term of office for each Director shall not exceed a period of three (3) years provided that in the event the expiration of the term of office of such Directors would otherwise leave the Company with no Directors, the term of office of such Directors shall be extended automatically to the date of the general meeting next following the expiration of such term, at which new Directors will be elected to assume office. Directors may be eligible for re-election. The Company may from time to time by Special Resolution increase or reduce the number of Directors, subject to the foregoing and the Applicable Law.

  • 34.2 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the number of Directors having a spousal relationship or familial relationship within the second degree of kinship with any other Directors shall be less than half of the total number of Directors.

  • 34.3 In the event that the Company convenes a general meeting for the election of Directors and any of the Directors elected does not meet the requirements

provided in Article 34.2 hereof, the non-qualifying Director(s) who was elected with the fewest number of votes shall be deemed not to have been elected, to the extent necessary to meet the requirements provided for in Article 34.2 hereof. Any person who has already served as a Director but is in violation of the aforementioned requirements shall be automatically discharged from his office effective from such violation without any action required on behalf of the Company.

  • 34.4 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, unless otherwise permitted under the Applicable Public Company Rules, there shall be at least three (3) Independent Directors and the number of Independent Directors shall not be less than one-fifth of the total number of Directors. To the extent required by the Applicable Public Company Rules, at least one of the Independent Directors shall be domiciled in the ROC and at least one of them shall have accounting or financial expertise. Before the shares are listed on the TPEx or the TSE in Taiwan, the Board may resolve that the Company shall hold an election of Independent Director(s) at the general meeting.

  • 34.5 The Directors (including Independent Directors and Directors other than Independent Directors) shall be nominated by adopting the candidate nomination system specified in the Applicable Public Company Rules for so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan.

  • 34.6 Independent Directors shall have professional knowledge and shall maintain independence within the scope of their directorial duties, and shall not have any direct or indirect interests in the Company. The professional qualifications, restrictions on shareholdings and concurrent positions, and assessment of independence with respect to Independent Directors shall be consistent with the Applicable Public Company Rules.

35. Election of Directors

  • 35.1 The Company may at a general meeting elect any person to be a Director, which vote shall be calculated in accordance with Article 35.2 below. Members present in person or by proxy, representing more than one-half of the total issued shares shall constitute a quorum for any general meeting to elect one or more Directors.

  • 35.2 The Director(s) shall be elected by Members upon a poll vote by way of cumulative voting (the manner of voting described in this Article to be referred to as " Cumulative Voting ") in the following manner:

  • (a) on an election of Directors, the numbers of votes attached to each voting share held by a Member shall be cumulative and correspond to the number of Directors nominated for appointment at the general meeting;

  • (b) the Member(s) may vote all or part of their cumulated votes in respect of one or more Director candidates;

  • (c) such number of Director candidates receiving the highest number of votes in the same category (namely, independent or non-independent) of Directors to be elected shall be appointed; and

  • (d) where two or more Director candidates in the same category receive the same number of votes and as a result the total number of new Directors in such category intended to be appointed is exceeded, there shall be a draw by such Director candidates receiving the same number of votes to determine who shall be appointed; the chairman of the meeting shall draw for a Director nominated for appointment who is not present at the general meeting.

  • 35.3 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, if the number of Independent Directors is less than three (3) persons due to the resignation or removal of such Independent Directors for any reason, the Company shall hold an election of Independent Directors at the next following general meeting. If all of the Independent Directors are resigned or removed, the Board shall hold, within sixty (60) days from the date of resignation or removal of last Independent Director, a general meeting to elect succeeding Independent Directors to fill the vacancies.

  • 35.4 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, if the number of Directors is less than seven (7) persons due to the vacancy of Director(s) for any reason, the Company shall call an election of Director(s) at the next following general meeting to fill the vacancies. When the number of vacancies in the Board of the Company equals to one third of the total number of Directors elected, the Board shall hold, within sixty (60) days from the date of the occurrence of vacancies, a general meeting to elect succeeding Directors to fill the vacancies.

  • 35.5 Any corporation (or other legal entity) which is a Member shall be entitled to appoint such person or persons as its representative to be elected as a Director (the " Appointed Representative "). The election of an Appointed Representative as a Director is subject to the approval of Members in accordance with the provisions of this Article 35.

  • 35.6 Where the Appointed Representative has been elected as a Director of the

Company, the corporation (or other legal entity) which is a Member which has appointed the Appointed Representative to be elected as a Director, may at any time, serve notice on the Company giving notice to replace the Appointed Representative with another person. Such replacement of the Appointed Representative as a Director (the " Replacement ") shall take effect from the date specified in the notice or in the absence of such date, from the date on which the notice was served on the Company, and will not require any shareholders' approval. Accordingly, Articles 35.1, 35.2 and 35.5 do not apply in respect of the Replacement.

36. Removal of Directors

  • 36.1 The Company may from time to time by Supermajority Resolution remove any Director from office. Where re-election of all Directors is effected prior to the expiration of the term of office of existing Directors, the term of office of all current Directors is deemed to have expired on the date of the re-election or any other date as otherwise resolved by the Members at the general meeting if the Members do not resolve that all current Directors will only retire at the expiration of their present term of office. Members present in person or by proxy, representing more than one-half of the total issued shares shall constitute a quorum for any general meeting to re-elect all Directors. If the term of office of all Directors expires at the same time and no general meeting was held before such expiry for re-election, their term of office shall continue and be extended to such time when new Directors are elected or re-elected in the next general meeting and they commence their office.

  • 36.2 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, in case a Director has, in the course of performing his duties, committed any act resulting in material damages to the Company or is in serious violation of applicable laws, regulations and/or the Articles, but has not been removed by a Supermajority Resolution, the Member(s) holding three per cent (3%) or more of the total number of issued shares of the Company may, within thirty (30) days after such general meeting, to the extent permissible under Applicable Law, institute a lawsuit to remove such Director. The Taiwan Taipei District Court, ROC, may be the court of for this matter.

37. Vacation of Office of Director

  • 37.1 The office of Director shall be vacated:

  • (a) if the Director is removed from office pursuant to the Articles;

  • (b) if the Director dies;

  • (c) if the Director is automatically discharged from his office in accordance with Article 34.3;

  • (d) if the Director resigns his office by notice in writing to the Company;

  • (e) if the Director is the subject of a court order for his removal in accordance with Article 36.2; or

  • (f) with immediate effect without any action required on behalf of the Company if

  • (i) the Director has been adjudicated bankrupt or the court has declared a liquidation process in connection with the Director, and such Director has not been reinstated to his rights and privileges;

  • (ii) an order is made by any competent court or official on the grounds that the Director has no legal capacity, or his legal capacity is restricted according to Applicable Law;

  • (iii) the Director has been adjudicated of the commencement of assistantship (as defined under the ROC Civil Code) or similar declaration and such assistantship/declaration has not been revoked yet;

  • (iv) the Director has committed an offence as specified in the ROC statute of prevention of organizational crimes and subsequently has been adjudicated guilty by a final judgment, and (A) has not started serving the sentence, (B) has not completed serving the sentence, (C) the time elapsed after completion of serving the sentence or expiration of the probation is less than five years, or (D) was pardoned for less than five years;

  • (v) the Director has committed an offence in terms of fraud, breach of trust or misappropriation and subsequently has been punished with imprisonment for a term of more than one year, and (A) has not started serving the sentence, (B) has not completed serving the sentence, (C) the time elapsed after completion of serving the sentence or expiration of the probation is less than two years, or (D) was pardoned for less than two years;

  • (vi) the Director has been adjudicated guilty by a final judgment for committing offenses under the ROC Anti-Corruption Act, and (A) has not started serving the sentence, (B) has not completed serving the sentence, (C) the time elapsed after completion of serving the sentence or expiration of the probation is less than two years, or (D)

was pardoned for less than two years; or

  • (vii) the Director has been dishonored for use of credit instruments, and the term of such sanction has not expired yet.

In the event that any of the foregoing events specified in Article 37(f) has occurred in relation to a candidate for election of Director, such person shall be disqualified from being elected as a Director.

  • 37.2 In case a Director (other than an Independent Director) has, during the term of office as a Director, transferred more than one half of the Company's shares being held by him at the time he is elected, he shall, ipso facto, be removed automatically from the position of Director with immediate effect and no shareholders' approval shall be required.

  • 37.3 If any Director (other than an Independent Director) has, after having been elected as a Director and before his inauguration of the office of director, transferred more than one half of the Company's shares being held by him at the time of his election as a Director, then he shall immediately cease to be a Director and no shareholders' approval shall be required. If any Director (other than an Independent Director) has, after having been elected as a Director, transferred more than one half of the Company's shares then being held by him within the share transfer prohibition period prior to a shareholders' meeting according to the Applicable Public Company Rules, then he shall immediately cease be a Director and no shareholders' approval shall be required.

38. Compensation of Directors

  • 38.1 For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Board shall, in accordance with the Applicable Public Company Rules, establish a Compensation Committee comprised of at least three members, one of whom shall be an Independent Director. The professional qualifications of the members of the Compensation Committee, the responsibilities, powers and other related matters of the Compensation Committee shall comply with the Applicable Public Company Rules. Upon the establishment of the Compensation Committee, the Board shall, by a resolution, adopt a charter for the Compensation Committee the provisions of which shall be consistent with the Applicable Public Company Rules. Before the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Board may resolve to establish a Compensation Committee.

  • 38.2 The compensation referred in the preceding Article shall include the compensation, stock option and other incentive payments of Directors and

managers of the Company.

  • 38.3 The compensation of the Directors may be decided by the Board by reference to recommendation made by the Compensation Committee (if established), the standard generally adopted by other enterprises in the same industry, and shall be paid in cash only. The Directors may also be paid all travel, hotel and other expenses properly incurred by them in attending and returning from the meetings of the Board, any committee appointed by the Board, general meetings of the Company, or in connection with the business of the Company or their duties as Directors generally. A Director is also entitled to distribution of profits of the Company if permitted by the Law, the Applicable Public Company Rules, the service agreement or other similar contract that he/she has entered into with the Company.

39. Defect in Election of Director

Subject to Article 23.4 and the Applicable Law, all acts done in good faith by the Board or by a committee of the Board or by any person acting as a Director shall, notwithstanding that it be afterwards discovered that there was some defect in the election of any Director, or that they or any of them were disqualified, be as valid as if every such person had been duly elected and was qualified to be a Director.

40. Directors to Manage Business

The business of the Company shall be managed and conducted by the Board. In managing the business of the Company, the Board may exercise all such powers of the Company as are not, by the Law or by the Articles, required to be exercised by the Company in general meeting subject, nevertheless, to the Articles, the provisions of the Law, and to such directions as may be prescribed by the Company in general meeting.

41. Powers of the Board of Directors

Without limiting the generality of Article 40 and subject to the Applicable Law, the Board may:

  • (a) appoint, suspend, or remove any manager, secretary, clerk, agent or employee of the Company and may fix their compensation and determine their duties;

  • (b) exercise all the powers of the Company to borrow money and to mortgage or charge or otherwise grant a security interest in its undertaking, property and uncalled capital, or any part thereof, and may issue debentures, debenture stock and other securities whether outright or as security for any debt, liability

or obligation of the Company or any third party;

  • (c) appoint one or more Directors to the office of managing director or chief executive officer of the Company, who shall, subject to the control of the Board, supervise and administer all of the general business and affairs of the Company;

  • (d) appoint a person to act as manager of the Company's day-to-day business and may entrust to and confer upon such manager such powers and duties as it deems appropriate for the transaction or conduct of such business;

  • (e) by power of attorney, appoint any company, firm, person or body of persons, whether nominated directly or indirectly by the Board, to be an attorney of the Company for such purposes and with such powers, authorities and discretions (not exceeding those vested in or exercisable by the Board) and for such period and subject to such conditions as it may think fit and any such power of attorney may contain such provisions for the protection and convenience of persons dealing with any such attorney as the Board may think fit and may also authorise any such attorney to sub-delegate all or any of the powers, authorities and discretions so vested in the attorney. Such attorney may, if so authorised, execute any deed or instrument in any manner permitted by the Law;

  • (f) procure that the Company pays all expenses incurred in promoting and incorporating the Company;

  • (g) delegate any of its powers (including the power to sub-delegate) to a committee of one or more persons appointed by the Board and every such committee shall conform to such directions as the Board shall impose on them. Subject to any directions or regulations made by the Directors for this purpose, the meetings and proceedings of any such committee shall be governed by the provisions of the Articles regulating the meetings and proceedings of the Board;

  • (h) delegate any of its powers (including the power to sub-delegate) to any person on such terms and in such manner as the Board sees fit;

  • (i) present any petition and make any application in connection with the liquidation or reorganisation of the Company;

  • (j) in connection with the issue of any share, pay such commission and brokerage as may be permitted by law; and

  • (k) authorise any company, firm, person or body of persons to act on behalf of the Company for any specific purpose and in connection therewith to execute any

agreement, document or instrument on behalf of the Company.

42. Register of Directors and Officers

  • 42.1 The Board shall cause to be kept in one or more books at the Registered Office a Register of Directors and Officers in accordance with the Law and shall enter therein the following particulars with respect to each Director and Officer:

  • (a) first name and surname; and

  • (b) address.

  • 42.2 The Board shall, within the period of thirty days from the occurrence of:-

  • (a) any change among its Directors and Officers; or

  • (b) any change in the particulars contained in the Register of Directors and Officers,

cause to be entered on the Register of Directors and Officers the particulars of such change and the date on which such change occurred, and shall notify the Registrar of Companies in accordance with the Law.

43. Officers

The Officers shall consist of a Secretary and such additional Officers as the Board may determine all of whom shall be deemed to be Officers for the purposes of the Articles.

44. Appointment of Officers

The Secretary (and additional Officers, if any) shall be appointed by the Board from time to time.

45. Duties of Officers

The Officers shall have such powers and perform such duties in the management, business and affairs of the Company as may be delegated to them by the Board from time to time.

46. Compensation of Officers

The Officers shall receive such compensation as the Board may determine.

47. Conflicts of Interest

  • 47.1 Any Director, or any Director's firm, partner or any company with whom any Director is associated, may act in any capacity for, be employed by or render services to the Company and such Director or such Director's firm, partner or company shall be entitled to compensation as if such Director were not a Director; provided that this Article 47.1 shall not apply to Independent Directors.

  • 47.2 Notwithstanding anything to the contrary contained in this Article 47, a Director who is directly or indirectly interested in any matter under discussion at a meeting of the Directors or a contract or proposed contract or arrangement with the Company shall declare the nature and the essential contents of such interest at the relevant meeting of the Directors as required by the Applicable Law. If the Company proposes to enter into any transaction specified in Article 28.1 or effect other forms of mergers and acquisitions in accordance with Applicable Law, a director who has a personal interest in such transaction shall declare the essential contents of such personal interest and the reason why he believes that the transaction is advisable or not advisable at the relevant meeting of the Directors and the general meeting as required by the Applicable Law. Where the spouse, the person related to a Director by blood and within the second degree (as defined under the ROC Civil Code), or any company which has a controlling or controlled relationship with a Director has interests in the matters under discussion in the meeting of the Directors, such Director shall be deemed to have a personal interest in the matter. The terms "controlling" and "controlled" shall be interpreted in accordance with the Applicable Public Company Rules.

  • 47.3 Notwithstanding anything to the contrary contained in this Article 47, a Director who has a personal interest in the matter under discussion at a meeting of the Directors, which may conflict with and impair the interest of the Company, shall not vote nor exercise voting rights on behalf of another Director; the voting right of such Director who cannot vote or exercise any voting right as prescribed above shall not be counted in the number of votes of Directors present at the board meeting.

  • 47.4 Notwithstanding anything to the contrary contained in this Article 47, a Director who is engaged in anything on his own account or on behalf of another person, which is within the scope of the Company's business, shall explain to the Members in a general meeting the essential contents of such conduct and seek their approval by Supermajority Resolution.

48. Indemnification and Exculpation of Directors and Officers

  • 48.1 The Directors and Officers of the Company and any trustee for the time being

acting in relation to any of the affairs of the Company and every former director, officer or trustee and their respective heirs, executors, administrators, and personal representatives (each of which persons being referred to in this Article as an "indemnified party") shall be indemnified and secured harmless out of the assets of the Company from and against all actions, costs, charges, losses, damages and expenses which they or any of them shall or may incur or sustain by or by reason of any act done, concurred in or omitted in or about the execution of their duty, or supposed duty, or in their respective offices or trusts, and no indemnified party shall be answerable for the acts, receipts, neglects or defaults of the others of them or for joining in any receipts for the sake of conformity, or for any bankers or other persons with whom any moneys or effects belonging to the Company shall or may be lodged or deposited for safe custody, or for insufficiency or deficiency of any security upon which any moneys of or belonging to the Company shall be placed out on or invested, or for any other loss, misfortune or damage which may happen in the execution of their respective offices or trusts, or in relation thereto, PROVIDED THAT this indemnity shall not extend to any matter in respect of any fraud, dishonesty or breach of duties provided under Article 48.4 which may attach to any of the said persons.

  • 48.2 The Company may purchase and maintain insurance for the benefit of any Director or Officer of the Company against any liability incurred by him in his capacity as a Director or Officer of the Company or indemnifying such Director or Officer in respect of any loss arising or liability attaching to him by virtue of any rule of law in respect of any negligence, default, breach of duty or breach of trust of which the Director or Officer may be guilty in relation to the Company or any Subsidiary thereof.

  • 48.3 To the extent permitted under the laws of the Cayman Islands, Members continuously holding one per cent (1%) or more of the total issued shares of the Company for six months or longer may:

  • (a) request in writing the Board to authorise any Independent Director of the Audit Committee to file a petition with the Taipei District Court, ROC for and on behalf of the Company against any of the Directors; or

  • (b) request in writing any Independent Director of the Audit Committee to file a petition with the Taipei District Court, ROC for and on behalf of the Company against any of the Directors; or

the Member(s) may, to the extent permitted under the laws of the Cayman Islands, file a petition with the Taipei District Court, ROC for and on behalf of the Company against the relevant Directors within thirty (30) days after

such Member(s) having made the request under the preceding clause (a) or (b) if (i) in the case of clause (a), the Board fails to make such authorisation or the Independent Director of the Audit Committee having been authorised by the Board fails to file such petition, or (ii) in the case of clause (b), the Independent Director of the Audit Committee fails to file such petition.

  • 48.4 Without prejudice and subject to the general directors' duties that a Director owe to the Company and its shareholders under common law principals and the laws of the Cayman Islands, a Director shall perform his fiduciary duties of loyalty and due care of a good administrator in the course of conducting the Company’s business, and shall indemnify the Company, to the maximum extent legally permissible, from any loss incurred or suffered by the Company arising from breach of his fiduciary duties. If a Director has made any profit for the benefit of himself or any third party as a result of any breach of his fiduciary duties, the Company shall, if so resolved by the Members by way of an Ordinary Resolution, take all such actions and steps as may be appropriate and to the maximum extent legally permissible to seek to recover such profit from such relevant Director. If a Director has, in the course of conducting the Company’s business, violated any laws or regulations that causes the Company to become liable for any compensation or damages to any person, such Director shall become jointly and severally liable for such compensation or damages with the Company and if any reason such Director is not made jointly and severally liable with the Company, such Director shall indemnify the Company for any loss incurred or suffered by the Company caused by a breach of duties by such Director. The Officers, in the course of performing their duties to the Company, shall assume such duties and obligations to indemnify the Company in the same manner as if they are Directors.

MEETINGS OF THE BOARD OF DIRECTORS

49. Board Meetings

  • 49.1 Board meetings shall be convened by the Chairman, and the Board may meet for the transaction of business, adjourn and otherwise regulate its meetings as it sees fit.

  • 49.2 The Company shall hold regular meetings of the Board at least on a quarterly basis and for so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, such meetings shall be held in compliance with the Applicable Public Company Rules.

  • 49.3 A resolution shall be passed by a majority vote of the Directors present at the meeting and entitled to vote on such resolution, and in the case of equality of votes the resolution shall fail. For these purposes, where Directors present

and entitled to vote at the meeting do not cast a vote at the meeting, such Directors will be deemed to vote against the resolution.

50. Notice of Board Meetings

  • 50.1 The Chairman may, and the Secretary on the requisition of the Chairman shall, at any time summon a meeting of the Board.

  • 50.2 Before the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, at least 48 hours prior notice shall be given for any meeting of the Board provided that in the case of urgent circumstances as agreed by more than one-half of the total number of the Directors, a meeting of the Board may be convened on short notice, or be held anytime after notice has been given to every Director or be convened without prior notice if all Directors agree. For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, to convene a meeting of the Board, a notice setting forth therein the matters to be considered and if appropriate, approved at the meeting shall be given to each Director no later than seven (7) days prior to the scheduled meeting date. However, in the case of emergency as agreed by more than onehalf of the total number of the Directors, the meeting may be convened with a shorter notice period in a manner consistent with the Applicable Public Company Rules. For the purposes of this Article, a notice may be sent via electronic means if so agreed to by the Directors.

51. Participation in Meetings by Video Conference

Directors may participate in any meeting of the Board by means of video conference or other communication facilities, as permitted by the Applicable Law, where all persons participating in the meeting to communicate with each other simultaneously and instantaneously, and participation in such a meeting shall constitute presence in person at such meeting.

52. Quorum at Board Meetings

The quorum for a meeting of the Board shall be more than one-half of the total number of the Directors.

53. Board to Continue in the Event of Vacancy

The Board may act notwithstanding any vacancy in its number.

54. Chairman to Preside

The Chairman, if there be one, shall act as chairman at all meetings of the Board at which such person is present. In his absence a chairman shall be appointed or elected in accordance with the Applicable Public Company Rules.

55. Validity of Prior Acts of the Board

No regulation or alteration to the Articles made by the Company in general meeting shall invalidate any prior act of the Board which would have been valid if that regulation or alteration had not been made.

CORPORATE RECORDS

56. Minutes

The Board shall cause minutes to be duly entered in books provided for the purpose:

  • (a) of all elections and appointments of Officers;

  • (b) of the names of the Directors present at each meeting of the Board and of any committee appointed by the Board; and

  • (c) of all resolutions and proceedings of general meetings of the Members, meetings of the Board, meetings of managers and meetings of committees appointed by the Board.

57. Register of Mortgages and Charges

  • 57.1 The Directors shall cause to be kept the Register of Mortgages and Charges required by the Law.

  • 57.2 The Register of Mortgages and Charges shall be open to inspection by Members and creditors in accordance with the Law, at the Registered Office on every business day in the Cayman Islands, subject to such reasonable restrictions as the Board may impose, so that not less than two (2) hours in each such business day be allowed for inspection.

58. Form and Use of Seal

  • 58.1 The Seal shall only be used by the authority of the Directors or of a committee of the Directors authorised by the Directors in that behalf; and, until otherwise determined by the Directors, the Seal shall be affixed in the presence of a Director or the Secretary or an assistant secretary or some other person authorised for this purpose by the Directors or the committee of Directors.

  • 58.2 Notwithstanding the foregoing, the Seal may without further authority be

affixed by way of authentication to any document required to be filed with the Registrar of Companies in the Cayman Islands, and may be so affixed by any Director, Secretary or assistant secretary of the Company or any other person or institution having authority to file the document as aforesaid.

  • 58.3 The Company may have one or more duplicate Seals, as permitted by the Law; and, if the Directors think fit, a duplicate Seal may bear on its face of the name of the country, territory, district or place where it is to be issued.

TENDER OFFER AND ACCOUNTS

59. Tender Offer

For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, within fifthteen (15) days after the receipt of the copy of a tender offer application form and relevant documents by the Company or its Litigious and NonLitigious Agent, the Board shall resolve to recommend to the Members whether to accept or object to the tender offer and make a public announcement of the following:

  • (a) the types and number of the shares held by the Directors and the Members holding more than ten per cent (10%) of the total issued shares in their own names or in the names of other persons.

  • (b) the result of the verification on the identity and the financial conditions of the offeror, the fairness of the tender offer conditions and the reasonableness of the offeror's fund source, and recommendations to the Members on the tender offer, which shall set forth the Directors' specific consenting or dissenting opinions on the tender offer and the reason(s) therefor.

  • (c) whether there is any material change in the financial condition of the Company after the submission of the latest financial report and an explanation of the change, if any.

  • (d) the types, numbers and amount of the shares of the tender offeror or its affiliates held by the Directors and the Members holding more than ten per cent (10%) of the total number of issued shares held in their own names or in the name of other persons.

60. Books of Account

  • 60.1 The Board shall cause to be kept proper records of account with respect to all transactions of the Company and in particular with respect to:

  • (a) all sums of money received and expended by the Company and the matters in respect of which the receipt and expenditure relates;

  • (b) all sales and purchases of goods by the Company; and

  • (c) all assets and liabilities of the Company.

  • Such books of account shall be kept for at least five (5) years from the date they are prepared.

  • 60.2 Such records of account shall be kept and proper books of account shall not be deemed to be kept with respect to the matters aforesaid if there are not kept, at such place as the Board thinks fit, such books as are necessary to give a true and fair view of the state of the Company's affairs and to explain its transactions.

  • 60.3 The instruments of proxy, documents, forms/statements and information in electronic media prepared in accordance with the Articles and relevant rules and regulations shall be kept for at least one (1) year. However, if a Member institutes a lawsuit with respect to such instruments of proxy, documents, forms/statements and/or information mentioned herein, they shall be kept until the conclusion of the litigation if longer than one (1) year.

61. Financial Year End

Unless the Directors otherwise specify, the financial year of the Company:

(a) shall end on 31st December in the year of its incorporation and each following year; and

  • (b) shall begin when it was incorporated and on 1st January each following year.

AUDIT COMMITTEE

62. Number of Audit Committee Members

For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Board shall set up an Audit Committee. The Audit Committee shall comprise solely of Independent Directors and all Independent Directors shall be members of the Audit Committee. The number of Audit Committee members shall not be less than three (3). One of the Audit Committee members shall be appointed as the convener to convene meetings of the Audit Committee and at least one of the Audit Committee members shall have accounting or financial expertise. The meetings of the Audit Committee shall be convened at least once every quarter and may be convened from time to time as necessary. A valid resolution of the Audit Committee requires approval of one-half or more of all its members. Before the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Board

may resolve to establish an Audit Committee.

63. Powers of Audit Committee

  • 63.1 The Audit Committee (if established) shall have the responsibilities and powers as specified under the Applicable Public Company Rules. Any of the following matters of the Company shall require the consent of one-half or more of all Audit Committee members and be submitted to the Board for resolution:

  • (a) adoption of or amendment to an internal control system;

  • (b) assessment of the effectiveness of the internal control system;

  • (c) adoption of or amendment to the handling procedures for financial or operational actions of material significance, such as acquisition or disposal of assets, derivatives trading, extension of monetary loans to others, or endorsements or guarantees for others;

  • (d) any matter relating to the personal interest of the Directors;

  • (e) a material asset or derivatives transaction;

  • (f) a material monetary loan, endorsement, or provision of guarantee;

  • (g) the offering, issuance, or Private Placement of any equity-related securities;

  • (h) the hiring or dismissal of an attesting certified public accountant, or the compensation given thereto;

  • (i) the appointment or discharge of a financial, accounting, or internal auditing officer;

  • (j) approval of annual and semi-annual/second quarter financial reports (if applicable under the Applicable Public Company Rules); and

  • (k) any other matter so determined by the Company from time to time or required by any competent authority overseeing the Company.

With the exception of item (j), any other matter that has not been approved with the consent of one-half or more of all Audit Committee members may be undertaken upon the consent of two-thirds or more of the members of the Board, and the resolution of the Audit Committee shall be recorded in the minutes of the Directors meeting.

  • 63.2 Subject to the Applicable Law and to the extent permitted under the laws of the Cayman Islands, the Independent Directors of the Audit Committee shall supervise the execution of business operations of the Company, and may at any time or from time to time investigate the business and financial conditions of the Company, examine, review or make copies of the accounting books and documents, and request the Board or officers to report on matters referred to above. Subject to the Applicable Law and to the extent permitted under the laws of the Cayman Islands, the Board may authorise any Independent Director of the Audit Committee to appoint on behalf of the Company, a practicing lawyer and independent auditors to conduct the examination.

  • 63.3 The Audit Committee shall audit the various financial statements and records prepared by the Board for submission to the general meeting, and shall report their findings and opinions at such meeting.

  • 63.4 Subject to compliance with the Law, before the meeting of Directors resolves any matter specified in Article 28.1 or other mergers and acquisitions in accordance with the Applicable Law, the Audit Committee shall review the fairness and reasonableness of the relevant merger and acquisition plan and transaction, and report its review results to the meeting of Directors and the general meeting; provided, however, that such review results need not be submitted to the general meeting if the approval of the Members is not required under the Applicable Law. When the Audit Committee conducts the review, it shall engage an independent expert to issue an opinion on the fairness of the share swap ratio, cash consideration or other assets to be offered to the Members. The review results of the Audit Committee and the fairness opinion issued by the independent expert shall be distributed to the Members, along with the notice of the general meeting; provided, however, that the Company can only report matters relating to such merger and acquisition at the next following general meeting if the approval of the Members is not required under the Applicable Law. Such review results and fairness opinion shall be deemed to have been distributed to the Members if the same have been uploaded onto the website designated by the FSC and made available to the Members for their inspection and review at the venue of the general meeting.

VOLUNTARY DISSOLUTION AND WINDING-UP

64. Voluntary Dissolution and Winding-Up

  • 64.1 The Company may be voluntarily wound-up in accordance with Article 12.4.

  • 64.2 If the Company shall be wound up the liquidator may, with the sanction of a Special Resolution, divide amongst the Members in specie or in kind the whole or any part of the assets of the Company (whether they shall consist of property of the same kind or not) and may, for such purpose, set such value as he deems fair upon any property to be divided as aforesaid and may determine how such division shall be carried out as between the Members or different classes of Members subject to the Applicable Law. The liquidator may, with the like sanction, vest the whole or any part of such assets in the trustees upon such trusts for the benefit of the Members as the liquidator shall think fit, but so that no Member shall be compelled to accept any shares or other securities or assets whereon there is any liability.

CHANGES TO CONSTITUTION

65. Changes to Articles

Subject to the Law and to the conditions contained in its Memorandum, the Company may, by Special Resolution, alter or add to its Articles.

LITIGIOUS AND NON-LITIGIOUS AGENT

66. Appointment of Litigious and Non-Litigious Agent

For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the Company shall appoint a Litigious and Non-Litigious Agent pursuant to the Applicable Law to act as the Company's responsible person in the ROC under the Securities and Exchange Law of the ROC to handle matters stipulated in the Securities and Exchange Law of the ROC and the relevant rules and regulations thereto. The Litigious and Non-Litigious Agent shall be an individual who has a residence or domicile in the ROC.

OTHERS

67. ROC Securities Laws and Regulations

For so long as the shares are traded on the ESM or listed on the TPEx or the TSE in Taiwan, the qualifications, composition, appointment, removal, exercise of functions and other matters with respect to the Directors, Independent Directors,

Compensation Committee and Audit Committee which are required to be followed by the Company shall comply with the applicable ROC securities laws and regulations.

68. Delisting Resulted from Certain Events

If the Company proposes to undertake:

  • (a) a merger or consolidation which will result in the Company being dissolved;

  • (b) a sale, transfer or assignment of all of the Company's assets and businesses to another entity;

  • (c) a Share Swap; or

  • (d) a Spin-off,

which would cause or result in the delisting of the Company from the TPEx or the TSE, and where (in the case of (a) above) the surviving entity, (in the case of (b) above) the transferee, (in the case of (c) above) the entity whose shares has been allotted in exchange for the Company's shares and, (in the case of (d) above) the existing or newly incorporated spun-off company is not a listed company on the TPEx or the TSE, then in addition to any requirements to be satisfied under the Law, such action shall be first approved at a general meeting by a resolution passed by members holding two-thirds or more of the votes of the total number of issued shares of the Company.

69. Social Responsibilities

When the Company conducts the business, the Company shall comply with the laws and regulations as well as business ethics and may take actions which will promote public interests in order to fulfill its social responsibilities.

第六次修訂及重述章程 Jinan Acetate Chemical Co., LTD.

（經 2020 年 6 月 23 日特別決議通過生效） 

開曼公司法（定義如后）附件一表格A 中之法令不適用於本公司。

釋義

1 定義

  • 1.1 本修訂及重述章程中，下列文字及用語於與前後文內容不牴觸之情況下，應定 義如下：

  • “適用法律” 指公開發行公司規則、開曼公司法或其他適用於公司之規則 或法令。

  • “ 公開發行公司規 指相關主管機關隨時針對公開發行公司或任何在臺灣之證券 則” 交易所或證券市場上市或上櫃公司訂定之中華民國法律、規 則和規章（包括但不限於中華民國公司法、證券交易法、金 管會（定義如后）發布之法令規章、證交所（定義如后）或 櫃買中心（定義如后）發布之規章制度，及其日後之修訂版 本），而經相關主管機關要求應適用於本公司者。

  • “指派代表人” 定義如本章程第35.5 條所示。

  • “本章程” 指不時變更之本章程。

  • “審計委員會” 指董事會轄下之審計委員會，由本公司之全體獨立董事組成。 “董事會” 指依本章程指派或選舉之董事會，並依本章程於達法定出席 人數之董事會議中行使權限。

  • “資本公積” 為本章程之目的，係指本公司發行股份之溢價及自股東受領 贈與之金額。

  • “董事長” 指由所有董事間選出擔任董事會主席之董事。

  • “本公司” 指Jinan Acetate Chemical Co., LTD.。

  • “薪資報酬委員會” 指董事會授權，依公開發行公司規則之規定由專業人士組成， 並具有所規定之各項職能之一委員會。

  • “累積投票制” 指本章程第35.2 條所規定之選舉董事之投票機制。

  • “董事” 指本公司當時之董事，包括任一和全部獨立董事。

  • “異議股東” 定義如本章程第28.2 條所示。 “電子紀錄” 定義如《電子交易法》之定義。 “電子交易法” 指開曼群島之《電子交易法》（2003 年修訂）。 “興櫃” 指中華民國之興櫃股票市場。 “二親等以內之親屬 就任一人而言，指另一人因血緣或婚姻之緣故而與該人有親 關係” 屬關係，且係屬二親等以內之關係，應包括該任一人之父 母、兄弟姊妹、祖父母、子女、孫子女、及該任一人之配偶 之父母、兄弟姊妹及祖父母。

  • “金管會” 指中華民國金融監督管理委員會。

  • “獨立董事” 指依公開發行公司規則或本章程選出之獨立董事。 “共同經營契約” 指任一公司與他人，或其他機構所訂立之契約，契約各當事 人同意，將按契約條款共同經營某一事業，並共擔虧損、共 享獲利者。

  • “開曼公司法” 指開曼群島之公司法（2020 年修正）及所有對現行法之修正、 重新制定或修訂。

  • “營業出租契約” 指任一公司與他人所訂立之契約或協議，約定將公司之某些 必要機具及資產出租予對方，而該他人以自身名義經營公司 之全部營業；公司則自該他人受領一筆事先約定之報酬作為 對價。

  • “訴訟及非訴訟代理 指本公司為在相關司法管轄地收受文書，而依適用法律所指 人” 定之送達代收人並為本公司依中華民國證券交易法在中華民 國境內之負責人。

  • “委託經營契約” 指任一公司與他人所訂立之契約或協議，依該契約或協議委 託對方以公司名義，並基於公司利益，經營公司之事業，公 司則向該方給付一筆事先約定之報酬做為對價；該部分事業 之獲利和虧損，仍繼續由公司享有及負擔。

  • “公開資訊觀測站” 指證交所（定義如后）維護之公開發行公司申報系統。

  • “股東” 指股東名冊登記持有本公司股份之股東，若為二人以上登記 為共同持有股份者，指股東名簿中登記為第一位之共同持有 人或全部共同持有人，依其前後文需求適用之。

  • “章程大綱” 指本公司章程大綱。

  • “合併” 指：

  • (e)開曼公司法所定義之「併購」或「合併」；或（開曼群島 法律要求）

(f)其他符合公開發行公司規則定義之「併購及／或合併」。
“月” 指日曆月。
“通知” 除另有指明外，指本章程所指之書面通知。
“經理人” 任何經董事會指派擔任本公司職務之人。
“普通決議” 指本公司股東會中（或如特別指明，持有特定種類股份之股
東會議）經親自出席或以委託書出席之股東以簡單多數決通
過的決議。為本定義之目的，出席但未參與表決之股份將被
視為反對該決議。
“特別股” 其意義如本章程第6 條之定義。
“私募” 指股份登錄興櫃或於中華民國的櫃買中心或證交所掛牌期
間，由本公司依公開發行公司規則私募股份或本公司之其他
證券。
“ 董事及經理人名 本章程第42 條所指董事及經理人名冊。
冊”
“股東名冊” 指本公司依開曼公司法備置之股東名冊，且本公司股份登錄
興櫃買賣或於中華民國的櫃買中心或證交所掛牌者，則指本
公司依公開發行公司規則備置之股東名冊。
“註冊處所” 指本公司當時之註冊營業處所。
“改派” 定義如本章程第35.6 條所示。
“限制型股票” 其意義如本章程第2.5 條之定義。
“中華民國” 指臺灣，中華民國。
“印章” 指本公司通用圖章或正式或複製之印章。
“秘書” 經指派執行所有本公司秘書職務之人，包括任何代理或助理
秘書，及任何經董事會指派執行該秘書職務之人。
“股份” 指每股面額新台幣10 元之本公司股份。
“股份轉換” 如中華民國企業併購法所定義的百分之百股份轉換，由公司
（下稱「取得公司」）取得他公司全部已發行股份，而以取得
公司之股份、現金或其他財產作為對價。
“特別決議” 在不違反開曼公司法情形下，指於本公司股東會中，經有權
參與表決之股東親自出席、或經由委託書表決、或經法人股
東或非自然人股東合法授權之代表出席表決，經計算每位股
東有權表決權數後，以出席股東表決權至少三分之二同意通
過之決議。 
  - `“分割” 如中華民國企業併購法所定義的分割，指公司將其得獨立營 運之一部或全部之營業讓與既存或新設之他公司（下稱「取 得人」），並由取得人之股份、現金或其他財產作為對價。`

  - `“附屬公司” 就任一公司而言，指(1)被該公司直接或間接持有超過半數已 發行有表決權之股份總數或全部資本總額之公司；或(2)該公 司對其人事、財務或業務經營有直接或間接控制權之公司。 （公司法第369-2 條）`

  - `“重度決議” 由代表本公司已發行股份總數三分之二以上之股東出席者， 指由該等出席股東表決權過半數同意通過之決議；或如出席 股東會之股東所代表之股份總數，少於本公司已發行股份總 數之三分之二，但超過本公司已發行股份總數之半數時，則 指由該等出席股東表決權三分之二以上之同意通過之決議。 為本定義之目的，出席但未參與表決之股份將被視為反對該 決議。。`

  - `“庫藏股” 指本公司依開曼公司法及本章程持有庫藏之股份。 “集保結算所” 指臺灣集中保管結算所股份有限公司。 “櫃買中心” 指財團法人中華民國證券櫃檯買賣中心。 “證交所” 臺灣證券交易所股份有限公司。 “年” 日曆年。`

  • 1.2 本章程中，於內容不牴觸之情況下：

  • (a) 複數詞語包括單數含義，反之亦然；

  • (b) 陽性詞語包括陰性及中性含義；

  • (c) 人包括公司、組織或個人團體，不論是否為公司；

  • (d) 文字(i) “得”應被解釋為“可以”； 

     - `(ii) “應”應被解釋為“必須”。`

  • (e) “書面”和“以書面形式”包括所有以可視形式呈現的重述或複製之文 字模式，包括電子紀錄；

  • (f) 所提及任何法律或規章之規定應包括該規定之增補或重新制定；

  • (g) 除另有規定，於開曼公司法定義之文字或意義於本章程應有相同解釋；且

  • (h) 除本章程明定者外，電子交易法第八條所規定的各項義務及要求均不適用。

1.3 本章程之標題僅為方便之用，不應用以或據以解釋本章程。

股份

  • 2 發行股份之權力

  • 2.1 除適用法律、本章程及股東會另有決議外，於未損及任何現有股份或股別持有 人之特別權利下，董事會有權依其決定之條件發行任何本公司尚未發行之股份， 且得依股東決議發行任何就股利、表決權、資本返還或其他事項具有優先權、 遞延權或其他特殊權利或限制之股份或股別（包括就股份所發行得棄權或其他 種類之選擇權、認股權憑證和其他權利），惟除依開曼公司法規定及公開發行 公司規則外，不得折價發行股票。

  • 2.2 除本章程另有規定外，本公司發行新股應經董事會三分之二以上董事出席及出 席董事超過二分之一之同意，並限於本公司之授權資本內為之。

  • 2.3 本公司向櫃買中心申請股份登錄興櫃買賣或申請於中華民國掛牌經櫃買中心 或證交所（如有）核准後，在中華民國境內辦理現金增資發行新股時，除適用 法律另有規定或經金管會或櫃買中心認為本公司無須或不適宜辦理外，本公司 應提撥發行新股總額百分之十，在中華民國境內對外公開發行（下稱「公開銷 售部分」）；然若股東會以普通決議另為較高比率之決議者，從其決議，並提 撥相當於該等較高比率之股份作為公開銷售部分。本公司得保留發行新股總額 百分之十至百分之十五供本公司及附屬公司之員工認購（下稱「員工認股部 分」）。本公司對該等員工認購之新股，得限制在一定期間內不得轉讓，但其 期間最長不得超過二年。

  • 2.4 除經股東會另以普通決議為不同決議外，本公司依本章程第2.3 條辦理現金增 資發行新股時，於依本章程第2.3 條提撥公開銷售部分（為免疑義，包含本公 司依本章程第2.3 條增資發行新股，股東會決議提撥高於發行新股總額百分之 十之股份在中華民國境內對外公開發行，其超過發行新股總額百分之十的部分） 及員工認股部分後，應公告及通知原有股東，其有權按照原有股份比例優先認 購剩餘新股。本公司應在前開公告中聲明行使此優先認股權之方式。原有股東 持有股份按比例不足分認一新股者，得依董事會決定之條件及公開發行公司規 則，合併其認股權而以單一股東名義共同認購一股或多股；原有股東於前述時 間內未認足者，本公司得就未認購部分依符合公開發行公司規則之方式辦理公 開銷售或洽特定人認購。 

倘認股人認購新股（行使前述股東優先認股權或認購公開銷售或員工認股部份）
未能在本公司所定股款繳納期間內繳納發行新股之股款，本公司應定一個月以
上之期限催告該認股人照繳，並聲明逾期不繳失其權利。除非認股人未於本公
司所定催告期限內照繳，本公司不得聲明認股人喪失其權利。縱有上述規定，
本公司所定股款繳納期限在一個月以上者，如認股人逾期不繳納股款，即喪失

其權利，無須踐行前述催告之程序。認股人喪失其權利後，該等未認購之股份
應依公開發行公司規則另行募集。

  • 2.5 於不違反或牴觸適用法律之前提下，本公司得經股東會重度決議發行限制員工 權利之新股（下稱「限制型股票」）予本公司及附屬公司之員工，不適用本章 程第2.3 條之規定。股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌 期間，限制型股票之發行條件，包括但不限於發行數量、發行價格及其他相關 事項，應符合公開發行公司規則。

  • 2.6 本章程第2.3 條規定之員工優先認股權及本章程第2.4 條規定之股東優先認股 權於本公司因以下原因或基於以下目的發行新股時，不適用之：（公司法第267 條第七項及第八項及證券交易法第43-6 條第一項）

  • (a) 本公司合併、股份轉換、分割，或為公司重整；

  • (b) 本公司為履行認股權憑證及／或選擇權下之義務，包括本章程第2.8 條及 第2.11 條所規定者；

  • (c) 本公司依本章程第2.5 條規定發行限制型股票；

  • (d) 本公司為履行可轉換公司債或附認股權公司債下之義務；

  • (e) 本公司為履行附認股權特別股下之義務；

  • (f) 本公司依本章程第14.6 條規定發行股票；或

  • (g) 本公司進行私募有價證券時。

  • 2.7 本公司不得發行任何未繳納股款或繳納部分股款之股份。

  • 2.8 縱有本章程第2.5 條之規定，本公司得經董事會三分之二以上董事出席及出席 董事超過二分之一之同意，通過一個以上之員工獎勵措施，並得發行股份或選 擇權、認股權憑證或其他類似之證券予本公司及其附屬公司之員工；為免疑義， 上開事項無需另經股東會決議通過。

  • 2.9 依本章程第2.8 條發行之選擇權、認股權憑證或其他類似之證券不得轉讓，但 因繼承者不在此限。

  • 2.10 本公司及其附屬公司之董事非本章程第2.5 條所定發行限制型股票及第2.8 條 所定獎勵措施之對象，但倘董事亦為本公司或其附屬公司之員工，該董事得基 於員工身分（而非董事身分）認購限制型股票或參與獎勵措施。

  • 2.11 本公司得與其員工及／或其附屬公司之員工就本章程第2.8 條所定之獎勵措施 簽訂契約，約定於一定期間內，員工得認購特定數量之本公司股份。此等契約 之條款對相關員工之限制不得少於其所適用之獎勵措施所載條件。

  • 2.12 於本條不影響本章程第2 條其他規定之情形下，如本公司係為變更股份票面額 而經股東會決議發行股份時（以下簡稱「 票面額變更 」），如無礙本公司股東 依其持股比例所享利益且股東無需支付股款以取得票面額變更所發行股份時 （但為完成票面額變更，以本公司向股東買回原既存股份所得價款支付票面額 變更股份所需股款者，不在此限），無需另取得本公司各股東之同意。

  • 3 贖回及買回股份

  • 3.1 在不違反開曼公司法情形下，本公司得發行將由或應由本公司或股東行使贖回 權或贖回選擇權的股份。

  • 3.2 於依開曼公司法規定得授權之範圍內，授權本公司得自資本或其他帳戶或其他 資金中支付贖回股份之股款。

  • 3.3 得贖回股份之贖回價格或其計算方式，應於股份發行前由董事會訂之。

  • 3.4 有關得贖回股份之股票應載明該等股份係可贖回。

  • 3.5 在不違反適用法律規定及本章程之情況下，本公司得依董事會三分之二以上董 事出席及出席董事過半數同意所定之條件及方式，買回其自身股份（包括可贖 回之股份），並依據適用法律規定作為庫藏股由本公司持有。如本公司擬購買 其股份並立即銷除所購買之本公司股份者，該買回需經股東會普通決議通過， 且除開曼公司法或公開發行公司規則另有規定外，銷除所買回股份，應依股東 於註銷股份當日所持股份比例減少之（四捨五入至董事決定之整數位）。 

經股東會以普通決議通過之買回並註銷本公司股份，得以適用法律所允許之方
式，包含以現金或其他財產，支付買回股款；惟以其他財產支付買回股款時，
該財產之價值應：(a)於董事會提交股東會決議前，送交中華民國會計師查核簽
證，作為普通決議授權買回並註銷公司股份之依據，及(b)經收受以其他財產支
付買回股款之各股東同意。

縱有本章程第3.5 條之規定，本公司為變更票面額而買回本公司股份時，為完
成票面額之變更，無需取得各該相關股東之同意。

  • 3.6 本公司如依前條規定買回登錄興櫃買賣或於中華民國的櫃買中心或證交所掛 牌之股份者，應依公開發行公司規則之規定，將董事會決議及執行情形，於最 近一次之股東會報告；其因故未買回登錄興櫃買賣或於中華民國的櫃買中心或 證交所掛牌之股份者，亦同。

  • 3.7 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，本公司有權依 下列買回方式以買回任何登錄興櫃買賣或於中華民國的櫃買中心或證交所掛 牌之股份：

  • (a) 買回股份之總金額，不得逾保留盈餘減除本公司董事會或股東會已決議分 派之盈餘及下列已實現之資本公積之金額：

    • (i) 尚未轉列為保留盈餘之處分資產之溢價收入；

    • (ii) 發行股份之溢價及本公司受領贈與所得之總金額。但受領之物為本 公司股份者，於未再出售前不予計入；

  • (b) 買回股份之總數量，不得超過本公司已發行股份總數百分之十；

  • (c) 買回之時點、價格及其他條件應由董事會自行決定，惟：

    • (i) 相關買回交易應依中華民國證券法令之規定及公開發行公司規則辦 理；且

    • (ii) 相關買回交易應符合開曼公司法。

  • 3.8 在不違反本章程第3.5 條及公開發行公司規則之情形下，本公司得依董事會決 定及開曼公司法允許之任何方式，支付贖回股款。

  • 3.9 股份贖回款項之給付遲延不影響股份之贖回，惟如遲延超過三十日，應按董事 會經適當查詢後所預估可代表開曼群島持有A 級執照（定義如開曼群島銀行及 信託公司法（修訂版）所示）之銀行同類貨幣三十日之定存利率，支付自到期 日至實際支付款項期間之利息。

  • 3.10 限於無法以其他方式贖回（或非另為此發行新股，無法贖回）之情形及範圍下， 董事會始可於其認為適當時，行使開曼公司法第37 條第(5)項（從資本中撥款 支付）賦予本公司之權限。

  • 3.11 限於前述範圍內，有關股份贖回應實行或可實行之方式，而可能產生之一切問 題，董事會得自為適當決定。

  • 3.12 除股款已全數繳清，不得贖回該股份。

  • 3.13 董事會得依適用法律之規定，指定任何本公司買回、贖回或經放棄予本公司之 股份作為庫藏股。

  • 3.14 對於庫藏股，不得配發或支付股利予本公司，亦不得就本公司之資產為任何其 他分配（無論係以現金或其他方式）予本公司（包括本公司清算時對於股東的 任何資產分配）。

  • 3.15 本公司應以庫藏股持有人之身份載入股東名冊，惟：

  • (a) 不得因任何目的將本公司視同股東，且本公司不得就庫藏股行使任何權利， 意圖行使該權利者，應屬無效；

  • (b) 於本公司任一會議中，庫藏股均不得直接或間接參與表決，且無論係為本 章程或開曼公司法之目的，如欲決定任何特定時點之已發行股份總數時， 庫藏股亦不應計入。

  • 3.16 本公司買回登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌之股份後，以 低於實際買回股份之平均價格轉讓庫藏股予本公司或附屬公司員工之任何議 案，應經最近一次股東會特別決議通過，且公開發行公司規則要求之事項應於 股東會開會通知中載明，而不得以臨時動議提出。歷次股東會通過且轉讓予本 公司及附屬公司員工之庫藏股總數，累計應不得超過已發行股份總數的百分之 五（5%），且每一名員工認購總數累計不得超過已發行股份總數的千分之五 （0.5%）。本公司買回自己之股份轉讓予員工者，得限制在一定期間內不得轉 讓，但其期間最長不得超過二年。

  • 3.17 除本章程第3.16 條及公開發行公司規則規定者外，本公司得依董事會依據適 用法律之規定所決定之條款及條件處分庫藏股。

  • 4 股份所附權利 

除本章程第2.1 條、章程大綱及本章程另有規定、本公司依契約另負其他義務
或受其他限制、及股東另為不同決議者外，且在不損及任何股份及股別之股份
持有人之特別權利之範圍內，本公司之股份應只有單一種類，其股東依本章程
規定：

  • (a) 每股有一表決權；

  • (b) 享有董事會所提議並經股東會決議之股利；

  • (c) 於本公司清算或解散時（無論該清算或解散係自願或非自願、或係為重整 或其他目的、或於分配資本時），有權受領本公司剩餘資產之分派；及

  • (d) 得享有一般附加於股份上之全部權利。

  • 5

  • 5.1 本公司得發行實體股票或以無實體發行之。本公司如發行實體股票，各股東有 權獲得蓋有印章之股份憑證（或其複本），該印章由董事會依其權限所鈐印， 憑證上並載明股東之持股股數及股別（如有）。董事會得決議於一般或特定情 況下，憑證之任一或所有簽名得以印刷或機器方式為之。股份登錄興櫃買賣或 於中華民國的櫃買中心或證交所掛牌期間，除依公開發行公司規則應發行實體 股票者外，本公司股份應以無實體發行。

  • 5.2 如股票塗汚、磨損、遺失或損壞，經提出董事會滿意之證據，董事會得換發新 股票。如董事會認為適當，並得請求遺失股票之賠償。

  • 5.3 不得發行無記名股份。

  • 5.4 本公司依本章程第5.1 條發行實體股票時，本公司應於該等實體股票依開曼公 司法、章程大綱、本章程及公開發行公司規則規定得發行之日起三十日內，交 付實體股票予認股人，並應於交付該等實體股票前，依公開發行公司規則辦理 公告。

  • 5.5 本公司應發行無實體股票時，相關事項應依開曼公司法及公開發行公司規則辦 理，且應於依上市法令得發行股份之日起三十日內，對認股人以帳簿劃撥方式 交付無實體股份，並在交付前公告之。

  • 6 特別股

  • 6.1 本公司得以特別決議發行一種或一種以上類別具有優先或其他特別權利之股 份（下稱「特別股」），並於本章程中明訂特別股之權利及義務。

  • 6.2 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，特別股之權利 及義務應包含（但不限於）下列項目，且應符合公開發行公司規則之規定：

  • (a) 特別股之股息及紅利分配之順序、固定額度或固定比率；

  • (b) 本公司剩餘財產分配之順序、固定額度或固定比率；

  • (c) 特別股股東表決權之順序或限制（包括宣佈無表決權）；

  • (d) 本公司經授權或被迫贖回特別股之方式或不適用贖回權之聲明；及

  • (e) 有關特別股之附隨權利及義務等其他事項。 

股份登記

7 股東名冊

  • (a)股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事會應 備置一份股東名冊，備置地點得為開曼群島境外經董事會認為適當之處所， 並應依開曼公司法及公開發行公司規則維護之。

  • (b)若本公司有未登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌之股份 者，本公司應依開曼公司法第40 條備置此等股票之名冊。

  • 8 登記持有人為絕對所有人 

除法令另有規定外：

  • (a) 本公司無須承認因信託而持有股份之人；且

  • (b) 除股東外，本公司無須承認任何人對股份享有任何權利。

9 記名股份轉讓

  • 9.1 登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌之股份，其所有權之證明 及移轉得依符合公開發行公司規則之方式（包括透過集保結算所帳簿劃撥系統） 為之。

  • 9.2 以實體發行之股票，其轉讓得依一般書面格式、或董事會通過之其他書面格式 為之。該等書面應由讓與人或以讓與人之名義簽署，惟如董事會要求時，該等 書面得僅由受讓人簽署。於不違反前述規定之前提下，董事會得應讓與人或受 讓人之要求，一般性地或針對個案，決議接受機械方式簽署之轉讓書面。縱有 前述規定，本公司為變更票面額而買回股份時，無需以股份轉讓之書面為之。

  • 9.3 就實體股票之轉讓，除提供相關股份之股票及董事會合理要求得證明讓與人係 有權轉讓之其他證據外，董事會得拒絕承認任何轉讓文件。

  • 9.4 股份共同持有人得轉讓該股份予其他一名或多名共同持有人，且先前與死亡股 東共同持有股份之存續股份持有人，得轉讓該等股份予該死亡股東之執行人或 管理人。

  • 9.5 若登記該轉讓將致下列情事者，董事會得毋須檢具任何理由自行決定拒絕實體 股份轉讓之登記：(i)違反適用法律；或(ii)違反章程大綱或本章程。如董事會 拒絕登記股份移轉，於該轉讓登記向本公司提出之日起三個月內，秘書應將拒 絕通知寄送與讓與人及受讓人。

  • 10 記名股份移轉

  • 10.1 如股東死亡，其共同持有股份之他尚存共同持有人，或如為單獨持有股份者， 其法定代理人，為本公司唯一承認有權享有該死亡股東之股東權益之人。死亡 股東之財產就其所共同持有之股份所生之義務，不因本章程之規定而免除。依 開曼公司法第39 條規定，本條所稱法定代理人係指該死亡股東之執行人或管 理人、或依董事會裁量決定之其他經適當授權處理該股份事宜之人。

  • 10.2 因股東死亡、破產而對股份享有權利之人，於董事會認為證據充足時得登記為 股東，或選擇指定他人登記為股份受讓人。

  • 10.3 經檢附董事會要求證明讓與人為所有權人之文件與董事會時，應登記受讓人為 股東。縱有上述規定，如董事會於該喪失權利之股東尚未死亡或破產時，有權 拒絕或暫停股東登記或依本章程第9.3 條拒絕登記，董事會於任何情況下應享 有與該情形相同之拒絕或暫停登記之權利。

  • 10.4 如有二位或以上之人登記為股份共同持有人，而共同持有人中有人死亡時，尚 存之共同持有人就該股份有絕對之所有權，且除該共同持有人為最後尚存之共 同持有人外，本公司不承認任何對該共同持有人遺產之權利主張。

普通決議、特別決議及重度決議

11 變更資本

  • 11.1 本公司得隨時以普通決議變更章程大綱中之以下事項：

  • (a) 以發行新股增加股本，及此等股本所得分成之股份種類及金額得享有的權 利；

  • (b) 將全部或部分股份合併且分割為較現有股份面額大之股份；

  • (c) 將全部或一部已繳納股款之股份轉換為任何面額之已繳納股款之股份；

  • (d) 將現有股份之全部或一部再分割為較小金額股份，惟，每一再分割股份之 已繳股款與未繳股款（如有）應按原股份再分割之比例等比例減少之，且 本公司得以普通決議，使該等再分割之股份，享有優先、遞延或其他權利， 或受其他本公司就未發行股份或新股得賦加之限制；及

  • (e) 銷除任何於決議通過之日尚未為任何人取得或同意取得之股份，並註銷與 所銷除股份等值之資本。

  • 11.2 為達成本公司依前條規定合併或分割股份之目的，董事會得為任何其認為適當 之相應措施；於無礙前述目的之情形下，包括但不限於發行表彰畸零部分之股 份，或出售該等畸零部分之股份，並將所得股款（扣除出售費用後）按比例發 放予有權受領之股東。為此，董事會得授權他人轉讓該等表彰畸零部分之股份 予各該買受人，或決議將上述扣除相關費用之股款淨額，為本公司之利益支付 予本公司。如相關出售程序中有任何異常或無效情事，各該買受人就股款之用 途不負監督義務，其股份所有人之權益亦不受影響。

12 特別決議及重度決議

  • 12.1 在不違反開曼公司法及本章程之情況下，本公司得隨時經特別決議：

  • (a) 變更其名稱；

  • (b) 修改或增加章程；

  • (c) 修改或增加章程大綱有關公司目的、權力或其他特別載明之事項；

  • (d) 減少資本及資本贖回準備金；或

(e) 合併

  • 12.2 在不違反開曼公司法規定之情形下，本公司得以特別決議在中華民國境內依公 開發行公司規則進行有價證券之私募；如係於中華民國境內私募普通公司債 （即未附有認股權、選擇權、轉換權或得使持有人獲得公司股份之其他相似權 利的公司債），本公司得無須經特別決議，而依公開發行公司規則逕以董事會 決議並於董事會決議之日起一年內分次辦理。

  • 12.3 於不違反開曼公司法之情形下，本公司之下列行為應取得股東重度決議之許可：

  • (a) 將得分派之股利及/或紅利及/或其他本章程第17 條所定款項撥充資本；

  • (b) 將資本公積及法定盈餘公積（如本章程14.4 條之定義）之全部或一部， 按股東原有股份之比例發給新股或現金。以法定盈餘公積發給新股或現金 者，以該項公積超過實收資本額百分之二十五（25%）之部分為限；

  • (c) 合併（除符合開曼公司法所定義之「併購及／或合併」僅須特別決議即可）、 股份轉換或分割；

  • (d) 締結、變更或終止營業出租契約、委託經營契約或共同經營契約；

  • (e) 讓與其全部或主要部分之營業或財產；或

  • (f) 取得或受讓他人的全部營業或財產而對本公司營運有重大影響者。

  • 12.4 在不違反開曼公司法之情形下，本公司得以下列決議方式自願解散：

  • (a) 如本公司係因無法清償到期債務而決議自願解散者，經普通決議；或

  • (b) 如本公司係因本章程第12.4 條(a)款以外之事由而決議自願解散者，經特 別決議。

13 股份權利之變更

無論本公司是否已清算，如本公司資本分為不同種類之股份，除該類股份發行
條件另有規範外，該類股份之權利得經該類股份持有人之股東會以特別決議變
更之。縱如前述規定，如章程之任何修改或變更將損及任一種類股份的優先權，
則相關之修改或變更應經特別決議通過，並應經該類受損股份股東另行召開之
股東會特別決議通過。除該類股份發行條件另有明確規範外，各股份持有人就
各該股份之優先權或其他權利不受其他同等順位股票之創設或發行而影響。就
各類股份持有人之股東會，應準用本章程有關股東會之規定。

股利及撥充資本

14 股利

  • 14.1 董事會經股東會以普通決議通過後，或於本章程第12.3(a)條所述情況下，依 重度決議通過後，於不違反本章程及股東會之指示下，依各股東持股比例發放 股利予股東，且股利得以現金或股份發放。

  • 14.2 於不違反適用法律情形下，除以本公司已實現或未實現利潤、股份發行溢價帳 戶或開曼公司法允許之公積、準備金或其他款項支付股利或為其他分派外，本 公司不得發放股利或為其他分派。除股份所附權利另有規定者外，所有股利及 

其他分派應依股東持有股份比例計算之。如股份發行條件係從一特定日期開始
計算股利，則該股份之股利應依此計算。

  • 14.3 本公司除得於各會計年度結束後發放股利外，亦得於前半會計年度發放期中股 利。如董事會決定不發放期中股利時，董事會應於前半會計年度後，以決議確 認不發放期中股利。於會計年度結束後分派股利時應遵守本章程第14.4 條至 第14.6 條及第14.10 條至第14.12 條所定之要求及程序，且於前半會計年度 後分派股利時應遵守本章程第14.6 條至第14.12 條所定之要求及程序。

  • 14.4 除開曼公司法、本章程或股份所附權利另有規定者外，本公司盈餘分派依董事 會通過之盈餘分派提案，經股東常會以普通決議通過分派之。

  • 14.5 公司年度如有「獲利」（定義如后），應提撥獲利不低於1%為員工酬勞，員工 酬勞之發放對象包含符合一定條件之從屬公司員工；公司得以上開獲利數額， 提撥不多於當年度獲利的百分之三（3%）為董事酬勞。員工酬勞及董事酬勞分 派案應由董事會三分之二以上董事出席及出席董事過半數同意之決議行之，並 提股東會報告。但公司尚有累積虧損時，應預先保留彌補數額，再依前述比例 提撥員工酬勞及董事酬勞。前述「獲利」係指公司之稅前淨利。為免疑義，稅 前淨利係指支付員工酬勞及董事酬勞前之數額。

  • 14.6 本公司營運係處於成長階段，由董事會視本公司各該會計年度之盈餘、整體發 展、財務規劃、資本需求、產業展望及本公司未來前景等，並由董事會擬具股 東股利分派議案，提請股東會決議分派之。股份登錄興櫃買賣或於中華民國的 櫃買中心或證交所掛牌期間，董事會於盈餘分派提案時，應於每會計年度盈餘 中先提列：(i)支付相關會計年度稅款之準備金；(ii)彌補過去虧損之數額； (iii)百分之十（10%）之盈餘公積（下稱「法定盈餘公積」）；及(iv)中華民 國證券主管機關依公開發行公司規則要求之特別盈餘公積。 

如有剩餘，得併同以往年度累積之未分配盈餘之全部或一部，依開曼公司法及
公開發行公司規則，在考量財務、業務及經營因素後，以不低於當年度稅後盈
餘之百分之十（10%），作為股東股利，依股東持股比例進行分派。股東股利採
股票股利及現金股利兩者方式互相配合方式分派，惟其中現金股利不得低於百
分之十（10%）。

  • 14.7 本公司得依據董事會通過之盈餘分派議案分派期中股利，惟如所發放之期中股 利將以該金額繳足尚未發行股份之價金的方式分派時，除應經董事會決議外， 並應經股東會以重度決議通過之。

  • 14.8 為分派期中股利，有關前半會計年度的盈餘分派或虧損撥補之議案，連同營業 報告書及財務報表（該財務報表應依公開發行公司規則經由會計師查核簽證或 核閱），應送交審計委員會決議後，提請董事會決議之。

  • 14.9 本公司分派期中股利時，應（a）先預估並保留應納稅捐、（b）彌補虧損，及 （c）提列法定盈餘公積（除非法定盈餘公司已達本公司實收資本）。

  • 14.10 董事會應擇定基準日決定有權獲配股利或其他分派之股東。

  • 14.11 為決定有權獲配股利或其他分配之股東，董事會得決定股東名冊之變更於相關 基準日前五日、或其他符合公開發行公司規則及開曼公司法規定之期間內，不 得為之。

  • 14.12 本公司就未分派之股利概不支付利息。

15 公積及盈餘之提撥

  • 15.1 董事會得於分派股利前，自本公司盈餘或利潤中提撥部分其所認適當之準備金 以支應或有支出、或填補執行股利分配計畫不足之數額或為其他妥適使用之目 的。該等款項於運用前，得由董事會全權決定用於本公司業務或依董事會隨時 認為之適當投資，且無須與本公司其他資產分離。董事會亦得不提撥準備金而 保留不予分配之利潤。

  • 15.2 於不違反股東會指示下，董事會得代表本公司就公積行使開曼公司法賦予本公 司之權力及選擇權。董事會得依適用法律及本章程規定，代表本公司以公積彌 補累積虧損及分派盈餘。

16 付款方式

  • 16.1 任何股利、利息或股份相關之現金支付得以匯款轉帳至股東指定帳戶、或以支 票或匯票郵寄至股東名冊所載股東地址、或該股東以書面指定之第三人及其地 址之方式支付之。

  • 16.2 於共同持有股份之情形，任何股利、利息或股份相關之現金支付，得以支票或 匯票郵寄至股東名冊所載第一列名持有人地址、或該持有人以書面指定之第三 人及其地址之方式支付之。如二人以上之人登記為股份共同持有人，任一人皆 有權於收訖該股份之股利後，出具有效之收據。

  • 16.3 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間內，任何股利之 支付應遵守公開發行公司規則及開曼公司法。

17 撥充資本

  • 在不違反適用法律及本章程第12.3(a)條之情形下，董事會得經股東會重度決 議將資本公積、法定盈餘公積超過實收資本額百分之二十五（25%）之部分或依 公開發行公司規則可供分配之其他公積，繳足未發行股份之股款，按股東持股 比例發放股票予股東，以撥充資本。 
股東會

18 股東常會

  • 18.1 本公司應於每一會計年度終了後六個月內由董事會召集股東常會。

  • 18.2 在不違反本章程第18.1 條之情形下，本公司股東常會應於董事會決定之時間 及地點召開。

  • 18.3 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，除開曼公司法 另有規定外，股東會應於中華民國境內召開。如董事會決議在中華民國境外召 開股東會，本公司應於董事會決議後二日內申報證交所/櫃買中心核准。於中華 民國境外召開股東會時，本公司應委任一中華民國境內之專業股務代理機構， 受理該等股東會行政事務（包括但不限於受理股東委託行使表決權事宜）。

  • 19 股東臨時會

  • 19.1 股東常會外所召集之股東會，為股東臨時會。

  • 19.2 董事會隨時依其判斷而認有必要時，得召集股東臨時會。

  • 19.3 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，經股東請求 （如本章程第19.4 條所定義）時，董事會應立即召集股東臨時會。

  • 19.4 本章程第19.3 條所稱之股東請求，係指股東一人或數人提出之請求，且於提出 請求時，其已繼續一年以上合計持有已發行股份總數百分之三以上股份者。

  • 19.5 股東請求須以書面記明提議於股東臨時會討論之事項及理由。

  • 19.6 如董事會於股東提出請求日起十五日內未為股東臨時會召集之通知，提出請求 之股東得以與董事會召開股東會之相同方式（盡量相似）自行召集股東臨時會。 如召開股東臨時會之地點位於中華民國境外，提出請求之股東應事先申報證交 所或櫃買中心核准。

  • 19.7 股份登錄興櫃或於中華民國上市櫃期間，股東得自行召集股東臨時會，惟該等 股東應至少繼續三個月以上，持有本公司已發行流通在外過半數的股份。股東 持有股份數額及持有股份期間之計算及決定，應以暫停辦理股份轉讓登載於股 東名冊的期間之首日定之。

  • 19.8 如董事會不召開或無法召開股東會（包括股東常會），或係為本公司之利益時， 獨立董事得於依其全權之認定於必要時召開股東會。

  • 20 通知

  • 20.1 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌前，股東會之召開， 應至少於五日前通知各有權出席及表決之股東，並載明會議召開之日期、地點 及時間及召集事由。

  • 20.2 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，股東常會之召 開，應至少於三十日前，股東臨時會之召開，應至少於十五日前，通知各有權 出席及表決之股東，並載明會議召開之日期、地點、時間及召集事由。開會通 知於取得相對人之事前書面同意後，得以電子傳輸方式為之。

  • 20.3 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事會應依公 開發行公司規則擇定基準日以決定得收受股東會通知及得表決之股東，並相應 地停止股東名冊記載之變更。

  • 20.4 除本章程第23.4 條規定之情形外，倘本公司意外漏發股東會通知予有權收受 通知之人、或有權收受通知之人漏未收到股東會通知，股東會之程序不因之而 無效。

  • 20.5 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，本公司應依本 章程第20.2 條的規定，一併公告股東會開會通知書、委託書用紙、有關承認案 與討論案（包含但不限於選任或解任董事之議案）等各項議案之案由及說明資 料，並依公開發行公司規則傳輸至公開資訊觀測站；其採行書面行使表決權者， 並應將上述資料及書面行使表決權用紙，併同寄送給股東。董事會並應依公開 發行公司規則，備妥股東會議事手冊和補充資料供所有股東索閱，並傳輸至公 開資訊觀測站。

  • 20.6 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，下列事項，應 載明於股東會召集通知並說明其主要內容，且不得以臨時動議提出：

  • (a) 選舉或解任董事；

  • (b) 修改章程大綱或本章程；

  • (c) 減資；

  • (d) 申請停止本公司股份公開發行；

  • (e) (i)解散、合併、股份轉換或分割，(ii)締結、變更或終止營業出租契約、 委託經營契約或共同經營契約，(iii)讓與本公司全部或主要部分營業或 財產，及(iv)取得或受讓他人全部營業或財產而對本公司營運有重大影 響者；

  • (f) 許可董事為自己或他人為屬於本公司營業範圍內之行為；

  • (g) 依本章程第17 條規定，以發行新股或以資本公積或其他金額撥充資本之 方式分派全部或部分盈餘；

  • (h) 將法定盈餘公積及發行股票溢價或受領贈與之所得以發行新股或現金方 式分配予原股東；及

(i) 本公司私募發行具股權性質之有價證券。

上開事項之主要內容得公告於證券主管機關或本公司指定之網站，並應將該網
站之網址載明於股東會召集通知。

  • 20.7 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事會應將章 程大綱及本章程、股東會議事錄、財務報表、股東名冊以及本公司發行的公司 債存根簿備置於註冊處所（如有適用）及本公司於中華民國境內之股務代理機 構。股東得隨時檢具利害關係證明文件，指定查閱範圍，請求檢查、查閱、抄 錄或複製。如相關文件係由本公司之股務代理機構保管時，於股東請求時，本 公司應命股務代理機構將股東所請求之文件提供予該股東。

  • 20.8 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，本公司應依公 開發行公司規則之規定，將董事會準備之所有表冊，及審計委員會擬提交股東 常會所準備之報告書，於股東常會十日前備置於註冊處所（如有適用）及本公 司位於中華民國境內之股務代理機構。股東可隨時檢查和查閱前述文件，並可 偕同其律師或會計師進行檢查和查閱。

  • 20.9 如股東會係為董事會或其他召集權人依據本章程或任何法律召集時，董事會或 該召集權人得請求本公司或股務代理機構提供股東名冊。於經請求時，本公司 應（並應命本公司之股務代理機構）提供股東名冊。

  • 21 寄發通知

  • 21.1 任何通知或文件，不論是否由本公司依本章程所寄送予股東者，應以書面由專 人親自送達或以信件或快遞服務之方式寄送至股東名冊所載該股東之地址或 該股東為此目的指示之其他地址。為本條之目的，其通知經股東書面同意者， 得以電子方式為之。

  • 21.2 任何通知或其他文件根據本章程第20 條及第21 條發送時，即生效力。在符合 所有適用法律、規則及規定之前提下，得以中文或英文作成，發送予股東。 

股東依本章程之規定送達任何文件予本公司時，應準用本條之規定。

22 股東會延期

董事會得於依本章程規定召集之股東會會議開始前，發出延期通知。該通知應
載明延期會議召開之日期、時間及地點，並應依本章程規定送達各股東。如股
東會決議延期在五日內之特定日期舉行股東會，則不適用本章程第20.1 條、第
20.2 條、第20.3 條、第20.4 條、第20.5 條、第20.6 條及第21 條之規定，
且毋須延期通知。

23 股東會之法定出席數及議事程序

  • 23.1 除非出席股東代表股份數已達法定出席股份數，股東會不得為任何決議。除本 章程另有規定外，代表已發行有表決權股份總數過半數之股東親自出席、委託 代理人出席或由法人股東代表人出席，應構成股東會之法定出席股份數。

  • 23.2 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事會應依符 合公開發行公司規則所定之方式，將其所備妥之營業報告書、財務報表、及盈 餘分派或虧損撥補之議案，提交於股東常會供股東承認。經股東於股東會承認 後，董事會應將經承認之財務報表及本公司盈餘分派或虧損撥補議案之決議副 本寄送或公告各股東，或依公開發行公司規則以其他方式提供之。

  • 23.3 除本章程另有規定者外，股東會會議決議之表決應以投票方式決定之。

  • 23.4 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，於開曼公司法 允許之前提下，本章程之內容不妨礙任何股東於決議作成後三十日內，以股東 會之召集程序或決議方法有違反法令或本章程，向有管轄權之法院提起訴訟， 尋求有關之適當救濟。因前述事項所生之爭議，得以臺灣臺北地方法院為訴訟 管轄法院。

  • 23.5 除開曼公司法、章程大綱或本章程另有明文規定者外，任何於股東會上提交股 東決議、同意、確認或承認者，均應以普通決議為之。

  • 23.6 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，於相關之股東 名冊停止過戶期間前，持有已發行股份總數百分之一以上股份之股東，得以書 面或本公司所指定之任何電子方式向本公司提出一項股東常會議案。本公司應 依適用法律所許可之方式與時間辦理公告，敘明受理股東提案之處所及不少於 十日之受理期間。除有下列情形之一者外，董事會應將該等提案列入議案：(a) 提案股東持股未達已發行股份總數百分之一者；(b)該提案事項非股東會所得 決議或議案文字超過三百個中文字者；(c)該提案股東提案超過一項者；或(d) 該提案於公告受理期間外提出者。如股東提案係為敦促本公司增進公共利益或 善盡社會責任之建議，董事會仍得列入議案。

  • 23.7 股東會之議事規則及程序應由董事會訂定，並經股東會普通決議通過，且該議 事規則及程序應依開曼公司法、本章程及公開發行公司規則予以訂定。

  • 24 會議主席

  • 24.1 股東會由董事會召集者，董事長如出席，應擔任股東會主席。如其未出席，應 由出席股東會之董事互選出會議主席。

  • 24.2 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，股東會主席應 依公開發行公司規則指派 或選舉會議主席 。

25 股東表決

  • 25.1 在不影響其股份所附有之任何權利或限制下，每一親自出席或委託代理人出席 之自然人股東，或經由其合法授權之代表親自出席或委託代理人出席之公司或 非自然人股東，就其所持有的每一股份均有一表決權。股東係為他人持有股份 時，股東得主張分別行使表決權，其分別行使表決權之資格條件、適用範圍、 行使方式、作業程序及其他事項，應依公開發行公司規則之規定辦理。

  • 25.2 除於相關股東會或特定類別股份股東會基準日已登記為該股份之股東，且已繳 納相關股款者外，任何人均無權在股東會上行使表決權。

  • 25.3 股東得親自或透過代理人行使表決權。股東得以本公司準備之委託書，載明委 託範圍委託代理人出席股東會行使表決權；惟一股東以出具一委託書，並以委 託一個代理人出席股東會並行使表決權為限。

  • 25.4 除開曼公司法另有規定外，股份登錄興櫃買賣或於中華民國的櫃買中心或證交 所掛牌期間，董事會得決定股東於股東會之表決權得以書面投票或電子方式行 使之，惟股東會於中華民國境外召開或公開發行公司規則要求時，本公司應提 供股東得以書面投票或電子方式行使表決權。如表決權得以書面投票或電子方 式行使時，該等行使表決權之方式應載明於寄發予股東之股東會通知。股東擬 以書面投票或電子方式行使其表決權者，至遲應於股東會開會二日前將其投票 指示送達於本公司，投票指示有重複時，以最先送達者為準，但聲明撤銷先前 投票指示者，不在此限。股東依前開規定以書面投票或電子方式行使其於股東 會之表決權時，視為委託會議主席為其代理人，於股東會上依其書面或電子文 件指示之方式行使表決權。會議主席基於代理人之地位，就書面或電子文件中 未提及或未載明之事項、及／或該股東會上所提出對原議案之修正，皆無權行 使該股東之表決權。為釐清疑義，該股東以該等方式行使表決權，即應視為其 就該次股東會中所提之臨時動議及／或原議案之修正，業已放棄表決權之行使。

  • 25.5 倘股東擬以書面或電子方式行使表決權並已依本章程第25.4 條之規定向本公 司送達其投票指示後，欲親自出席股東會者，至遲應於股東會開會前二日，以 與先前依本章程第25.4 條送達之投票指示之相同送達方式（如快遞、掛號郵件 或電子方式，依實際情形而定），另向本公司送達其欲撤銷先前投票指示之個 別通知。倘股東逾期撤銷其投票決定者，以書面或電子方式行使之表決權為準。

  • 25.6 股東為以書面或電子方式行使表決權，而已依本章程第25.4 條之規定向本公 司送達其投票指示者，有權依本章程規定另行指定他人代理其出席該次股東會。 於此情形，該代理人就表決權之行使應視為撤銷該股東先前送達本公司之投票 指示，本公司應僅計算該受明示指定之代理人所行使之表決權。

26 代理

  • 26.1 委託書應以董事會同意之格式為之，並載明僅為特定股東會使用。委託書之格 式應至少包含下列資訊：(a)填表須知，(b)股東委託行使事項，及(c)相關股東、 代理人及委託書徵求人（若有）之個人基本資料。委託書表格應連同該次會議 之相關通知，一併提供予股東，且該等通知及委託書文件亦應於同日發送予所 有股東。

  • 26.2 委託書應為書面，並經委託人親自簽署。如委託人為公司或非自然人股東時， 由其合法授權之職員或代理人簽署。受託代理人毋庸為本公司之股東。

  • 26.3 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，於不違反公開 發行公司規則之情況下，除根據中華民國信託事業或經公開發行公司規則核准 之股務代理機構外，一人同時受兩人以上股東委託時，除依本章程第25.4 條之 規定而視為股東代理人之會議主席外，其代理的表決權數不得超過本公司停止 過戶期間前，已發行有表決權股份總數之百分之三；超過該百分之三之表決權， 不予計算。

  • 26.4 倘股東以書面或電子方式行使表決權，並以委託書委託代理人出席股東會者， 以受託代理人出席行使之表決權為準。委託書送達本公司後，股東欲親自出席 股東會或欲以書面或電子方式行使表決權者，應於股東會開會二日前，以書面 向本公司為撤銷委託之通知；逾期撤銷者，以受託代理人出席行使之表決權為 準。

  • 26.5 除依本章程第25.4 條規定而視會議主席為股東代理人之情形者外，委託書應 至少於委託書所載代理人所擬行使表決權之股東會或其延會五日前，送達公司 之註冊處所、本公司在中華民國之股務代理機構辦公室、或於股東會召集通知 上或本公司寄出之委託書上所指定之處所。本公司收到同一股東之數份委託書 時，除股東於後送達之委託書中明確以書面聲明撤銷先前之委託者外，應以最 先送達之委託書為準。

  • 27 委託書徵求 

股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，委託書之使用
與徵求應遵守公開發行公司規則，包括但不限於「公開發行公司出席股東會使
用委託書規則」。

28 異議股東股份收買請求權

  • 28.1 於不違反開曼公司法規範下，股東會決議下列任ㄧ事項時，於會議前或會議中， 已以書面或口頭表示異議（經紀錄）並放棄表決權之股東，得請求本公司以當 時公平價格收買其所有之股份：

  • (a) 本公司擬締結、變更或終止任何營業出租契約、委託經營契約或共同經營 契約；

  • (b) 本公司轉讓其全部或主要部分的營業或財產，但本公司依解散所為之轉 讓，不在此限；

  • (c) 本公司取得或受讓他人全部營業或財產，對本公司營運產生重大影響者；

  • (d) 本公司擬進行合併、股份轉換或分割；或

  • (e) 本公司概括承受他人全部財產和負債，或概括讓與其全部財產和負債。

  • 28.2 於不違反開曼公司法情形下，依本章程第28.1 條請求之股東（下稱「 異議股 東 」），應於股東會決議日起二十日內以書面提出，並列明請求收買價格。異 議股東與本公司間就收買價格達成協議者，本公司應自股東會決議日起九十日 內支付價款。異議股東與本公司間未就收買價格達成協議者，本公司應自股東 會決議日起九十日內，依本公司所認為之公平價格支付價款予未達成協議之異 議股東；本公司未於前述九十日期間內支付本公司所認為之公平價格者，視為 同意異議股東請求收買之價格。

  • 28.3 於不違反開曼公司法情形下，異議股東與本公司間就異議股東持有股份之收買 價格自股東會決議日起六十日內未達成協議者，本公司應於此期間經過後三十 日內，以全體未達成協議之異議股東為相對人，聲請法院就異議股東持有之全 數股份為公平價格之裁定，並得以臺灣臺北地方法院為第一審管轄法院。

  • 縱有前述本章程第28 條之規定，本條之規定未限制或禁止股東依據開曼公司 法第238 條之規定，於其對合併表示異議時，請求支付其股份公平價格之權利。

  • 29 無表決權股份

  • 29.1 下列股份於其有下列情形（依其適用情形）之期間內，於任何股東會上均無表 決權，亦不算入已發行股份之總數：

  • (a) 本公司持有自己之股份；

  • (b) 直接或間接被持有已發行有表決權之股份總數或資本總額超過半數之附 屬公司，所持有之本公司股份；或

  • (c) 本公司、附屬公司、本公司之控股公司及該控股公司之附屬公司直接或間 接持有他公司已發行有表決權之股份總數或資本總額超過半數之公司，所 持有之本公司股份。

  • 29.2 股東對於股東會討論之事項，有自身利害關係致有害於本公司利益之虞時，不 得加入表決，且其持有之股份數不算入已出席股東之表決權數。惟其持有之股 

份數仍得算入計算法定出席人數時之股份數。上述股東亦不得代理他股東行使
表決權。
  • 29.3 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事以股份設 定質權超過選任當時所持有之本公司股份數額二分之一時，其超過部分無表決 權，亦不算入已出席股東之表決權數，但於計算股東會開會門檻時，應列入計 算。

30 共同股份持有人之表決

  • 股份為數人共有者，其共有人應依據公開發行公司規則推定一人行使股東之權 利。若共有人間無法達成協議，順位較前者所行使之表決權（不論親自出席或 委託代理人出席）應被接受並排除其他共同持有人之表決。前所稱之順位，係 指股東名冊中名字記載之次序。

31 法人股東之代表

  • 31.1 法人股東或非自然人股東得以書面授權其認為適當之人為其代表人，參與任何 股東之會議。代表人有權行使該被代表法人或非自然人之權利內容，與假設該 法人或非自然人為自然人股東時所得行使者同。於代表人出席之會議，該法人 股東或非自然人股東並應視為已親自出席。

  • 31.2 縱有如上規定，就任何人是否有權以法人股東或非自然人股東名義出席股東會 並參與表決，會議主席仍得接受其認為適當之確認方式。

  • 32 股東會延會 

於股東會達法定出席股份數並經出席股東多數同意，股東會主席應得依其指示
宣佈散會。除散會時已宣布延會之召開日期、地點及時間且延會超過五日外，
新會議召開日期、地點及時間之通知，應依本章程條款規定送交有權出席及表
決之股東。

33 董事出席股東會

本公司董事應有權收受任何股東會之通知、出席並發言。

董事及經理人

34 董事人數及任期

  • 34.1 本公司董事會，設置董事人數不得少於五人，且不得多於九人。每一董事任期 不得逾三年，倘該任期屆滿將致本公司無董事，該任期得延長至任期屆滿後次 一選任董事之股東會召開之日止。董事得連選連任。於符合適用法律規範及前 述董事人數範圍之前提下，本公司得隨時以特別決議增加或減少董事人數。

  • 34.2 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事間應有超 過半數之席次，不得具有配偶關係或二親等以內之親屬關係。

  • 34.3 本公司召開股東會選任董事者，當選人不符本章程第34.2 條之規定時，不符規 定之董事中所得選票代表選舉權較低者，於符合本章程第34.2 條規定之必要 限度內，其當選失效。已充任董事而違反前述規定者，應自違反之日起，當然 解任。

  • 34.4 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，除依公開發行 公司規則另准許者外，應設置獨立董事，人數不得少於三人，且獨立董事席次 不得少於董事席次五分之一。於公開發行公司規則要求範圍內，獨立董事其中 至少一人應在中華民國境內設有戶籍，且至少一名獨立董事應具有會計或財務 專業知識。股份於中華民國的櫃買中心或證交所掛牌前，董事會得決議本公司 應於股東會選任獨立董事。

  • 34.5 董事（包含獨立董事及非獨立董事）之提名，於股份登錄興櫃買賣或於中華民 國的櫃買中心或證交所掛牌期間內，應依公開發行公司規則採候選人提名制度。

  • 34.6 獨立董事應具備專業知識，且於執行董事業務範圍內應保持獨立性，不得與本 公司有直接或間接之利害關係。獨立董事之專業資格、持股與兼職限制、獨立 性之認定，應符合公開發行公司規則之規定。

  • 35 董事選舉

  • 35.1 本公司得於股東會選任任何人為董事，其得票數應依本章程第35.2 條計算之。 有代表公司已發行股份總數過半數之股東出席（親自出席或委託代理人出席） 者，即構成選舉一席以上董事之股東會法定出席股份數。

  • 35.2 董事應由股東以下述累積投票制選出（本條所規範之投票方式下稱「累積投票 制」）：

  • (a) 董事選舉時，每一股東得行使之投票權數，為其所持之股份乘以該次股東 會應選出董事人數之數目；

  • (b) 股東得將其投票權數集中選舉一名董事候選人，或分配選舉數名董事候選 人；

  • (c) 相同類別之董事中（即獨立董事或非獨立董事），與董事應選出人數相當， 並獲得最多選票之候選人，當選為董事；且

  • (d) 如有兩名以上之相同類別之董事候選人獲得相同選票數，且當選人數超過 該類別董事應選人數時，相同票數之董事應以抽籤決定當選之人。如董事 候選人未出席該次股東會，會議主席應代其抽籤。

  • 35.3 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，獨立董事因故 辭職或解任，致人數不足三人時，本公司應於最近一次股東會補選之。所有獨 

立董事均辭職或解任時，董事會應於最後一位獨立董事辭職或解任之日起六十
日內，召開股東臨時會補選獨立董事以填補缺額。

  • 35.4 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事因故解任， 致不足七人者，本公司應於最近一次股東會補選之。但董事缺額達已選任董事 總數三分之一者，董事會應自事實發生之日起六十日內，召集股東臨時會補選 之。

  • 35.5 法人（或其他法人實體）為股東時，得指派一人或數人為其代表人（下稱「指 派代表人」）被選舉為董事。指派代表人選任為董事應依本章程第34 條之規定 經股東同意。

  • 35.6 指派代表人經選任為董事者，指定該指派代表人選舉為董事之法人（或其他法 人實體）股東，得隨時通知本公司改派他人為指派代表人（下稱「改派」）。 改派應自通知內所載明之日期生效，如通知未載明日期者，則應自通知送達本 公司時生效，且無須經股東同意。改派不適用本章程第35.1 條、第35.2 條及 第35.5 條之規定。

36 董事解任

  • 36.1 本公司得隨時以重度決議解除任何董事之職務。於本公司董事任期尚未屆滿前 改選全體董事者，如未決議原董事於任期屆滿始為解任，應視為提前解任。前 述改選應有代表已發行股份總數過半數股東之親自出席或委託代理人出席。若 全體董事之任期同時屆滿，而在屆滿前未召開股東會進行改選者，董事任期應 繼續並延長至下次股東會選任或改選新任董事時且於該等董事就任時止。

  • 36.2 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事執行業務， 有重大損害本公司之行為或違反法令及／或本章程之重大事項，但未以重度決 議將其解任者，於適用法律許可之範圍內，持有本公司已發行股份總數百分之 三以上之股東，得於該次股東會後三十日內訴請法院裁判解任之，並得以臺灣 臺北地方法院為訴訟管轄法院。

37 董事職位之解除

  • 37.1 董事之職位如有下列情事應被解除：

  • (a) 依本章程規定董事被解除職務；

  • (b) 董事死亡；

  • (c) 依本章程第34.3 條規定董事當然解任者；

  • (d) 董事以書面通知本公司辭任董事職位；

  • (e) 經法院依本章程第36.2 條規定裁判解任；或

  • (f) 董事有下列情事之一者，當然解任：

  • (i) 受破產之宣告，或法院宣告進入清算程序，尚未復權者；

  • (ii) 經相關管轄法院或官員裁決其無行為能力，或依適用法律，其行為 能力受有限制；

  • (iii) 受輔助宣告（依中華民國民法定義）或相似之宣告，且該宣告尚 未撤銷。

  • (iv) 曾犯中華民國法規禁止之組織犯罪，經有罪判決確定，且（A）尚 未執行、（B）尚未執行完畢、（C）服刑完畢或緩刑期滿尚未逾五 年、或（D）赦免後未逾五年；

  • (v) 曾因刑事詐欺、背信或侵占罪，經受有期徒刑一年以上判決確定， 且（A）尚未執行、（B）尚未執行完畢、（C）服刑完畢或緩刑期滿 尚未逾二年、或（D）赦免後未逾二年；

  • (vi) 曾犯貪污治罪條例之罪，經有罪判決確定，且（A）尚未執行、 （B）尚未執行完畢、（C）服刑完畢或緩刑期滿尚未逾二年、或 （D）赦免後未逾二年；或

  • (vii) 曾因使用信用工具而經拒絕往來尚未期滿者。 

如董事候選人有本條第(f)款各目情事之一者，該人應被取消董事候選人之資
格。

  • 37.2 若董事（獨立董事除外）在任期中轉讓超過選任當時所持有之本公司股份數 額二分之一時，其董事自動當然解任，且解任毋須經股東會之同意立即生效。

  • 37.3 任何董事（獨立董事除外）當選後，於就任前轉讓超過選任當時所持有之本 公司股份數額二分之一時，或當選後於股東會前依公開發行公司規則之停止 股票過戶期間內，轉讓持股超過二分之一時，毋須經股東會之同意，其應立 即喪失董事資格。

  • 38 董事報酬

  • 38.1 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事會應依公 開發行公司規則設立至少由三名成員組成之薪資報酬委員會，且成員中之一人 須為獨立董事。薪資報酬委員會成員之專業資格、所定職權之行使及相關事項， 應符合公開發行公司規則之規定。於薪資報酬委員會設立時，董事會應以決議 通過薪資報酬委員會之組織章程，且該組織章程並應符合公開發行公司規則之 規定。董事會得決議於登錄興櫃或中華民國的櫃買中心或證交所掛牌前設置薪 資報酬委員會。

  • 38.2 前條所稱薪資報酬應包括董事及經理人之薪資、股票選擇權與其他具有實質獎 勵之措施。

  • 38.3 董事報酬得由董事會參考薪資報酬委員會（若有設置者）之建議及其他同業一 般水準決定之，惟僅得以現金支付。本公司亦得支付董事因往返董事會、董事 會授權由董事組成之委員會、本公司股東會或與本公司業務相關或為董事通常 職務而適當支出之差旅費、住宿費及其他費用。董事有權依開曼公司法、公開 發行公司規則、服務協議或其他與公司簽訂之相類契約，獲配本公司利益。

39 董事選舉瑕疵

於不違反本章程第23.4 條及適用法律規定之前提下，董事會、董事會授權由董事
組成之委員會或任何董事依善意所為之行為，縱使嗣後經查董事選舉程序有瑕疵，
或有董事不具備董事資格之情形者，其效力仍與經正當程序選任之董事、或具備董
事資格之董事所為者，同等有效。

40 董事管理業務

本公司業務應由董事會管理及執行。於管理本公司業務時，於本章程、開曼公司法
及本公司於股東會指示之範圍內，除經開曼公司法或本章程要求應由本公司於股東
會行使者外，董事會得行使本公司之一切權力。

41 董事會之職權

於不影響本章程第40 條之概括規定及不違反適用法律情形下，董事會得：

  • (a) 指派、終止或解免任何本公司經理、秘書、職員、代理人或僱員，並決定 其報酬及其職責；

  • (b) 借入款項、就本公司事業、財產和尚未繳納股款之全部或一部設定抵押、 質押或擔保，或發行債券、債券性質股份或其他有價證券，或發行此等有 價證券以作為本公司或第三人債務、責任或義務之擔保；

  • (c) 指派一位或數位董事擔任本公司之執行董事或執行長，於董事會管理下監 督及管理本公司所有一般業務及事務；

  • (d) 指派本公司經理人負責本公司日常業務，並得委託及賦予該經理人為從事 此種業務之交易或執行之適當之權力與職責；

  • (e) 以授權方式，指派董事會直接或間接提名之公司、行號、個人或團體，擔 任本公司代理人，於董事會認為適當之期間與條件內，基於其認為適當之 目的，賦予其認為適當之權力、授權及裁量權（但不得超過董事會所擁有 或得以行使之權力）。該等授權書得涵蓋董事會認為適當之條款，以保護 或便利與該代理人處理事務之人，亦得授權該代理人複委任其權力、授權 及裁量權。若經授權時，該代理人並得依開曼公司法所允許之方式，簽署 任何契約或文件；

  • (f) 促使本公司支付所有創立及成立本公司所生費用；

  • (g) 授與權限（包括複委任之權限）予董事會指定之一人或數人所成立之委員 會，各該委員會並應依董事會指示行事。除董事另有指示或規範外，該委 

員會之會議及議事程序應依本章程所定之董事會議及其議事程序而進行；

  • (h) 以董事會認為適當之條件及其方式授予任何人權限（包括複委任之權 限）；

  • (i) 提出本公司清算或重整之聲請或申請；

  • (j) 於發行股份時，支付法律允許相關之佣金及經紀費；及

  • (k) 授權任何公司、行號、個人及團體為特定目的代理本公司，並以本公司名 義簽署任何相關之協議、文件與契約。

  • 42 董事及經理人名冊

  • 42.1 董事會應依開曼公司法規定，備置一本或數本董事及經理人名冊於註冊處所， 內容應包括下列關於董事及經理人之事項：

  • (a) 姓名；及

(b) 地址。

  • 42.2 董事會應於下列事情發生三十日內，變更董事及經理人名冊內之記載及發生日 期，並依開曼公司法規定通知公司登記處：

  • (a) 董事及經理人變更；或

  • (b) 董事及經理人名冊內事項變更。

  • 43 經理人 

就本章程所稱之經理人係由董事會指派之秘書及其他經理人組成。

44 指派經理人

秘書（及其他經理人，如有）應由董事會隨時指派。

45 經理人職責

經理人應有董事會所隨時委託之管理並處理業務及事務之權力與職責。

46 經理人報酬

經理人之報酬由董事會定之。

47 利益衝突

  • 47.1 任何董事或其公司、合夥人或與董事有關之公司，得以任何地位而為本公 司行事、被本公司僱用或向本公司提供服務，而該董事或其公司、合夥人或與 董事有關之公司有權收取之報酬，與假設其非為董事之情形者同。惟本第47.1 條於獨立董事不適用之。

  • 47.2 縱本章程第47 條有相反規定，董事對於董事會議討論之事項或與本公司之契 約、擬簽定之契約或協議有直接或間接利害關係者，應依適用法律於相關之董 事會說明其自身利害關係之性質及重要內容；本公司擬進行本章程第28.1 條 所定交易或依適用法律進行其他併購，董事就該等交易有自身利害關係時，應 依適用法律於相關之董事會及股東會說明其自身利害關係之重要內容及贊成 或反對該等交易之理由。董事之配偶、二親等以內之血親（依中華民國民法定 義），或與董事具有控制從屬關係之公司，就董事會討論之事項有利害關係者， 視為董事就該事項有自身利害關係。「控制」及「從屬」應依公開發行公司規 則認定之。

  • 47.3 縱本章程第47 條有相反規定，董事對於董事會討論事項，有自身利害關係 致有害於本公司利益之虞時，不得加入表決，亦不得代理其他董事行使表決權。 依前述規定不得行使表決權之董事，其表決權不計入已出席董事之表決權數。

  • 47.4 縱本章程第47 條有相反規定，董事為自己或他人為屬於本公司營業範圍內之 行為者，應於股東會向股東說明其行為之重要內容，並取得股東會重度決議之 許可。

48 董事及經理人之補償及免責

  • 48.1 本公司董事及經理人及任何受託管理人在處理與本公司有關業務之期間，及各 前任董事、前任經理人、前任受託管理人，及其各自之繼承人、執行人、管理 人、個人代表人（各該人等於本條稱為「被補償人」），因執行其職務或其應 盡之職責、或於其職務上或信託中，因其作為、同時發生之作為、或其不作為 所衍生或遭受之求償、成本、費用、損失、損害及支出，本公司應以其資產補 償之，且被補償人對其他被補償人之行為、所收款項、過失或違約，或為一致 性需求所參與之收取，或就本公司應或得存放保管金錢或財產之銀行或他人， 或對本公司因擔保而應存入或補提之任何不足金額或財產，或因執行其職務或 信託而生或相關聯之任何其他損失、災禍或損害，概不負責；惟如係因上述人 員之詐欺、不誠實或因違反本章程第48.4 條所致者，不在此限。

  • 48.2 本公司得為其董事或經理人就其因擔任董事或經理人而生之責任購買保險 或續保，或以該保險補償其對本公司或附屬公司可能因過失、違約、違反職責 或背信而有罪，所依法而生之損失或義務。

  • 48.3 在開曼群島法允許之範圍內，繼續六個月以上持有本公司已發行股份總數百分 之一以上之股東得：

  • (a) 以書面請求董事會授權審計委員會之獨立董事為本公司對董事提起訴訟， 並得以臺灣臺北地方法院為第一審管轄法院；或

  • (b) 以書面請求審計委員會之獨立董事為本公司對董事提起訴訟，並得以臺灣 臺北地方法院為第一審管轄法院； 

於依上述第(a)款或第(b)款提出請求後30 日內，如(i)受請求之董事會未依第
(a)款授權審計委員會之獨立董事或經董事會授權之審計委員會之獨立董事未
依第(a)款提起訴訟；或(ii)受請求之審計委員會之獨立董事未依第(b)款提起
訴訟時，在開曼群島法允許之範圍內，股東得為本公司對董事提起訴訟，並得
以臺灣臺北地方法院為訴訟管轄法院。
  • 48.4 於不影響及不違反本公司之董事依開曼群島之普通法原則及法律對本公司及 股東所負之一般董事責任之情形下，董事於執行本公司之業務經營時，應忠實 執行業務並盡善良管理人之注意義務，如有違反致本公司受有損害者，於法律 允許之最大限度內，應負損害賠償責任。如董事因為違反上開規定之行為，而 為自己或他人取得任何利益時，於經股東會普通決議通過下，本公司應採取所 有適當之行動及步驟及於法律允許之最大限度內，自該董事處使該等利益歸為 本公司所有。本公司之董事於其執行業務經營時，如有違反法律或命令導致本 公司對於任何人負有任何補償或損害責任時，該董事應與本公司就該等補償或 損害負連帶賠償之責，且若因任何原因，該董事無須與本公司負連帶賠償之責， 該董事應就其違反其責任導致本公司所受之任何損失予以補償。經理人於執行 本公司職務時，應負與本公司董事相同之損害賠償責任。

董事會

49 董事會

  • 49.1 董事會由董事長召集之，且董事會得因執行業務而召集、 休會及依其認為適切 。

  • 之其他方式管理其會議

  • 49.2 股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，本 公司應至少 每季召開一次董事會，並應依公開發行公司規則辦理。

  • 49.3 董事會決議應以出席且就該議案有權投票之董事過半數同意通過，如票數相同 時，則為不通過。為本條之目的，如已出席董事會且有權投票之董事就議案未 為投票者，該董事將被視為反對該決議。

50 董事會通知

50.1 董事長得隨時召集董事會，但秘書經董事長要求時應隨時召集董事會。

  • 50.2 股份 登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌 前，董事會之召集應 至少於48 小時前通知各董事；但遇有過半數董事同意之緊急情事時，得以較 短之召集通知、或於通知每位董事後、或經每位董事同意後無需事前通知，而 為召集。股份登錄興櫃買賣或 於中華民國的櫃買中心或證交所掛牌 期間，召集 董事會時，應於預定開會日七日前，將載明擬討論事項及承認事項（如屬適當） 之開會通知寄發各董事。但遇有過半數董事同意之緊急情況時，得依符合公開 發行公司規則之方式，於較短之期間內通知各董事召集之。 為本條之目的，如 。

  • 經董事同意時，開會通知得以電子方式寄送

51 視訊會議參與董事會 

董事得以視訊會議，或於適用法律許可範圍內，以其他通訊器材參與董事會，使所
有與會者同時並即時參與討論，並視為親自出席。

52 董事會之法定出席數

董事會會議所需之法定出席人數，應為過半數之董事。

53 董事會成員缺額之運作 

董事會成員如有缺額仍得運作。

54 董事會主席

董事長（如有）如出席董事會，應為董事會議主席。董事長缺席時，應依公開發行
公司規則指派或選舉會議主席。
  • 55 董事會先前行為之效力 
本公司於股東會就本章程所為之制定或修改，不應使董事會於本章程未制定或修改
前之有效行為變為無效。

公司紀錄

56 議事錄

董事會應將會議紀錄納入所備置之簿冊，以供下列目的之用：

  • (a) 所有經理人之選任與任命；

  • (b) 各次董事會之出席董事姓名，及董事會所委任之委員會各次會議之出席董事姓 名；及

  • (c) 股東會、董事會、經理人會議與董事會委任之委員會議中所有決議及議事程序。 57 抵押擔保登記簿

  • 57.1 董事應依 開曼公司法 備置抵押及擔保登記簿。

  • 57.2 依 開曼公司法 規定，抵押擔保登記簿應備置於註冊處所，於開曼群島各營業日 供股東及債權人檢閱，但應受限於董事會所為之合理限制；惟每營業日開放供 檢閱之時間應不少於二小時。

  • 58 印章之形式和使用

  • 58.1 印章僅能依董事或董事組成之委員會之董事成員依授權使用之；於董事另有決 定前，印章應於董事或秘書或助理秘書或其他經董事或董事組成之委員會之董 事成員授權之人在場時蓋印。

  • 58.2 縱有如上規定，印章得於未經授權下，為應檢送予開曼群島公司登記處之文件， 而由 本 公司任一董事、秘書或助理秘書或其他有權檢送前述文件之人或機構， 以驗證之方式於該文件上蓋印。

  • 58.3 於 開曼公司法 許可下， 本 公司得有一個或數個複製印章；且如董事認為適當， 得在該複製印章表面加上其將使用之 城市、領土、地區或地點的名稱。

公開收購及帳簿

59 公開收購

股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事會於本公司或
本公司依公開發行公司規則之規定指派之訴訟及非訟代理人接獲公開收購申報書副
本及相關書件後15 日內，應對建議股東接受或反對本次公開收購作成決議，並公
告下列事項：

  • (a) 董事及持有本公司已發行股份超過百分之十之股東自己及以他人名義目前持有 之股份種類、數量。

  • (b) 就本次公開收購人身分與財務狀況、收購條件公平性，及收購資金來源合理性 之查證情形，對股東之建議，並應載明董事同意或反對之明確意見及其所持理 由。

  • (c) 本公司財務狀況於最近期財務報告提出後有無重大變化及其變化說明（如有）。

  • (d) 董事及持有本公司已發行股份超過百分之十之股東自己及以他人名義持有公開 收購人或其關係企業之股份種類、數量及其金額。

  • 60 會計帳簿

60.1 董事會就所有 本 公司交易應備置適當之 會計帳簿 ，尤其是：

  • (a) 本公司所有收受及支出之款項、及與該收受或支出之相關事宜；

  • (b) 本公司所銷售及購買之一切物品；及

  • (c) 本公司之所有資產及負債。 

會計帳簿自備置日起，應至少保存五年。

  • 60.2 會計帳簿應予保存。若於董事會認為之適當處所，未備有能正確、公平反映本 公司事務及說明相關交易所必要之會計帳簿者，視同未就前述事項妥善備置會 計帳簿。

  • 60.3 依本章程與依相關法規製作之委託書、文件、表冊及電子媒體資訊等，應保存 至少一年。惟如有股東就該委託書、文件、表冊及／或本條所述之資訊等提起 訴訟時，倘該訴訟費時逾一年，則應保存至該訴訟終結為止。

  • 61 會計年度結束 

除本公司董事會另為議定者外，本公司之會計年度：

  • (a) 於設立當年度及其後每年，於每年十二月三十一日結束；且

  • (b) 自本公司設立時起算；並於其後每年度之一月一日開始起算。

審計委員會

62 審計委員會人數

股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，董事會應設立審計
委員會。審計委員會僅得由獨立董事組成，且全體獨立董事均應為審計委員會成
員。審計委員會人數不得少於三人，其中一人為召集人，負責召集審計委員會會
議，且至少一人應具備會計或財務專長。審計委員會每季至少召開一次，並得視需
要隨時召開會議。審計委員會之決議，應有審計委員會全體成員二分之ㄧ（含）以
上之同意。股份於登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌前，董事會
得決議設置審計委員會。

63 審計委員會之職權

  • 63.1 審計委員會（若有設置者）應依公開發行公司規則之規定行使職權。下列事項 應經審計委員會全體成員二分之ㄧ以上同意，並提董事會決議：

  • (a) 訂定或修正公司內部控制制度；

  • (b) 內部控制制度有效性之考核；

  • (c) 訂定或修正重要財務或業務行為之處理程序，例如取得或處分資產、衍 生性商品交易、資金貸與他人，或為他人背書或保證；

  • (d) 涉及董事自身利害關係之事項；

  • (e) 重大之資產或衍生性商品交易；

  • (f) 重大之資金貸與、背書或提供保證；

  • (g) 募集、發行或私募具有股權性質之有價證券；

  • (h) 簽證會計師之委任、解任或報酬；

  • (i) 財務、會計或內部稽核主管之任免；

  • (j) 年度及半年度/第二季財務報告（如依公開發行公司規則而有適用）之 核可；及

  • (k) 本公司隨時認定或本公司監理主管機關所要求之其他事項。 

除第(j)款以外，其他任何事項如未經審計委員會成員半數（含）以上同意
者，得經全體董事三分之二（含）以上同意行之，不受前項規定之限制，審計
委員會之決議並應載明於董事會議事錄中。

  • 63.2 在不違反適用法律規定及開曼群島法允許之範圍內，審計委員會之獨立董事成 員應監督本公司業務之執行，並得隨時調查本公司業務及財務狀況，查核、抄 錄或複製簿冊文件，並得請求董事會或經理人提出報告。在不違反適用法律規 定及開曼群島法允許之範圍內，審計委員會之獨立董事成員依本條行使職權時， 董事會得授權審計委員會之獨立董事代表本公司委任會計師、律師審核之。

  • 63.3 審計委員會對於董事會編造提出股東會之各種表冊，應予查核，並報告意見於 股東會。

  • 63.4 於不違反開曼公司法情形下，董事會決議本章程第28.1 條所定事項或依適用 法律進行其他併購前，應由審計委員會就併購計畫與交易之公平性、合理性 進行審議，並將審議結果提報董事會及股東會；但依適用法律規定如無須股 東會決議者，得不提報股東會。審計委員會進行審議時，應委請獨立專家就 換股比例或配發股東之現金或其他財產之合理性提供意見。審計委員會之審 議結果及獨立專家之合理性意見，應於發送股東會召集通知時，一併發送股 東；但依適用法律規定併購免經股東會決議者，應於最近一次股東會就併購 事項提出報告。前述應發送股東之文件，經本公司於金管會指定之網站公告 同一內容，且備置於股東會會場供股東查閱，對於股東視為已發送。

自願解散和清算

64 自願解散和清算

64.1 本公司得依本章程第12.4 條之規定自願解散。

  • 64.2 如本公司應行清算，清算人經特別決議同意後，得將本公司全部或部分之資產 （無論其是否由性質相同之財產所組成）以其實物分配予各股東，並得依適用 法律，以其所認公平之方式，決定前開應分配財產之價值，及各股東間、或不 同股別股東間之分配方式。經特別決議，清算人得依其認為適當之方式，將該 等資產之全部或一部，為股東之利益而交付信託。惟股東毋庸接受其上附有任 何負債之股份、或其他有價證券或財產。 
變更章程

65 變更章程 

在不違反開曼公司法和章程大綱之情形下，本公司得經特別決議變更或增訂其章程。

訴訟及非訟代理人

66 委任訴訟及非訟代理人

股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間，本公司應依適用法
律委任訴訟及非訟代理人，擔任本公司依中華民國證券交易法在中華民國境內之負
責人，處理中華民國證券交易法及與中華民國證券交易法相關之規則及規定所定事
務。前述訴訟及非訟代理人須為在中華民國境內有住所或居所之自然人。

其他

67 中華民國證券法令

股份登錄興櫃買賣或於中華民國的櫃買中心或證交所掛牌期間內，董事、獨立董
事、薪資報酬委員會或審計委員會之資格條件、組成、選任、解任、職權行使及其
他應遵行事項，應遵循中華民國證券法令適用於本公司的規定。

68 因特定事件而終止上市或上櫃

如本公司有意進行下列任一交易：

  • (a) 合併（本公司於合併後消滅）；

  • (b) 出售、讓與或轉讓本公司全部之財產或營業予其他公司；

  • (c) 股份轉換；或

(d) 分割，

而導致本公司終止上市或上櫃，且（於上述（a）之情形）該存續公司、（於上述
（b）之情形）受讓公司、（於上述（c）之情形）因為取得本公司股份而發行股份
之他公司，及（於上述（d）之情形）分割既存或新設公司，其股份未於中華民國
的櫃買中心或證交所掛牌者，除應符合開曼公司法相關規定者外，該等交易應經本
公司已發行股份總數三分之二以上股東之同意行之。

69 社會責任

本公司經營業務，應遵守法令及商業倫理規範，並得採行增進公共利益之行為，以
善盡本公司之社會責任。

附件七

候選人 姓名 主要學歷 主要經歷 現職 持有股份數
額(單位:
股)
董事 明珍企業有限公司
代表人：王克璋		 國立臺灣科技大學
纖維技術		 聚隆纖維(股)公司協理
濟南聚大纖維有限公司總經理
濟南市台商協會會長
全國台商企業聯誼會副會長		 濟南大自然新材料(股)公司董事長
濟南大自然新材料有限公司董事長
中峰化學有限公司董事長
明珍企業有限公司董事
飛越工程有限公司董事
濟南鶴珍工貿有限公司董事長、		 18,010,300
董事 MACRIFER
TRADING
SOCIEDAD
代表人：Ericson		 Bachelor of
International
Relations, University
of Unisc		 Brasfumo Ind. Brasileira de Fumos S.A.-
Commercial Director
Brasfumo Ind. Brasileira de Fumos S.A.-
Sales Manager
Diomnd Italy s.r.l.-Factory Manager
Matter & Fensterseifer Ltda.-General
Manager		 CASA I LTDA.-Managing Director
Head of Leaf Tobacco and Commercial
Departments of Brasfumo Ind. Brasileira
de fumos S.A.
濟南大自然新材料(股)公司董事		 8,648,200
董事 瑞隆貿易有限公司
代表人：徐正材		 美國舊金山大學 永豐金融控股(股)公司董事 厚生(股)公司董事長
板建開發(股)公司董事長
厚和建設(股)公司董事長
瑞孚國際(股)公司董事長
風和國際(股)公司董事
誠禧投資(股)公司監察人		 3,774,100
濟南大自然新材料(股)公司董事
董事 孟慶蒞 國立台北大學
企業管理研究所碩士
台灣集中保管結算所總經理		 德信綜合證券(股)公司董事長 ━
獨立
董事		 林澤忠 台北工專化學
工程科		 聚隆纖維股份有限公司總經理
拓昕投資(股)公司董事
立翔投資(股)公司董事
巨能投資(股)公司董事
聚茂生技(股)公司監察人
台化廠長
台化事業部研發主任		 全聚隆生技(股)公司公司董事
聚泰環保材料科技(股)公司監察人
聚隆纖維股份有限公司董事長室總監
濟南大自然新材料(股)公司獨立董事		 ━
獨立
董事		 林文正 美國聖諾望大學
企管碩士		 Great Elite Inc LTD.(開曼)董事
美商新蛋集團大中華區財務總監
新蛋電子信息(中國)有限公司董事
普格科技(股)公司財務長
燦坤實業(股)公司財務經理
藍天電腦(股)公司百腦滙事業群財務長
歡樂啟示(股)公司財務經理
寶來證券資本市場部襄理
安侯建業會計師事務所審計領組		 賽
席
爾
商
OCEAN
WAVES
INTERNATIONAL TRADING LTD.董事
長
濟南大自然新材料(股)公司獨立董事		 ━
獨立
董事		 余景賢 新埔工業專科學校
紡織科		 展宏國際企業有限公司執行長
余景季食品企業有限公司負責人		 余景季國際貿易(有)負責人
濟南大自然新材料(股)公司獨立董事		 ━

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