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TRI-CONTINENTAL Corp — Investor Relations & Filings

Ticker · TY ISIN · US8954361031 LEI · 6QVMFZKY1QSOOIHD7Y77 US Financial and insurance activities
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Filings indexed 1,003 across all filing types
Latest filing 1998-05-11 Regulatory Filings
Country US United States of America
Listing US TY

About TRI-CONTINENTAL Corp

https://www.columbiathreadneedleus.com/…

Tri-Continental Corporation is a diversified, closed-end management investment company. The corporation's investment objective is to produce future growth of both capital and income while providing reasonable current income to its shareholders. To achieve this, it invests in a hybrid portfolio composed of a diversified mix of common stocks and fixed-income securities. The fund's investments are spread across companies operating in various sectors, primarily within the public equity markets.

Recent filings

Filing Released Lang Actions
N-23C-1
Regulatory Filings
1998-05-11 English
DEFINITIVE PROSPECTUS
Fund Information / Factsheet Classification · 85% confidence The document is a detailed prospectus for Tri-Continental Corporation, a closed-end investment company, dated May 1, 1998. It includes extensive information about the company's investment objectives, management, fees, financial highlights, capital structure, and trading information. The text references the 1997 Annual Report and financial statements incorporated by reference but does not itself contain full financial statements or comprehensive financial performance data for a fiscal year. The document is not an announcement of a report but a substantive disclosure document aimed at investors, describing the company's operations, policies, and financial highlights. It is not a regulatory filing, certification, or announcement of voting results. Given the nature of the document as a detailed investment prospectus with financial highlights and company information, it best fits the category of Fund Information / Factsheet (FS), which is a brief summary of key company facts, financials, and market info. The length and detail exceed a typical factsheet, but the content aligns most closely with FS rather than a full Annual Report (10-K) or other categories. Therefore, the classification is FS with high confidence.
1998-05-01 English
DEFINITIVE PROXY
Proxy Solicitation & Information Statement
1998-04-20 English
SELIGMAN TRI-CONTINENTAL CORPORATION N-2
Regulatory Filings Classification · 95% confidence The document is a Form N-2 Registration Statement filed under the Securities Act of 1933 and the Investment Company Act of 1940. It includes detailed information about Tri-Continental Corporation, an investment company, including investment objectives, management fees, financial highlights, and stock information. The document is lengthy (15,000 characters) and contains substantive financial data and disclosures typical of a registration statement for an investment company. It is not an announcement or a brief summary but a comprehensive filing required by the SEC for investment companies to register securities. This type of document does not fit into categories like Annual Report (10-K), Earnings Release (ER), or Proxy Solicitation (PSI). Instead, it is a regulatory filing specific to investment companies. Given the detailed nature and regulatory context, the best classification is Regulatory Filings (RNS), which serves as a fallback for miscellaneous regulatory documents that do not fit other categories.
1998-04-16 English
FORM N-23C-1
Regulatory Filings
1998-04-09 English
SUPPLEMENT
Regulatory Filings
1998-04-02 English

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