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Uniworth Securities Limited — Investor Relations & Filings

Ticker · 512408 ISIN · INE728J01019 BSE.NS Financial and insurance activities
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Filings indexed 319 across all filing types
Latest filing 2020-05-27 Regulatory Filings
Country IN India
Listing BSE.NS 512408

About Uniworth Securities Limited

http://www.uniworthsecurities.com

Uniworth Securities Limited is a financial services firm primarily engaged in investment activities and the trading of securities. The company focuses on managing a portfolio of investments in equity and debt instruments, providing financial consultancy, and facilitating capital market operations. It serves as an investment vehicle, leveraging market insights to optimize asset allocation and generate long-term value. Its core operations involve the acquisition, holding, and disposal of shares, stocks, debentures, and other financial products. The firm maintains a focus on strategic financial management and corporate advisory services to support its business objectives within the broader financial landscape.

Recent filings

Filing Released Lang Actions
Compliance Certificate for the period ended 31st March, 2020
Regulatory Filings Classification · 95% confidence The document is a Compliance Certificate under Regulation 7(3) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the half year ended 31st March 2020. It certifies compliance related to share transfer facilities and is signed by the company secretary and compliance officer. The document length is short (2654 characters) and it is a certification letter rather than a full financial or management report. It does not contain financial statements or substantive financial data. Therefore, it fits the criteria for a Regulatory Filing (RNS) as it is primarily a compliance certificate and not a full report or announcement of a report.
2020-05-27 English
We submit herewith the confirmation certificate received from M/s. C B Management Services (P) Limited, Registrar and Share Transfer Agent (RTA) as per Regulation 74(5) of the SEBI (Depositories ....
Regulatory Filings Classification · 95% confidence The document is a confirmation certificate submitted under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018, for the quarter ended 31st March 2020. It is a letter from the company secretary to the stock exchange, enclosing a certificate from the Registrar and Share Transfer Agent confirming no securities were received for dematerialization during the quarter. The document is short (1765 characters) and primarily serves as a regulatory compliance certificate rather than a financial report or announcement of financial results. It does not contain financial statements or detailed financial data. Therefore, it fits best under Regulatory Filings (RNS), which covers officer certifications and compliance documents that do not qualify as full reports or announcements.
2020-05-27 English
As per the Company's 'Code of Conduct to Regulate, Monitor and Report Trading by the Designated Persons and immediate relatives of Designated Persons' and pursuant to the Provisions of ....
Regulatory Filings Classification · 95% confidence The document is a letter from the company secretary to the stock exchange informing about the closure of the trading window for insiders and designated persons due to the upcoming finalization of audited accounts for the quarter and year ended 31st March 2020. It references regulatory provisions related to insider trading and states that the trading window will be closed until 48 hours after the board meeting where results will be considered. The document does not contain any financial data, results, or detailed report but is an announcement related to compliance and trading restrictions ahead of financial results. The document length is short (1760 characters) and it is clearly an announcement rather than a report or financial filing. Therefore, it fits best under Regulatory Filings (RNS) as a compliance-related announcement.
2020-03-31 English
Pursuant to Regulation 47 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, please find attached herewith copy of newspaper advertisements, published on 15.02.2020 ....
Regulatory Filings Classification · 95% confidence The document is a letter addressed to the stock exchange (BSE Limited) regarding the publication of unaudited financial results for the quarter and nine months ended 31.12.2019. It references Regulation 47 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, which mandates disclosure of financial results. The document includes a newspaper advertisement of the unaudited financial results, which is a common practice for listed companies in India to comply with disclosure requirements. The document does not contain the full financial report itself but rather the advertisement of the results. The length is about 15,000 characters, but the content is primarily an announcement of the publication of financial results in newspapers, not the full report or detailed financial statements. Therefore, according to the "Menu vs Meal" rule, this document is best classified as a Regulatory Filing (RNS) because it is a regulatory announcement of financial results publication, not the full financial report or earnings release.
2020-02-17 English
Pursuant to the provisions of Regulation 33 and Regulation 30 of Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, please find enclosed ....
Interim / Quarterly Report Classification · 95% confidence The document is a letter addressed to the stock exchange secretary reporting the outcome of a board meeting held on February 14, 2020. It references Regulation 33 and Regulation 30 of the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, which pertain to financial disclosures. The letter states that the Board of Directors approved and took on record the unaudited financial results (consolidated and standalone) for the third quarter and nine months ended December 31, 2019, along with a limited review report for the same period. The document includes actual financial data and is not merely an announcement or a certification. The presence of unaudited quarterly financial results and a limited review report for a period shorter than a full fiscal year indicates this is an Interim / Quarterly Report (IR). The document length (15,000 characters) and content support this classification rather than a brief announcement or regulatory filing.
2020-02-14 English
Pursuant to the provisions of Regulation 33 and Regulation 30 of Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, please find enclosed ....
Interim / Quarterly Report Classification · 95% confidence The document is a letter addressed to the stock exchange secretary reporting the outcome of a board meeting held on February 14, 2020. It references Regulation 33 and Regulation 30 of the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, which pertain to financial disclosures. The letter states that the Board of Directors approved and took on record the unaudited financial results (consolidated and standalone) for the third quarter and nine months ended December 31, 2019, along with a limited review report for the same period. The document includes financial data tables and is approximately 15,000 characters long, indicating it contains substantive financial information rather than just an announcement. This matches the characteristics of an Interim / Quarterly Report (IR), which includes comprehensive financial data for a period shorter than a full fiscal year. Therefore, the document should be classified as an Interim / Quarterly Report (IR).
2020-02-14 English

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